International Trade (Fauna and Flora) Act 1979

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Being an Act to further the conservation of the natural environment of Papua New Guinea and its native animals and plants by promoting their sustainable use, and to implement the State’s obligations as a party to the Convention on International Trade in Endangered Species of Wild Fauna and Flora by controlling and regulating the trade, possession, transport, exportation and importation of certain species of fauna and flora, and for related purposes.

^[1](1) This Act, to the extent that it regulates or restricts a right or freedom referred to in Subdivision III.3.C (qualified rights) of the Constitution, namely –

(a) the right to freedom from arbitrary search and entry conferred by Section 44; and

of the Constitution, is a law that is made for the purpose of giving effect to the public interest in public order and public welfare.

(2) For the purposes of Section 41(2) of the Organic Law on Provincial Governments and Local-level Governments, it is declared that this Act relates to a matter of national interest.

(3) For the purpose of Section 41(6) of the Organic Law on Provincial Governments and Local-level Governments, it is declared that this Act is an Act of the Parliament on a matter specified in Section 42 or 44, and prevails over any law made under Section 42 or 44 to the extent of any inconsistency.

(4) For the purpose of Section 53(1) (Protection from unjust deprivation of property) of the Constitution, the purposes of this Act are declared to be public purposes.

^[5]“approval means an approval to import a living exotic specimen in accordance with Section 13B;”

^[6]“authorization” means an approval, certificate, licence, permit or other form of authorization under this Act;

^[7]“certificate” means a certificate to introduce from the sea issued under Section 7,11 or 13;

^[8]“certificate of origin” means a certificate issued in respect of a Schedule 3 specimen under Section 12 or 13;

^[9]“CITES-listed”, in relation to a species or a specimen, means a species or a specimen of a species included in Schedule 1, 2 or 3;

^[10]“Convention” means the Convention on International Trade in Endangered Species of Wild Fauna and Flora, done at Washington in the United States of America on 3 March 1973, as amended in Bonn on 22 June 1979, a copy of the English language version of the text of which is set out in Schedule 6, as amended from time to time in accordance with Section 2;

^[11]“controlled native specimen” means a specimen of a species naturally occurring in Papua New Guinea other than a species listed in Schedule 1,2 or 3 or exempted from the requirements of this Act under Schedule 4;

(a)^[14] where the Management Authority issues the permit–an export permit, issued under Section 3D; or

(b) where the relevant authority of another country a party to the Convention issues the permit–an export permit, issued by that relevant authority in accordance with the Convention and the laws of that country; or

(c) where another country not a party to the Convention issues the permit–a document issued by the competent authorities of that country which substantially conforms with the requirements of the Convention in respect of export permits;

^[15]“exotic species and exotic specimen” mean respectively a species or a specimen of a species not naturally occurring in Papua New Guinea, other than species listed in Schedule 1,2, or 3 or exempted from the requirements of this Act under Schedule 5;

^[16]“import” means to land on or attempt to land on, bring into or introduce into, any place in Papua New Guinea, but does not include transit, transhipment or introduction from the sea;

(a)^[17] where the Management Authority issues the permit–an import permit issued under Section 3D; or

(b) where the relevant authority of another country a party to the Convention issues the permit–an import permit issued by that relevant authority in accordance with the Convention and the laws of that country; or

^[18]“inspector” means an inspector appointed as or deemed to be an inspector under 3C;

^[19]“introduction from the sea” means transportation into Papua New Guinea of specimens of any species which were taken in the marine environment not under the jurisdiction of any State: including the air space above the sea and the sea-bed and sub-soil beneath the sea;

^[20]“Management Authority” means the Management Authority established by Section 3A;

^[21]“native species” means a species of fauna or flora naturally occurring in Papua New Guinea;

^[22]“primarily commercial purposes” means purposes whose non-commercial aspects do not clearly predominate;

^[23]“re-export” means the exportation of any specimen that has previously been imported;

(a)^[24] where the Management Authority issues the permit–a re-export permit issued under Section; or

(b) where the relevant authority of another country a party to the Convention issues the permit–a re-export permit issued by that relevant authority in accordance with the Convention and the laws of that country; or

^[25]“Schedule 1 species and Schedule 1 specimen” mean a species or specimen of a species included in Schedule 1, being a species included in Appendix 1 to the Convention which is threatened with extinction which is or may be affected by trade;

