Australian Securities and Investments Commission v Rich 118

[2006] NSWSC 826; (2006) 235 ALR 587; (2006) 58 ACSR 414

Supreme Court of New South Wales

Australia - New South Wales

21st August, 2006

Cases Referring to this Case

Case Name	Citation(s)	Court †	Jurisdiction	Date	Full Text	Citation Index
Weston and Inspector-General in Bankruptcy	[2022] AATA 1135	Administrative Appeals Tribunal	Australia	12 May 2022	AustLII	1
Deputy Commission of Taxation v Diskoros	[2012] NSWDC 245	District Court of New South Wales	Australia - New South Wales	22 Nov 2012	AustLII
Suttram Pty Ltd v Michelin Australia Pty Ltd	[2009] NSWDC 408	District Court of New South Wales	Australia - New South Wales	8 Oct 2009	AustLII	1
Larach v Urriola	[2009] NSWDC 97	District Court of New South Wales	Australia - New South Wales	22 May 2009	AustLII	2
Power Technologies Pty Ltd v Vero Insurance Ltd	[2009] NSWDDT 21	Dust Diseases Tribunal of New South Wales	Australia - New South Wales	8 Sep 2009	AustLII
Fiato & Chimin	[2020] FamCA 61	Family Court of Australia	Australia	15 Jan 2020	AustLII	1
Kabat & Garacia (No 3)	[2019] FamCA 505	Family Court of Australia	Australia	31 Jul 2019	AustLII
Baum v Lokare	[2019] FamCA 132	Family Court of Australia	Australia	22 Feb 2019	AustLII	1
Auden & Auden	[2018] FamCA 831	Family Court of Australia	Australia	17 Oct 2018	AustLII	1
Theodore & Theodore	[2017] FamCA 588	Family Court of Australia	Australia	18 Aug 2017	AustLII	3
Trevor & Trevor	[2016] FamCA 756	Family Court of Australia	Australia	7 Sep 2016	AustLII	2
McDermott & McDermott	[2016] FamCA 613	Family Court of Australia	Australia	29 Jul 2016	AustLII	6
Stott & Holgar	[2016] FamCA 1075	Family Court of Australia	Australia	7 Jul 2016	AustLII
State Central Authority & Jazeer (No 3)	[2015] FamCA 315	Family Court of Australia	Australia	26 Mar 2015	AustLII
Adams & Adams	[2014] FamCA 223	Family Court of Australia	Australia	12 Feb 2014	AustLII	1
Jackson & Shea	[2013] FamCA 692	Family Court of Australia	Australia	11 Sep 2013	AustLII	1
Cook and Cook (No 6)	[2010] FamCA 810	Family Court of Australia	Australia	14 Sep 2010	AustLII	7
Swallow v Bemert	[2010] FamCAFC 100; (2010) 241 FLR 74; [2010] FLC 93-441	Family Court of Australia	Australia	11 Jun 2010	AustLII	52
Stephens v Stephens (Enforcement)	[2009] FamCAFC 240; [2009] FLC 93-425; (2009) 42 Fam LR 423	Family Court of Australia	Australia	24 Dec 2009	AustLII	48
Kozak (Deceased) and Kozak	[2019] FCWA 243	Family Court of Western Australia	Australia - Western Australia	19 Nov 2019	AustLII	2
Magnus & Sandri (No 3)	[2024] FedCFamC1F 449	Federal Circuit and Family Court of Australia - Division 1 First Instance	Australia - Commonwealth	23 Jul 2024	AustLII	1
Arena & Arena (No 5)	[2024] FedCFamC1F 362	Federal Circuit and Family Court of Australia - Division 1 First Instance	Australia - Commonwealth	28 May 2024	AustLII
Cleese & Colburn (No 3)	[2024] FedCFamC1F 221	Federal Circuit and Family Court of Australia - Division 1 First Instance	Australia - Commonwealth	4 Apr 2024	AustLII
Arena & Arena (No 2)	[2023] FedCFamC1F 1011	Federal Circuit and Family Court of Australia - Division 1 First Instance	Australia - Commonwealth	21 Nov 2023	AustLII	1
Daeger & Daeger (No 3)	[2023] FedCFamC1F 437	Federal Circuit and Family Court of Australia - Division 1 First Instance	Australia - Commonwealth	24 Oct 2023	AustLII	1
Daily & Daily (No 2)	[2023] FedCFamC1F 858	Federal Circuit and Family Court of Australia - Division 1 First Instance	Australia - Commonwealth	13 Oct 2023	AustLII	2
Scott & Munayallan (No 10)	[2023] FedCFamC1F 600	Federal Circuit and Family Court of Australia - Division 1 First Instance	Australia - Commonwealth	20 Jul 2023	AustLII	2
