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Hecht v Harris, Upham & Co     48

Cases Referring to this Case

Case Name	Citation(s)	Court	Jurisdiction	Date †	Full Text		Citation Index
Nordstrom Inc v Chubb & Son Inc	54 F3d 1424	United States Court of Appeals, Ninth Circuit	United States	1 Aug 1995	WorldLII		7
Meyers v Commodity Futures Trading Commission	[1994] USCA9 2245	United States Court of Appeals, Ninth Circuit	United States	13 Jul 1994	WorldLII
Lampf, Pleva, Lipkind, Prupis & Petigrow v Gilbertson	501 US 350; 115 L Ed 2d 321; 111 SCt 2773	United States Supreme Court	United States	13 Sep 1991	WorldLII		210
Thomson McKinnon Securities Inc v L Clark	901 F2d 1568	United States Court of Appeals, Eleventh Circuit	United States	23 May 1990	WorldLII		3
Nesbit v McNeil	896 F2d 380	United States Court of Appeals, Ninth Circuit	United States	16 May 1990	WorldLII		5
Davis v Birr, Wilson & Co	839 F2d 1369	United States Court of Appeals, Ninth Circuit	United States	24 Feb 1988	WorldLII		12
Washington Public Power Supply System Securities Litigation Puchall v Houghton Cluck Coughlin & Riley	823 F2d 1349; 56 USLW 2094	United States Court of Appeals, Ninth Circuit	United States	30 Jul 1987	WorldLII		33
Buhler v Audio Leasing Corporation J Cleveland	807 F2d 833	United States Court of Appeals, Ninth Circuit	United States	13 Jan 1987	WorldLII		5
Kersh v General Council of Assemblies of God	804 F2d 546	United States Court of Appeals, Ninth Circuit	United States	13 Nov 1986	WorldLII		11
Vucinich v Paine, Webber, Jackson Curtis, Inc	803 F2d 454	United States Court of Appeals, Ninth Circuit	United States	23 Oct 1986	WorldLII		6
Bowley v Stotler & Co	751 F2d 641; 40 Fed RServ2d 1342	United States Court of Appeals, Third Circuit	United States	8 Jan 1985	WorldLII		17
McGinn v Merrill Lynch Pierce Fenner & Smith Inc S	736 F2d 1254	United States Court of Appeals, Eighth Circuit	United States	22 Jun 1984	WorldLII		4
Costello v Oppenheimer & Co Inc	711 F2d 1361	United States Court of Appeals, Seventh Circuit	United States	22 Jun 1983	WorldLII		8
Armstrong v McAlpin	699 F2d 79	United States Court of Appeals, Second Circuit	United States	24 Jan 1983	WorldLII		33
Karlen v Ray E Friedman & Co Commodities	688 F2d 1193	United States Court of Appeals, Eighth Circuit	United States	15 Sep 1982	WorldLII		14
Follansbee v Davis Skaggs & Co Inc T M Follansbee	681 F2d 673	United States Court of Appeals, Ninth Circuit	United States	16 Jul 1982	WorldLII		8
California Trucking Association v Brotherhood of Teamsters & Auto Truck Drivers Local Granny Goose Foods Inc	679 F2d 1275; 95 Lab Cas 13,766	United States Court of Appeals, Ninth Circuit	United States	3 Jun 1982	WorldLII		13
Merrill Lynch, Pierce, Fenner & Smith, Inc v Curran	456 US 353; 72 L Ed 2d 182; 102 SCt 1825	United States Supreme Court	United States	3 May 1982	WorldLII		222
De Lancie v Birr Wilson & Co	648 F2d 1255	United States Court of Appeals, Ninth Circuit	United States	26 Jun 1981	WorldLII		14
Leist v Simplot	638 F2d 283	United States Court of Appeals, Second Circuit	United States	23 Feb 1981	WorldLII		24
Croy v Campbell	624 F2d 709	United States Court of Appeals, Fifth Circuit	United States	22 Aug 1980	WorldLII		12
Mihara v Dean Witter & Co	619 F2d 814	United States Court of Appeals, Ninth Circuit	United States	23 May 1980	WorldLII		18
