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"Banning Orders: An Empirical Analysis of the Dominant Mode of Corporate Law Enforcement in Australia"    

Legislation Cited

Cases and Articles Cited

Case Name	Citation(s)	Court	Jurisdiction	Date †	Full Text		Citation Index
"The Policy and Practice of Enforcement of Directors' Duties by Statutory Agencies in Australia: An Empirical Analysis"	(2017) 40 Melbourne University Law Review 905	Melbourne University Law Review	Australia	circa 2017	AustLII		4
Chapple and Australian Securities and Investments Commission	[2016] AATA 1032	Administrative Appeals Tribunal	Australia	16 Dec 2016	AustLII		1
(2016) 34 Co and Securities Law Journal 193	(2016) 34 Company and Securities Law Journal 193	Company and Securities Law Journal	Australia	circa 2016	Legal Online		1
(2016) 34 Co and Securities Law Journal 332	(2016) 34 Company and Securities Law Journal 332	Company and Securities Law Journal	Australia	circa 2016	Legal Online		1
Vissenjoux and Australian Securities and Investments Commission	[2015] AATA 98	Administrative Appeals Tribunal	Australia	24 Feb 2015	AustLII		2
(2015) 16 (2) European Business Organization Law Review 281	(2015) 16 (2) European Business Organization Law Review 281	European Business Organization Law Review	Europe	circa 2015	Cambridge		2
(2015) 30 Australian Journal of Corporate Law 10	(2015) 30 Australian Journal of Corporate Law 10	Australian Journal of Corporate Law	Australia	circa 2015	LexisNexis AU		1
"Enforcement of Continuous Disclosure Laws by the Australian Securities and Investments Commission"	(2015) 33 Company and Securities Law Journal 196	Company and Securities Law Journal	Australia	circa 2015	Legal Online		1
"When to Punish, When to Persuade and When to Reward: Strengthening Responsive Regulation with the Regulatory Diamond"	(2015) 41 Monash University Law Review 136	Monash University Law Review	Australia	circa 2015	AustLII		2
Barbaro v R	[2014] HCA 2; (2014) 253 CLR 58; (2014) 305 ALR 323; (2014) 88 ALJR 372; (2014) 236 A Crim R 116	High Court of Australia	Australia - Commonwealth	12 Feb 2014	AustLII		1009
"Limits on Violence; Limits on Responsive Regulatory Theory"	(2014) 36 (4) Law and Policy 432	Law and Policy	Netherlands	circa 2014	Springer		2
"Public v Private Enforcement of Securities Laws: An Australian Empirical Study"	(2014) 14 Journal of Corporate Law Studies 39	Journal of Corporate Law Studies	United Kingdom	circa 2014	HeinOnline		3
"Realising the Public Potential of Corporate Law: Twenty Years of Civil Penalty Enforcement in Australia"	(2014) 42 Federal Law Review 217	Federal Law Review	Australia	circa 2014	HeinOnline / Informit		9
"Insider Trading Enforcement in Australia"	(2014) 8 (3) Law and Financial Markets Review 214	Law and Financial Markets Review		circa 2014			1
(2014) 42 Australian Business Law Review 276	(2014) 42 Australian Business Law Review 276	Australian Business Law Review	Australia	circa 2014	Legal Online		1
"Too Soft or Too Severe? Enforceable Undertakings and the Regulatory Dilemma Facing the Fair Work Ombudsman"	(2013) 41 Federal Law Review 1	Federal Law Review	Australia	circa 2013	HeinOnline / Informit		3
Regulatory Powers — Interception and Search Warrants, Credit and Financial Services Licences and Banning Orders, Financial Advisers and Superannuation: Problems and Suggested Reforms ’	(2013) 31 Company and Securities Law Journal 208	Company and Securities Law Journal	Australia	circa 2013	Legal Online		1