^[26]“Schedule 2 species and Schedule 2 specimen” mean a species or specimen of a species included in Schedule 2, being a species included in Appendix II of the Convention which is –

(a) a species which although not necessarily now threatened with extinction may become so unless trade in specimens of such species is subject to strict regulation in order to avoid utilization incompatible with their survival; or

(b) another species which must be subject to regulation in order that trade is specimens of certain species referred to in Paragraph (a) may be brought under effective control;

^[27]“Schedule 3 species and Schedule 3 specimen” mean a species or specimen of a species included in Schedule 3, being a species Convention has identified as being subject to regulation for the purpose of preventing or restricting exploitation, and as needing the cooperation of other parties to the Convention in the control of trade in the species;

^[28]“Schedule 4 species and Schedule 4 specimen” means a species or specimen of a species included in Schedule 4, being a species naturally occurring in Papua New Guinea which is exempt from the requirements of this Act;

^[29]“Schedule 5 species and Schedule 5 specimen” mean a species or specimen of a species included in Schedule 5, being an exotic species which is exempt from the requirements of this Act;

^[30]“Scientific Authority”, in relation to a species or group or category of species to which this Act applies, means the Scientific Authority designated under Section 3B in relation to that species or group or category of species;

^[31]“Secretariat” means the Secretariat to the Convention established under Article XII of the Convention;

^[32]“species” means any species or subspecies, or any geographically separate population of that species or subspecies;

(a) any animal or plant, whether alive or dead, or any viably reproductive part of an animal or plant; and

(i) for Schedule 1 and 2 species – any readily recognizable part or derivative of the species; and

(ii) for Schedule 3 species – any readily recognizable part or derivative of the species specified in Schedule 3 in relation to the species; and

(iii) for controlled native species and exotic species – any readily recognizable part or derivative of the species; and

(i) for Schedule 1 species – any readily recognizable part or derivative of the species; and

(ii) for Schedule 2 and 3 species – any readily recognizable part or derivative of the species specified in Schedule 2 or 3 in relation to the species; and

(iii) for controlled native species and exotic species – any readily recognizable part or derivative of the species.

(2) Unless the contrary intention appears, words and expressions used in this Act have the same meanings as they have in the Convention.

(3)^[34] ^[35]Where it appears from the packaging, marking, labelling or accompanying documentation of a specimen that it is a part or derivation of a Schedule 1, 2 or 3 specimen, controlled native specimen or an exotic specimen, then unless it is a part or derivative exempted from the provisions of this Act under Section 14, it shall be presumed to be a part or derivative of a Schedule 1, 2 or 3 specimen, a controlled native specimen or an exotic specimen, as the case may be.

^[36](1) The Minister shall, by notice in the National Gazette, amend Schedule 1, 2 or 6 in conformity with any amendments made to the Convention shall are adopted by Papua New Guinea.

(2) Subject to Subsection (3), the Minister may, by notice in the National Gazette, after consultation with the Management Authority acting on the advice of the relevant Scientific Authority, amend Schedule 4 or Schedule 5.

(3) A species listed in Schedule 1, 2 or 3 shall not listed in Schedule 4 or Schedule 5.

^[37]This Act applies to trade with any country, whether or not that country is a party to the Convention.

The provisions of this Act are in addition to and not in derogation of the operation of any other law in force in the country.

^[39](1) For the purposes of the implementation of the Convention, the Management Authority is the Departmental Head of the department for the time being responsible for environment and conservation matters.

(a) to be responsible for the implementation of the Convention in Papua New Guinea;

(b) to cooperate with the relevant authorities of other countries in the implementation of their legislation relating to species conservation;

(d) to maintain records of international trade in specimen controlled by this Act;

(e) to advise the Minister on any action to be taken for the implementation and enforcement of the Convention;

(f) to communicate with the Secretariat and with other countries on scientific, administrative and enforcement issues under this Act and the Convention;

(g) to make such reports to the Secretariat as may be required by Resolution of the parties to the Convention;

(h) such other functions and duties as are conferred on it by this Act or any other law.

(3) The Management Authority may, by instrument in writing, delegate all or any of its powers under this Act, other than this power of delegation, to an officer of the National Public Service.

^[40](1) For the purposes of the Convention, the Management Authority may designate a person, body or body of persons separate from and independent of the Management Authority as a Scientific Authority in relation to a particular species or category of species, as specified in the designation.