Saracuna & Siddele (No 4)	[2023] FedCFamC1F 165	Federal Circuit and Family Court of Australia - Division 1 First Instance	Australia - Commonwealth	20 Mar 2023	AustLII	2
Gresham & Gresham	[2023] FedCFamC1F 49	Federal Circuit and Family Court of Australia - Division 1 First Instance	Australia - Commonwealth	10 Feb 2023	AustLII	1
Tsiang & Wu (No 2)	[2023] FedCFamC1F 23	Federal Circuit and Family Court of Australia - Division 1 First Instance	Australia - Commonwealth	1 Feb 2023	AustLII
Saracuna & Siddele (No 3)	[2022] FedCFamC1F 915	Federal Circuit and Family Court of Australia - Division 1 First Instance	Australia - Commonwealth	16 Nov 2022	AustLII	2
Sappho & Sappho	[2022] FedCFamC1F 785	Federal Circuit and Family Court of Australia - Division 1 First Instance	Australia - Commonwealth	18 Oct 2022	AustLII
Kaleel & Mansour	[2024] FedCFamC2F 106	Federal Circuit and Family Court of Australia - Division 2 Family Law	Australia - Commonwealth	1 Feb 2024	AustLII
Self Care Corporation Pty Ltd v Green Forest International Pty Ltd (No 14)	[2023] FedCFamC2G 868	Federal Circuit and Family Court of Australia - Division 2 General Federal Law	Australia - Commonwealth	10 Oct 2023	AustLII	2
Alramadi v Saudi Arabian Cultural Mission	[2023] FedCFamC2G 895	Federal Circuit and Family Court of Australia - Division 2 General Federal Law	Australia - Commonwealth	6 Oct 2023	AustLII	1
Evans v Oxford Shop Pty Ltd (No 2)	[2023] FedCFamC2G 663	Federal Circuit and Family Court of Australia - Division 2 General Federal Law	Australia - Commonwealth	27 Jul 2023	AustLII
ABCC v CFMEU (Pacific Highway Upgrade Case) (No 2)	[2022] FedCFamC2G 62	Federal Circuit and Family Court of Australia - Division 2 General Federal Law	Australia - Commonwealth	2 Feb 2022	AustLII	1
Bi v Minister for Immigration	[2018] FCCA 335	Federal Circuit Court of Australia	Australia	16 Apr 2018	AustLII	2
Chong v Ha (No 2)	[2018] FCCA 320	Federal Circuit Court of Australia	Australia	14 Feb 2018	AustLII	3
Pilcher & Pilcher	[2017] FCCA 2545	Federal Circuit Court of Australia	Australia	13 Oct 2017	AustLII	1
Australian Building and Construction Commission v Collier	[2017] FCCA 1964	Federal Circuit Court of Australia	Australia	18 Aug 2017	AustLII	2
Kaur v Minister for Immigration (No 2)	[2017] FCCA 618	Federal Circuit Court of Australia	Australia	29 Mar 2017	AustLII
Fair Work Ombudsman v Safecorp Security Group Pty Ltd	[2017] FCCA 348	Federal Circuit Court of Australia	Australia	28 Feb 2017	AustLII	8
Atkinson v Killarney Properties Pty Ltd	[2016] FCCA 3233	Federal Circuit Court of Australia	Australia	14 Dec 2016	AustLII	5
Andrews & Grant	[2015] FCCA 952	Federal Circuit Court of Australia	Australia	17 Apr 2015	AustLII
King & King	[2014] FCCA 163	Federal Circuit Court of Australia	Australia	7 Feb 2014	AustLII	4
McCann & McCann	[2013] FCCA 18	Federal Circuit Court of Australia	Australia	12 Apr 2013	AustLII
AAI20 v Minister for Immigration, Citizenship and Multicultural Affairs	[2024] FCA 707	Federal Court of Australia	Australia - Commonwealth	18 Jun 2024	AustLII	1
Briggs on behalf of the Boonwurrung People v Victoria	[2024] FCA 288	Federal Court of Australia	Australia - Commonwealth	25 Mar 2024	AustLII	2
MF Lady Pty Ltd (Trustee) v Henry Morgan Ltd	[2022] FCA 978	Federal Court of Australia	Australia - Commonwealth	22 Aug 2022	AustLII	2
Leggett v Hawkesbury Race Club Ltd (No 2) (Reopening Decision)	[2021] FCA 1657	Federal Court of Australia	Australia - Commonwealth	16 Dec 2021	AustLII