"Latest Changes to the Banning Order Regime: Were the Amendments Really Needed?"	(2013) 31 Company and Securities Law Journal 341	Company and Securities Law Journal	Australia	circa 2013	Legal Online		1
"Twenty Years of Responsive Regulation: An Appreciation and Appraisal"	(2013) 7 Regulation and Governance 2	Regulation and Governance		circa 2013			6
Seagrim v ASIC	[2012] AATA 583	Administrative Appeals Tribunal	Australia	31 Aug 2012	AustLII		6
Fraser and Australian Securities and Investments Commission, Re	[2011] AATA 944; (2011) 125 ALD 121	Administrative Appeals Tribunal	Australia	19 Dec 2011	AustLII		6
"The Essence of Responsive Regulation"	(2011) 44 (3) University of British Columbia Law Review 475	University of British Columbia Law Review	Canada - British Columbia	circa 2011	HeinOnline / LexisNexis		5
"Regulating the Regulators: Accountability of Australian Regulators"	(2011) 35 Melbourne University Law Review 739	Melbourne University Law Review	Australia	circa 2011	AustLII		2
"The Use of Infringement Notices by ASIC for Alleged Continuous Disclosure Contraventions: Trends and Analysis"	(2011) 39 Australian Business Law Review 260	Australian Business Law Review	Australia	circa 2011	Legal Online		1
JTMJ and Australian Securities Investment Commission, Re	[2010] AATA 350	Administrative Appeals Tribunal	Australia	11 May 2010	AustLII		7
Quinlivan and Australian Securities and Investments Commission (ASIC), Re	[2010] AATA 113; (2010) 113 ALD 599	Administrative Appeals Tribunal	Australia	15 Feb 2010	AustLII		12
"Enforceable Undertaking: A Restorative Sanction?"	(2010) 36 Monash University Law Review 108	Monash University Law Review	Australia	circa 2010	AustLII		1
"Is ASIC sufficiently accountable for its administrative decisions? A question of review"	(2010) 28 Company and Securities Law Journal 32	Company and Securities Law Journal	Australia	circa 2010	Legal Online		3
Musumeci and Australian Securities and Investments Commission, Re	[2009] AATA 524; (2009) 109 ALD 677	Administrative Appeals Tribunal	Australia	15 Jul 2009	AustLII		9
"The regulatory dilemma: The choice between overlapping criminal sanctions and civil penalties for contraventions of the directors' duty provisions"	(2009) 27 Company and Securities Law Journal 370	Company and Securities Law Journal	Australia	circa 2009	Legal Online		4
"Civil Penalties and Responsive Regulation: The Gap between Theory and Practice"	(2009) 33 Melbourne University Law Review 908	Melbourne University Law Review	Australia	circa 2009	AustLII		12
Re Hres and Australian Securities and Investments Commission	[2008] AATA 707; (2008) 105 ALD 124	Administrative Appeals Tribunal	Australia	12 Aug 2008	AustLII		19
Re Tweed and Australian Securities and Investments Commission	[2008] AATA 514; (2008) 47 AAR 518; 26 ACLC 619	Administrative Appeals Tribunal	Australia	19 Jun 2008	AustLII		6
Re Howarth and Australian Securities and Investments Commission	[2008] AATA 278; (2008) 101 ALD 602; (2008) 48 AAR 10	Administrative Appeals Tribunal	Australia	8 Apr 2008	AustLII		47
"Use of Enforceable Undertakings by the Australian Competition and Consumer Commission, The"	(2008) 27 University of Tasmania Law Review 197	University of Tasmania Law Review	Australia - Tasmania	circa 2008	AustLII		2
"Infringement Notices under the Corporations Act 2001 (CTH): Has the Commonwealth Parliament Gone Too Far"	(2008) 10 University of Notre Dame Australia Law Review 115	University of Notre Dame Australia Law Review	Australia	circa 2008	AustLII		1