(2) The functions of a Scientific Authority, in relation to the species or category of species for which it is designated, are as follows: –

(a) to advice on the issue of export permits, export licences, import permits and certificates of introduction from the sea;

(b) to monitor the status of any native species listed in Schedule 2 and export data, and where necessary, recommend suitable remedial measures to limit the export of specimens of the species in order to maintain the species throughout its range at a level consistent with its role in the ecosystem and well above the level at which the species might become eligible for inclusion in Appendix I of the Convention;

(c) to advise and make recommendations to the Management Authority on the suitability of an importer to house and care for living Schedule 1 specimens being imported or introduced from the sea;

(d) to review available information on the population status, distribution, population trends, harvest and other biological and ecological factors, as appropriate, and trade information relating to species listed in Schedule 1, 2 and 3, and native species whether not included in Schedule 4;

(e) to gather and analyse information on the biological status of native species affected by trade to assist in the preparation of proposals necessary to amend the Appendices to the Convention;

(f) to review proposals to amend the Appendices submitted by other Parties and make recommendations as to how the State should address each proposal;

(g) such other functions and duties as are conferred on it by this Act or any other law.

^[41](1) The Management Authority may, by instrument in writing, appoint an officer of the National Public Service to be an inspector for the purposes of this Act.

(2) The following persons are deemed to be inspectors for the purposes of this Act –

(d) a Quarantine Officer appointed under the National Quarantine and Inspection Authority Act 1997;

(3) A person appointed to be, or who is, an inspector by virtue of this section is not entitled to any payment in respect of that appointment or office.

^[42](1) Subject to Subsection (2), the Management Authority may, on application, issue, on such terms and conditions as may be prescribed –

(a) an export permit to export a Schedule 1, 2 or 3 specimen or a controlled native specimen; or

(c) a re-export permit to export a Schedule 1, 2 or 3 specimen which has been imported into the country in accordance with this Act; or

(f) an export licence to export a Schedule 2 specimen or a controlled native specimen that has been acquired in accordance with the terms and conditions of the export licence; or

(2) Notwithstanding Subsection (1), the Management Authority shall not issue any authorization in respect of a specimen which has been taken or obtained in contravention of this Act or any other law.

(3) The decision of the Management Authority to issue or refuse to issue in authorization under Subsection (1) is final.

(1)^[43] ^[44]Subject to Section 14, a person shall not export an Schedule 1 specimen unless he has an export permit to do so issued by the Management Authority.

(2)^[45] ^[46]The Management Authority shall not issue an export permit in respect of an Schedule 1 specimen unless–

(i) the specimen was not obtained in contravention of a law in force in the country for the protection of fauna and flora; and

(ii)^[47] if the specimen is a living animal–it will be prepared and shipped in a manner that will minimize the risk of injury, damage to its health or cruel treatment; and

(iii) the country to which the specimen is to be exported has issued an import permit for the importation of that specimen; and

(b) it has been advised by the Scientific Authority that the exportation of the specimen will not be detrimental to the survival of the species involved.

(1)^[48] ^[49]Subject to Section 14, a person shall not import an Schedule 1 specimen unless he has, in respect of that specimen–

(a) an export permit or a re-export permit issued by the country from which the specimen has been exported or re-exported; and

(2)^[50] ^[51]The Management Authority shall not issue an import permit in respect of an Schedule 1 specimen unless–

(a) it is satisfied that the specimen is not to be used for primarily commercial purposes; and

(b) it has been advised by the Scientific Authority that that Authority is satisfied that–

(i) the importation will be for purposes that are not detrimental to the survival of the species involved; and

(ii)^[52] if the specimen is a living animal–the proposed recipient of the specimen is suitably equipped to house and care for it.

(1)^[53] ^[54]A person shall not re-export an Schedule 1 specimen unless he has a re-export permit to do so issued by the Management Authority.

(2)^[55] ^[56]The Management Authority shall not issue a re-export permit in respect of an Schedule 1 specimen unless it is satisfied that–

(a) the specimen was not brought into the country in contravention of this Act; and

(b)^[57] if the specimen is a living animal–it will be prepared and shipped in a manner that will minimize the risk of injury, damage to its health or cruel treatment; and

(c) the country to which the specimen is to be exported has issued an import permit for the importation of that specimen.

(1)^[58] ^[59]A person shall not introduce into the country from the sea an Schedule 1 specimen unless he has a certificate to do so issued by the Management Authority.