Marbury Management, Inc v Kohn	629 F2d 705	United States Court of Appeals, Second Circuit	United States	21 Apr 1980	WorldLII		38
Johnson v United States	602 F2d 734	United States Court of Appeals, Sixth Circuit	United States	7 Sep 1979	WorldLII		5
McNeal v Paine, Webber, Jackson & Curtis, Inc	598 F2d 888	United States Court of Appeals, Fifth Circuit	United States	10 Jul 1979	WorldLII		19
Carpenter v Harris Upham & Co Inc Warren III B	594 F2d 388	United States Court of Appeals, Fourth Circuit	United States	13 Mar 1979	WorldLII		6
Moody v Bache & Co	570 F2d 523	United States Court of Appeals, Fifth Circuit	United States	30 Mar 1978	WorldLII		13
Bosse v Crowell Collier and Macmillan	565 F2d 602	United States Court of Appeals, Ninth Circuit	United States	6 Dec 1977	WorldLII		23
Newburger, Loeb & Co v Gross	563 F2d 1057	United States Court of Appeals, Second Circuit	United States	24 Aug 1977	WorldLII		21
Lincoln Commodity Services v Meade	558 F2d 469	United States Court of Appeals, Eighth Circuit	United States	11 Jul 1977	WorldLII		4
Ryan v Foster & Marshall, Inc	556 F2d 460	United States Court of Appeals, Ninth Circuit	United States	28 Jun 1977	WorldLII		13
Hirsch v Pont	553 F2d 750	United States Court of Appeals, Second Circuit	United States	7 Apr 1977	WorldLII		20
Holloway v Howerdd	536 F2d 690	United States Court of Appeals, Sixth Circuit	United States	26 Jul 1976	WorldLII		13
Hilton v Mumaw	522 F2d 588	United States Court of Appeals, Ninth Circuit	United States	4 Aug 1975	WorldLII		21
Zweig v Hearst Corporation	521 F2d 1129; 32 ALRFed 703	United States Court of Appeals, Ninth Circuit	United States	21 Jul 1975	WorldLII		32
Van Gemert v Boeing Co	520 F2d 1373	United States Court of Appeals, Second Circuit	United States	14 Jul 1975	WorldLII		20
Carras v Burns	516 F2d 251	United States Court of Appeals, Fourth Circuit	United States	6 May 1975	WorldLII		27
SEC v Management Dynamics, Inc	515 F2d 801	United States Court of Appeals, Second Circuit	United States	18 Mar 1975	WorldLII		56
Hochfelder v Ernst & Ernst S Martin	503 F2d 1100	United States Court of Appeals, Seventh Circuit	United States	22 Nov 1974	WorldLII		11
Central Council of Tlingit Haida Indians of Alaska v Chugach Native Association	502 F2d 1323	United States Court of Appeals, Ninth Circuit	United States	5 Sep 1974	WorldLII		2
Fey v Walston & Co	493 F2d 1036	United States Court of Appeals, Seventh Circuit	United States	14 Mar 1974	WorldLII		43
Dzenits v Merrill Lynch, Pierce, Fenner & Smith, Inc	494 F2d 168	United States Court of Appeals, Tenth Circuit	United States	6 Mar 1974	WorldLII		29
United California Bank v Salik	481 F2d 1012	United States Court of Appeals, Ninth Circuit	United States	17 Sep 1973	WorldLII		21
Strong v France	474 F2d 747	United States Court of Appeals, Ninth Circuit	United States	28 Feb 1973	WorldLII		9
Landry v Hemphill Noyes & Co a Landry	473 F2d 365; 35 ALRFed 367	United States Court of Appeals, First Circuit	United States	7 Feb 1973	WorldLII		10
Young v Taylor	466 F2d 1329	United States Court of Appeals, Tenth Circuit	United States	19 Sep 1972	WorldLII		14
Ewatson v Roberts Scott & Co Inc	466 F2d 1348	United States Court of Appeals, Ninth Circuit	United States	24 Aug 1972	WorldLII		2