Frigger v Trenfield (No 7)	[2020] FCA 1740	Federal Court of Australia	Australia - Commonwealth	27 Nov 2020	AustLII	13
Matson v Attorney-General	[2020] FCA 1558	Federal Court of Australia	Australia - Commonwealth	28 Oct 2020	AustLII	13
Bi v Minister for Home Affairs	[2019] FCA 563	Federal Court of Australia	Australia - Commonwealth	24 Apr 2019	AustLII
Australian Securities and Investments Commission, in the matter of Whitebox Trading Pty Ltd v Whitebox Trading Pty Ltd (No 6)	[2018] FCA 1077	Federal Court of Australia	Australia - Commonwealth	19 Jul 2018	AustLII	1
BCI Finances Pty Ltd (in liq) v Binetter (No 3)	[2015] FCA 1336	Federal Court of Australia	Australia - Commonwealth	1 Dec 2015	AustLII	4
BMG Poseidon Corporation Pty Ltd v Adelaide Bank Ltd; In the Matter of BMG Poseidon Corporation Pty Ltd	[2009] FCA 389	Federal Court of Australia	Australia - Commonwealth	21 Apr 2009	AustLII	3
Bing! Software Pty Ltd v Bing Technologies Pty Ltd (No 2)	[2008] FCA 1761	Federal Court of Australia	Australia - Commonwealth	25 Nov 2008	AustLII	14
Lackey & Mae	[2013] FMCAfam 284	Federal Magistrates Court of Australia	Australia	4 Apr 2013	AustLII	4
Williams v Canberra Urology Pty Ltd	[2012] FMCA 945	Federal Magistrates Court of Australia	Australia	16 Oct 2012	AustLII	2
Piscopo v Hill (No 3)	[2010] FMCA 153	Federal Magistrates Court of Australia	Australia	12 Mar 2010	AustLII	1
Chhabra v Ku-ring-gai Council	[2021] NSWLEC 1009	Land and Environment Court of New South Wales	Australia - New South Wales	8 Jan 2021	AustLII	2
Penrith City Council v Dincel Construction System Pty Ltd (No 3)	[2020] NSWLEC 117	Land and Environment Court of New South Wales	Australia - New South Wales	18 Aug 2020	AustLII	2
Britely Property Pty Ltd v Randwick City Council	[2020] NSWLEC 1367	Land and Environment Court of New South Wales	Australia - New South Wales	14 Aug 2020	AustLII
Penrith City Council v Settlers Estate Pty Ltd	[2020] NSWLEC 99	Land and Environment Court of New South Wales	Australia - New South Wales	24 Jul 2020	AustLII	2
Ballina Shire Council	[2020] NSWLEC 1278	Land and Environment Court of New South Wales	Australia - New South Wales	26 Jun 2020	AustLII
Randren House Pty Ltd v Water Administration Ministerial Corporation (No 4)	[2019] NSWLEC 5	Land and Environment Court of New South Wales	Australia - New South Wales	15 Feb 2019	AustLII	7
Lane Cove Council v Ross (No 9)	[2013] NSWLEC 78	Land and Environment Court of New South Wales	Australia - New South Wales	28 May 2013	AustLII	3
Wise v Byron Shire Council	[2012] NSWLEC 1313	Land and Environment Court of New South Wales	Australia - New South Wales	6 Nov 2012	AustLII
Kennedy v Stockland Developments Pty Ltd (No 6)	[2012] NSWLEC 34	Land and Environment Court of New South Wales	Australia - New South Wales	5 Mar 2012	AustLII	2
Ashton Coal Operations Pty Ltd v Director General, Department of Environment, Climate Change and Water (No 2)	[2011] NSWLEC 116	Land and Environment Court of New South Wales	Australia - New South Wales	7 Jul 2011	AustLII	7
Wollondilly Shire Council v Foxman Environmental Development Services Pty Ltd (No 4)	[2011] NSWLEC 35	Land and Environment Court of New South Wales	Australia - New South Wales	8 Mar 2011	AustLII	7
Woodhouse v Commissioner of Police	[2022] NSWCATAD 41	New South Wales Civil and Administrative Tribunal - Administrative and Equal Opportunity Division	Australia - New South Wales	8 Feb 2022	AustLII	1
Sheehy v Commissioner of Police, NSW Police Force; Rapisarda v Commissioner of Police, NSW Police Force; McDonald v Commissioner of Police, NSW Police Force; Housego v Commissioner of Police, NSW Police Force	[2017] NSWCATAD 349	New South Wales Civil and Administrative Tribunal - Administrative and Equal Opportunity Division	Australia - New South Wales	29 Nov 2017	AustLII	3