(2)^[60] ^[61]The Management Authority shall not issue a certificate for the introduction into the country from the sea of an Schedule 1 specimen unless–

(i)^[62] if the specimen is a living animal–the proposed recipient of the specimen is suitably equipped to house and care for it; and

(b) it has been advised by the Scientific Authority that the introduction will not be detrimental to the survival of the species involved.

^[63](1) Subject to Section 14, a person shall not export Schedule 2 specimen unless –

(b) the export of the specimen is authorised under and in accordance with and export licence issued by the Management Authority.

(2) A person shall not export a Schedule 2 specimen to which the Crocodile Trade (Protection) Act 1974 applies unless he has complied with requirements imposed by or under that Act in respect of that export.

(3) The Management Authority shall not issue an export permit in respect of a Schedule 2 specimen unless –

(i) the specimen was not obtained in contravention of a law in force in the country for the protection of fauna and flora; and

(ii) if the specimen is a living animal – it will be prepared and shipped in a manner that will minimize the risk of injury damage to its health or cruel treatment; and

(b) it has been advised by the relevant Scientific Authority that the exportation of the specimen will not be detrimental to the survival of the species involved.

(b) any other specimen, where the relevant Scientific Authority has advised that an export licence should not be issued in respect of the specimen or class or category of specimens.

(5) The Management Authority shall not issue an export licence in respect of any other Schedule 2 specimen unless it is satisfied that –

(a) the specimen was not obtained in contravention of a law in force in the country for the protection of fauna and flora; and

(i) will maintain accurate records of all transactions involving specimens in the manner and form specified by the Management Authority; and

^[64]Subject to Section 14, a person shall not import an Schedule 2 specimen unless he has an export permit or re-export permit issued by the country from which the specimen has been exported or re-exported.

(1)^[65] ^[66]A person shall not re-export an Schedule 2 specimen unless he has a re-export permit to do so issued by the Management Authority.

(2)^[67] ^[68]The Management Authority shall not issue a re-export permit in respect of an Schedule 2 specimen unless it is satisfied that–

(a) the specimen was not brought into the country in contravention of this Act; and

(b)^[69] if the specimen is a living animal–it will be prepared and shipped in a manner that will minimize the risk of injury, damage to its health or cruel treatment.

(1)^[70] ^[71]A person shall not introduce into the country from the sea an Schedule 2 specimen unless he has a certificate to do so issued by the Management Authority.

(2)^[72] ^[73]The Management Authority shall not issue a certificate for the introduction into the country from the sea of an Schedule 2 specimen unless–

(a) it is satisfied that, if the specimen is living, it will be prepared so as to minimize the risk of injury, damage to its health or cruel treatment; and

(b) it has been advised by the Scientific Authority that the introduction will not be detrimental to the survival of the species involved.

(a) where the specimen to which that specimen belongs has been included in Appendix III to the Convention by Papua New Guinea – an export permit to do so issued by the Management Authority; or

(b) where the species to which that specimen belongs has been included in Appendix III to the Convention by another country –a certificate of origin issued by the Management Authority.

(2) The Management Authority shall not issue an export permit in respect of a Schedule 3 specimen unless –

(i) the specimen was not obtained in contravention of a law in force in the country for the protection of fauna and flora; and

(ii) if the specimen is a living animal –it will be prepared and shipped in a manner that will minimize the risk of injury, damage to its health or cruel treatment; and

(b) where the species to which that specimen belongs has been included in Appendix III to the Convention by Papua New Guinea – it has been advised by the relevant Scientific Authority that the exportation of the specimen will not be detrimental to the survival of the species involved.

(a) where the species to which that specimen belongs has been included Appendix III to the Convention by the country of export – an export permit to do so issued by that country; or

(b) where the species to which that specimen belongs has been included in Appendix III to the Convention by another country, including Papua New Guinea – a certificate of origin issued by the country of export.

(b) the export of the specimen is authorised under and in accordance with an export licence issued by the Management Authority.

(2) The Management Authority shall not issue an export permit in respect of a controlled native specimen unless –

(i) the specimen was not obtained in contravention of a law in force in the country for the protection of fauna and flora; and

(ii) if the specimen is a living animal –it will be prepared and shipped in a manner that will minimize the risk of injury, damage to its health or cruel treatment; and

(b) it has been advised by the relevant Scientific Authority that the exportation of the specimen will not be detrimental to the survival of the species involved.

(b) any other specimen –where the relevant Scientific Authority has advised that an export licence should not be issued in respect of that specimen or class or category of specimens.