Law Journal Articles Referring to this Case

Journal Article Title	Citation(s)	Author	Jurisdiction	Date †	Full Text		Citation Index
"Professional Responsibilities and Fiduciary Obligations of Securities Brokers"	(1991) 14 University of New South Wales Law Journal 98	Black, Ashley	Australia	circa 1991	AustLII

Cases and Articles Cited

Case Name	Citation(s)	Court	Jurisdiction	Date †	Full Text		Citation Index
Avern Trust v W Clarke W	415 F2d 1238	United States Court of Appeals, Seventh Circuit	United States	1 Nov 1969	WorldLII		9
SEC v Texas Gulf Sulphur Co	401 F2d 833; 2 ALRFed 190	United States Court of Appeals, Second Circuit	United States	13 Aug 1968	WorldLII		296
Clostermann v Gates Rubber Co	394 F2d 794	United States Court of Appeals, Ninth Circuit	United States	13 May 1968	WorldLII		4
Myzel v Fields	386 F2d 718	United States Court of Appeals, Eighth Circuit	United States	4 Mar 1968	WorldLII		113
Kamen & Co v Paul H Aschkar & Co	382 F2d 689	United States Court of Appeals, Ninth Circuit	United States	7 Jul 1967	WorldLII		22
Irish v Securities & Exchange Commission	367 F2d 637	United States Court of Appeals, Ninth Circuit	United States	25 Nov 1966	WorldLII		5
Rural Fire Protection Co v Hepp	366 F2d 355	United States Court of Appeals, Ninth Circuit	United States	16 Sep 1966	WorldLII		18
Colonial Realty Corporation v Bache & Co	358 F2d 178	United States Court of Appeals, Second Circuit	United States	8 Nov 1965	WorldLII		48
Royal Air Properties, Inc v Smith	333 F2d 568	United States Court of Appeals, Ninth Circuit	United States	19 Jun 1964	WorldLII		15
J I Case Co v Borak	377 US 426; 12 L Ed 2d 423; 84 SCt 1555	United States Supreme Court	United States	8 Jun 1964	WorldLII		407
Royal Air Properties, Inc v Smith	312 F2d 210	United States Court of Appeals, Ninth Circuit	United States	20 Dec 1962	WorldLII		48
Ellis v Carter	291 F2d 270	United States Court of Appeals, Ninth Circuit	United States	31 May 1961	WorldLII		65
Costello v United States	365 US 265; 5 L Ed 2d 551; 81 SCt 534; 5 L Ed 551	United States Supreme Court	United States	20 Feb 1961	WorldLII		187
Matheson v Armbrust	284 F2d 670	United States Court of Appeals, Ninth Circuit	United States	28 Nov 1960	WorldLII		22
Hampton v Paramount Pictures Corporation	279 F2d 100; 84 ALR 2d 454	United States Court of Appeals, Ninth Circuit	United States	2 Jun 1960	WorldLII		30
Matsuo Yoshida v Liberty Mutual Insurance Co	240 F2d 824	United States Court of Appeals, Ninth Circuit	United States	31 Jan 1957	WorldLII		18
Errion v Connell	236 F2d 447	United States Court of Appeals, Ninth Circuit	United States	10 Aug 1956	WorldLII		44
Johnson Co v Securities and Exchange Commission	97 USApp DC 364; 231 F2d 523	United States Court of Appeals, District of Columbia Circuit	United States	circa 1956	WorldLII		3
Deckert v Independence Shares Corporation	311 US 282; 85 L Ed 189; 85 L Ed 2d 189; 61 SCt 229	United States Supreme Court	United States	9 Dec 1940	WorldLII		192
Securities and Exchange Act of	[1934] SEC 10; 26 Idaho 21; 15 USC 78		United States	circa 1934			1281
Story Parchment Co v Paterson Parchment Paper Co	282 US 555; 75 L Ed 544; 51 SCt 248; 75 L Ed 2d 544	United States Supreme Court	United States	24 Feb 1931	WorldLII		405
390 US 951	390 US 951; 88 SCt 1043; 19 L Ed 2d 1143	United States Supreme Court	United States	circa 1931	Westlaw		129
cert denied	352 US 844; 1 L Ed 2d 59; 77 SCt 54	United States Supreme Court	United States	circa 1931	Westlaw		57
312 f2d 213-214	312 F2d 213-214		United States	circa 1931	Westlaw		2
Mercury Investment Co v A G Edwards & Sons	295 FSupp 1160		United States		Westlaw		2
Anderson v Francis I DuPont & Co	291 FSupp 705		United States		Westlaw		21
Stevens v Abbott, Proctor & Paine	288 FSupp 836		United States		Westlaw		15
Moscarelli v Stamm	288 FSupp 453		United States		Westlaw		22
Hecht v Harris, Upham & Co	283 FSupp 417		United States		Westlaw		37
Goodman v H Hentz & Co	265 FSupp 440		United States		Westlaw		15
Lorenz v Watson	258 FSupp 724		United States		Westlaw		12
Sinva, Inc v Merrill, Lynch, Pierce, Fenner & Smith, Inc	253 FSupp 359		United States		Westlaw		12
Fratt v Robinson	203 F2d 627		United States		Westlaw		48
Norris & Hirshberg, Inc v SEC	177 F2d 228; 85 USApp DC 268		United States		Westlaw		27
Nash v J Arthur Warner & Co	137 FSupp 615		United States		Westlaw		7
Carr v Warner	137 FSupp 611		United States		Westlaw		8
"Churning by Securities Dealers"	80 Harvard Law Review 869	Harvard Law Review	United States		HeinOnline / LexisNexis		15
Trust Indenture Act of	15 USC 77; [1933] SEC 22; 828 FSupp 623	United States Code	United States		LII (Cornell)		650
Louisiana Securities Laws and the Commodity Exchange Act	7 USC 1	United States Code	United States		LII (Cornell)		42