"Civil Penalty Orders: Assessing the Appropriate Length and Quantum of Disqualification and Pecuniary Penalty Orders"	(2008) 31 Australian Bar Review 96	Australian Bar Review	Australia	circa 2008	LexisNexis AU		4
"Really Responsive Regulation"	(2008) 71 Modern Law Review 59	Modern Law Review	United Kingdom	circa 2008	HeinOnline		19
Albarran v Companies Auditors and Liquidators Disciplinary Board	[2007] HCA 23; (2007) 231 CLR 350; (2007) 234 ALR 618; (2007) 81 ALJR 1155; 95 ALD 220; 61 ACSR 487; 25 ACLC 756	High Court of Australia	Australia - Commonwealth	24 May 2007	AustLII		89
Visnic v Australian Securities and Investments Commission	[2007] HCA 24; (2007) 231 CLR 381; (2007) 234 ALR 413; 81 ALJR 1175; 95 ALD 18; 61 ACSR 512; 25 ACLC 775	High Court of Australia	Australia - Commonwealth	24 May 2007	AustLII		39
"The Active Use of Enforceable Undertakings by ASIC: Part 1"	(2007) 59 (5) Keeping Good Companies 260	Keeping Good Companies		circa 2007			1
"The Active Use of Enforceable Undertakings by ASIC: Part 2"	(2007) 59 (6) Keeping Good Companies 326	Keeping Good Companies		circa 2007			1
"Enforcement of Continuous Disclosure: The Use of Infringement Notice and Alternative Sanctions"	(2007) 21 (2) Australian Journal of Corporate Law 112	Australian Journal of Corporate Law	Australia	circa 2007	LexisNexis AU		3
"Enforceable Undertakings: A New Form of Settlement To Resolve Alleged Breaches of the Law"	(2007) 11 University of Western Sydney Law Review 104	University of Western Sydney Law Review	Australia	circa 2007	AustLII		4
Australian Securities and Investments Commission v Vizard	[2005] FCA 1037; (2005) 145 FCR 57; 219 ALR 714; 54 ACSR 394; 23 ACLC 1309	Federal Court of Australia	Australia - Commonwealth	28 Jul 2005	AustLII		78
"Strategic Regulation and ASIC Enforcement Patterns: Results of an Empirical Study"	(2005) 5 Journal of Corporate Law Studies 191	Journal of Corporate Law Studies	United Kingdom	circa 2005	HeinOnline		6
Rich v Australian Securities and Investments Commission	[2004] HCA 42; (2004) 220 CLR 129; (2004) 209 ALR 271; (2004) 78 ALJR 1354; 50 ACSR 242; 22 ACLC 1198	High Court of Australia	Australia - Commonwealth	9 Sep 2004	AustLII		498
(2004) 67 (2) Modern Law Review 209	(2004) 67 (2) Modern Law Review 209	Modern Law Review	United Kingdom	circa 2004	HeinOnline		3
(2004) 17 (2) Australian Journal of Corporate Law 175	(2004) 17 (2) Australian Journal of Corporate Law 175	Australian Journal of Corporate Law	Australia	circa 2004	LexisNexis AU		2
"The High Court's decision in Rich v ASIC and its potential impact upon ASIC's disqualification orders, banning orders and oral examinations"	(2003) 23 Company and Securities Law Journal 248	Company and Securities Law Journal	Australia	circa 2003	Legal Online		3
Queensland v Ward	[2002] QSC 171; [2002] ASC 155-055	Supreme Court of Queensland	Australia - Queensland	14 Jun 2002	AustLII		5
"Civil Penalties and the Enforcement of Directors' Duties"	(1999) 22 University of New South Wales Law Journal 417	University of New South Wales Law Journal	Australia	circa 1999	AustLII		12
Hoare v R	[1989] HCA 33; (1989) 167 CLR 348; (1989) 86 ALR 361; 40 A Crim R 391; (1989) 63 ALJR 505	High Court of Australia	Australia - Commonwealth	30 Jun 1989	AustLII		424
Veen v R (No 2)	(1988) 164 CLR 465		Australia - Commonwealth	circa 1988	Legal Online / Westlaw		2752