(4) The Management Authority shall not issued an export licence in respect of a controlled native specimen unless it is satisfied that –

(a) the specimen was not obtained in contravention of a law in force in the country for the protection of fauna and flora; and

(i) will maintain accurate records of all transactions involving specimens in the manner and form specified by the Management Authority; and

^[80](1) A person shall not import a living exotic specimen without the written approval of the Management Authority.

(2) The Management Authority shall not give written approval in respect of a living exotic specimen unless –

(a) where the specimen is imported for use as a biological control agent –the Management Authority has assessed the likely impact of the importation of the specimen on other specimen of fauna or flora that are naturally occurring in Papua New Guinea and is satisfied that in all the circumstances the importation of the specimen is justified; or

(b) in any other case –the Management Authority has assessed the risks associated with the proposed importation of the specimen will not be detrimental to the survival of other native species.

^[82](1) Subject to any direction of the Management Authority, an inspector may, without a warrant –

(a) at any time, and with or without assistants, enter on and search any land, building aircraft, vessel or vehicle on which or in which there is reasonable cause or believe that there is a specimen intended for export or re-export, or which has been imported or introduced from the sea, in contravention of this Act; and

(b) search any baggage, or require a person to furnish information concerning, or to produce for inspection, any specimen in his information relating to that specimen; and

(c) where the inspector has reasonable cause to believe that a specimen is intended for export or re-export, or has been imported or introduced from the sea, in contravention of this Act –

(iii) take documents, electronic records or other information relating to the specimen; and

(d) where the inspector has reasonable cause to suspect that a person has committed an offence against this Act – require him to state his name and address; and

(e) where the inspector has reasonable grounds to believe that an offence against this Act has been committed, and a person may be able to give information about the offence –require that person to answer a question about the offence.

(2) Where any building referred to in Subsection (1) consists of a private dwelling-house, an inspector shall not enter other than at a reasonable time unless he has previously obtained the permission of the owner or occupier of the private dwelling-house, or is acting under a search warrant obtained under the Search Act 1977.

(3) An inspector may, subject to the Arrest Act 1977, arrest a person whom he has reasonable cause to believe has committed an offence against this Act.

(4) An inspector exercising a power under Subsection (1) may require any person to assist him, and that person shall be deemed to be an inspector for the purposes for and time during which he is required to act.

(a) fails to comply with a lawful requirement of an inspector under Section 13C and 13D; or

(b) hinders or obstructs an inspector in the execution of his powers or duties; or

(c) refuses an inspector entry to any land, building, aircraft, vessel or vehicle which the inspector may lawfully enter; or

(e) alters, defaces, erases or removes a mark placed on a specimen by an inspector under Section 13C(1)(c)(i),

in the case of any other person –a fine not exceeding K2,000.00 or imprisonment not exceeding five years, or both.

^[84](1) A person who imports, introduces from the sea, exports or re-exports a Schedule 1 specimen without being the holder of valid permit or certificate in respect of that import, export or re-export, as the case may be, is guilty of an offence.

in the case of any other person –a fine not exceeding K5, 000. 00 or imprisonment not exceeding five years, or both.

(a) exports or re-exports a Schedule 2 specimen or a Schedule 3 specimen without –

(i) being the holder of a valid permit in respect of that export, or re-export, as the case may be; or

(ii) the export of that specimen being authorised under and in accordance with an export licence in respect of that export, or re-export, as the case may be; or

(ii) the export of that specimen being authorised under and in accordance with a valid export licence in respect of that export; or

(c) exports a Schedule 2 specimen to which the Crocodile Trade (Protection) Act 1974 applies, without complying with any of the requirements imposed by or under that Act in respect of the export of that specimen; or

(d) imports a living exotic specimen without the approval of the Management Authority in respect of the import of that specimen,

in the case of any other person –a fine not exceeding K5, 000. 00 or imprisonment not exceeding five years, or both.

(3) A person who imports, introduces from the sea, exports or re-exports any specimen otherwise than in accordance with any of the conditions of an authorization under this Act is guilty of an offence.

in the case of any other person –a fine not exceeding K5, 000. 00 or imprisonment not exceeding five years, or both.