FHG v Cumberland City Council; Cumberland City Council v FHG	[2023] NSWCATAP 91	New South Wales Civil and Administrative Tribunal - Appeal Panel	Australia - New South Wales	30 Mar 2023	AustLII	4
Wassef v Panagiotopolous	[2019] NSWCATAP 101	New South Wales Civil and Administrative Tribunal - Appeal Panel	Australia - New South Wales	26 Apr 2019	AustLII	5
Wiskich v Composite Materials Australia Pty Ltd	[2016] NSWCATAP 221	New South Wales Civil and Administrative Tribunal - Appeal Panel	Australia - New South Wales	6 Oct 2016	AustLII	4
Archibald v The Owners âe" Strata Plan No. 50441	[2023] NSWCATCD 111	New South Wales Civil and Administrative Tribunal - Consumer and Commercial Division	Australia - New South Wales	18 Sep 2023	AustLII
The Owners âe" Strata Plan No. 1813 v Keevers	[2022] NSWCATCD 104	New South Wales Civil and Administrative Tribunal - Consumer and Commercial Division	Australia - New South Wales	6 Jul 2022	AustLII	1
Linquist v Nursing and Midwifery Board of Australia	[2019] NSWCATOD 185	New South Wales Civil and Administrative Tribunal - Occupational Division	Australia - New South Wales	4 Dec 2019	AustLII	2
Anley v Department of Education and Training - Western Sydney Institute of TAFE	[2010] NSWIRComm 140	New South Wales Industrial Relations Commission	Australia - New South Wales	12 Oct 2010	AustLII	1
Liu v Wang	[2024] NSWSC 697	Supreme Court of New South Wales	Australia - New South Wales	30 May 2024	AustLII
In the matter of Sunnya Pty Ltd	[2024] NSWSC 137	Supreme Court of New South Wales	Australia - New South Wales	22 Feb 2024	AustLII
Plus One International Pty Ltd v Ching (No 3)	[2020] NSWSC 1598	Supreme Court of New South Wales	Australia - New South Wales	13 Nov 2020	AustLII	11
Grandview Ausbuilder Pty Ltd v Budget Demolitions & Excavations Pty Ltd (No 2)	[2020] NSWSC 1307	Supreme Court of New South Wales	Australia - New South Wales	25 Sep 2020	AustLII
Goodman Fielder Consumer Foods Pty Ltd v Graincorp Foods Australia Pty Ltd	[2020] NSWSC 706	Supreme Court of New South Wales	Australia - New South Wales	10 Jun 2020	AustLII	11
Rodriguez & Sons Pty Ltd v Queensland Bulk Water Supply Authority trading as Seqwater (No 18)	[2018] NSWSC 1828	Supreme Court of New South Wales	Australia - New South Wales	30 Nov 2018	AustLII	8
Shaw v KPR Recruitment Australia Pty Ltd (No 2)	[2017] NSWSC 707	Supreme Court of New South Wales	Australia - New South Wales	7 Jun 2017	AustLII	5
In the matter of Access Elevators Australia Pty Ltd	[2016] NSWSC 739	Supreme Court of New South Wales	Australia - New South Wales	9 Jun 2016	AustLII	2
Owners – Strata Plan No 74602 v Brookfield Australia Investments Ltd	[2015] NSWSC 1682	Supreme Court of New South Wales	Australia - New South Wales	12 Nov 2015	AustLII	12
Re St Gregory's Armenian School Inc	[2015] NSWSC 1042	Supreme Court of New South Wales	Australia - New South Wales	10 Jul 2015	AustLII	3
Askew v Askew	[2015] NSWSC 192	Supreme Court of New South Wales	Australia - New South Wales	4 Mar 2015	AustLII	12
Bestcare Foods Ltd (subject to a Deed of Co Arrangement)	[2014] NSWSC 1831	Supreme Court of New South Wales	Australia - New South Wales	18 Dec 2014	AustLII
Stanizzo v Badarne	[2014] NSWSC 1334	Supreme Court of New South Wales	Australia - New South Wales	19 Sep 2014	AustLII	2
Taouk v Louis (No 1)	[2014] NSWSC 656	Supreme Court of New South Wales	Australia - New South Wales	26 May 2014	AustLII	12
Jacques v Forte Enterprises Pty Ltd (No 2)	[2012] NSWSC 1314	Supreme Court of New South Wales	Australia - New South Wales	12 Oct 2012	AustLII
Griffin v Coe	[2012] NSWSC 412	Supreme Court of New South Wales	Australia - New South Wales	14 Sep 2012	AustLII	7
N M Rural Enterprises Pty Ltd v Rimanui Farms Ltd	[2012] NSWSC 31	Supreme Court of New South Wales	Australia - New South Wales	6 Feb 2012	AustLII	3
N M Rural Enterprises Pty Ltd v Rimanui Farms Ltd	[2011] NSWSC 1561	Supreme Court of New South Wales	Australia - New South Wales	15 Dec 2011	AustLII	9
Gaskin v Ollerenshaw	[2010] NSWSC 788	Supreme Court of New South Wales	Australia - New South Wales	16 Jul 2010	AustLII	25
Workcare Management v Gajic Holdings (No 2)	[2010] NSWSC 920	Supreme Court of New South Wales	Australia - New South Wales	30 Jun 2010	AustLII
McLaughlin v Dungowan Manly Pty Ltd	[2010] NSWSC 89	Supreme Court of New South Wales	Australia - New South Wales	18 Feb 2010	AustLII	8
Sam Management Services (Aust) Pty Ltd v Bank of Western Australia Ltd	[2009] NSWSC 702	Supreme Court of New South Wales	Australia - New South Wales	17 Jul 2009	AustLII	3
Golden Oceans (NSW) Pty Ltd v Evewall Pty Ltd	[2009] NSWSC 674	Supreme Court of New South Wales	Australia - New South Wales	13 Jul 2009	AustLII	4
RHG Mortgage Securities Pty Ltd v Elektra Purchase	[2009] NSWSC 244	Supreme Court of New South Wales	Australia - New South Wales	2 Apr 2009	AustLII
Movie Network Channels Pty Ltd v Optus Vision Pty Ltd	[2009] NSWSC 132	Supreme Court of New South Wales	Australia - New South Wales	17 Mar 2009	AustLII	27
Chandrasekaran v Western Sydney Local Health District (t/as Westmead Hospital)	[2023] NSWCA 288	Supreme Court of New South Wales - Court of Appeal	Australia - New South Wales	1 Dec 2023	AustLII	6
James Hardie Industries NV v Australian Securities and Investments Commission	[2009] NSWCA 18	Supreme Court of New South Wales - Court of Appeal	Australia - New South Wales	18 Feb 2009	AustLII	12
Gupta v Australian Capital Territory	[2011] ACTSC 43	Supreme Court of the Australian Capital Territory	Australia - Australian Capital Territory	11 Mar 2011	AustLII	2
J by Litigation Guardian Vardanega v Australian Capital Territory	[2009] ACTSC 170; (2009) 172 ACTR 1; (2009) 234 FLR 399	Supreme Court of the Australian Capital Territory	Australia - Australian Capital Territory	18 Dec 2009	AustLII	11
Re Melbournehomes com Pty Ltd (in liq)	[2020] VSC 854; (2020) 356 FLR 390	Supreme Court of Victoria	Australia - Victoria	16 Dec 2020	AustLII	7
Cargill Australia Ltd v Viterra Malt Pty Ltd (No 25)	[2020] VSC 172	Supreme Court of Victoria	Australia - Victoria	16 Apr 2020	AustLII	8
PCCEF Pty Ltd v Geelong Football Club Ltd	[2018] VSC 258	Supreme Court of Victoria	Australia - Victoria	23 May 2018	AustLII	7
Advanced Fuels Technology Pty Ltd v Blythe	[2017] VSC 250	Supreme Court of Victoria	Australia - Victoria	10 May 2017	AustLII	9
Dale v Clayton Utz (a firm) (No 3)	[2014] VSC 591	Supreme Court of Victoria	Australia - Victoria	28 Nov 2014	AustLII	1
Ezra Abrahams Pty Ltd v Milburn	[2017] VSCA 355	Supreme Court of Victoria - Court of Appeal	Australia - Victoria	1 Dec 2017	AustLII	19
Bamess v Western Australia	[2015] WASC 259	Supreme Court of Western Australia	Australia - Western Australia	27 Jul 2015	AustLII	2
Ryan v Circular Head Council and Smith v Circular Head Council and Birdlife Tasmania v Circular Head Council and ACEN Robbins Island Pty Ltd v Circular Head Council and Bob Brown Foundation v Circular Head Council and Circular Head Coastal Awareness Network Inc v Circular Head Council (No 3)	[2023] TASCAT 194	Tasmanian Civil and Administrative Tribunal	Australia - Tasmania	19 Oct 2023	AustLII	1

Law Journal Articles Referring to this Case

Journal Article Title	Citation(s)	Author †	Jurisdiction	Date	Full Text		Citation Index
"Effective Regulation by the Australian Securities and Investments Commission: The Civil Penalty Problem"	(2009) 33 Melbourne University Law Review 802	Vicky Comino	Australia	circa 2009	AustLII		8

Legislation Cited

Legislation Name	Provision
Corporations Act 2001 (Cth)	s1317L
Uniform Civil Procedure Rules 2005 (NSW)	s4.3, s29.6

Cases and Articles Cited

Case Name	Citation(s)	Court †	Jurisdiction	Date	Full Text	Citation Index
Advanced Fuels Technology Pty Ltd v Blythe	[2017] VSC 250	Supreme Court of Victoria	Australia - Victoria	10 May 2017	AustLII	9
Dale v Clayton Utz (a firm) (No 3)	[2014] VSC 591	Supreme Court of Victoria	Australia - Victoria	28 Nov 2014	AustLII	1
Ezra Abrahams Pty Ltd v Milburn	[2017] VSCA 355	Supreme Court of Victoria - Court of Appeal	Australia - Victoria	1 Dec 2017	AustLII	19
Bamess v Western Australia	[2015] WASC 259	Supreme Court of Western Australia	Australia - Western Australia	27 Jul 2015	AustLII	2
Ryan v Circular Head Council and Smith v Circular Head Council and Birdlife Tasmania v Circular Head Council and ACEN Robbins Island Pty Ltd v Circular Head Council and Bob Brown Foundation v Circular Head Council and Circular Head Coastal Awareness Network Inc v Circular Head Council (No 3)	[2023] TASCAT 194	Tasmanian Civil and Administrative Tribunal	Australia - Tasmania	19 Oct 2023	AustLII	1
"Effective Regulation by the Australian Securities and Investments Commission: The Civil Penalty Problem"	(2009) 33 Melbourne University Law Review 802	Vicky Comino	Australia	circa 2009	AustLII	8
85 CLR 383	85 CLR 383		Australia - Commonwealth	circa 2009	Legal Online / Westlaw	3
(1839) 4 St Tr NS 86	(1839) 4 St Tr NS 86		United Kingdom	circa 1839		8

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