(4) In proceedings for an offence against Subsection (1), (2) or (3), the onus of proving –

(a) that a valid authorization was issued in respect of the import, export, re-export or introduction from the sea, as the case may be; or

(b) that the circumstances of the import, export, re-export or introduction from the sea were in accordance with the conditions of the authorization,

any specimen of a specimen for which an export permit, re-export permit, or export licence is required and in respect of which no export permit, re-export permit or export licence has been issued, with intention to export or re-export that specimen, is guilty of an offence.

in the case of any other person –a fine not exceeding K5,000.00 or imprisonment not exceeding five years, or both.

(2) For the purpose of Subsection (1), a person is presumed in the absence of proof to the contrary to have a specimen under his control or in his possession with intention to export or re-export that specimen if the specimen is –

(b) hears on itself or on its package or container an address of a place outside Papua New Guinea.

(3) A person who is in possession of a Schedule 1, 2 or 3 specimen or an exotic specimen which has been imported or introduced from the sea without the relevant authorization issued by the Management Authority is guilty of an offence.

in the case of any other person –a fine not exceeding K5, 000. 00 or imprisonment not exceeding five years, or both.

(4) The onus of proving that a specimen referred to in Subsection (3) was lawfully imported or introduced from the sea lies on the person asserting that fact.

^[86]Notwithstanding the provisions of any regulation made under the Customs Act 1951 relating to the importation or exportation of goods, a specimen of a species to which this Act applies which is traded otherwise than in accordance with this Act is a prohibited import or export, as the case may be, under the Customs Act 1951.

^[87]A person who, for the purpose of this Act, provides to the Management Authority, a Scientific Authority or an inspector information –

in the case of any other person –a fine not exceeding K5, 000. 00 or imprisonment not exceeding five years, or both.

^[88](1) An inspector may seize any specimen, document, electronic record, vessel, vehicle, aircraft or other goods or equipment that he has reasonable cause to believe has been used in connection with the commission of an offence against the Act.

(2) Any item, other than a specimen, seized under Subsection (1) may be retained –

(b) where proceedings for the offence have been instituted within sixty days of the date of seizure –until the proceedings have been determined, including the period of any appeal.

(3) The Management Authority may direct that a specimen seized under Subsection (1) or Section 13D(b) shall be disposed of in the manner directed by the Management Authority or as prescribed, provided that the disposal shall comply with any requirement imposed by or under the Quarantine Act 1953 or National Agriculture Quarantine and Inspection Authority Act 1997.

^[89](1) An offence against this Act shall be prosecuted summarily before a Grade 5 magistrate.

(2) An information for an offence against this Act may be laid, after consultation with the Public Prosecutor, by –

(b) an inspector, other than a person referred to in Paragraph (a), acting on the direction of the Management Authority.

(3) Limitations under Section 36 of the District Courts Act 1963 for laying an information shall not apply.

(4) In proceedings for an offence against this Act, an averment in an information that a specimen is a specimen of a particular species, in the absence of proof to the contrary, constitutes proof that the specimen was a specimen of that species.

(5) Upon conviction of a person for an offence against the Act, the court may, in addition to imposing the penalty prescribed, order the forfeiture of any property, including any document, electronic record, vessel, vehicle, aircraft or other goods or equipment retained as evidence and which was used in the commission of the offence and the forfeiture thing becomes the property of the State and shall be disposed of as directed by the Departmental Head of the Department responsible for environment and conservation matters in accordance with the Public Finances (Management) Act 1995.

^[90](1) Notwithstanding anything in the Criminal Code Act 1974, if corporation contravenes a provision of this Act, each of the executive officers and directors shall, without affecting the liability of the corporation, be deemed to have contravened that provision.

(2) It is a defence for a person who has been charged with an offence by virtue of Subsection (1) to prove that –

(a) he was not in a position to influence the conduct of the corporation in relation to the offence; and

(b) if the person was in a position to influence the conduct of the corporation in relation to the offence –the person took all reasonable steps to ensure that the corporation complied with the provision.

(3) For the purposes of this section, “executive officer” means a person who is a member of the governing body of the corporation, or is a senior officer responsible for the management of the corporation.

^[92]The Management Authority, an inspector, or a delegate of the Management Authority is not personally liable for any matter or thing done by him in good faith and without negligence in the exercise of his powers or the performance of his duties under this Act.

The Head of State, acting on advice, may make regulations, not inconsistent with this Act, prescribing all matters that by this Act are required or permitted to be prescribed or that are necessary or convenient to be prescribed for carrying out or giving effect to this Act and, in particular, for prescribing–

(b)^[94] the issue, suspension, revocation, invalidation, period of validity and terms and conditions of authorizations; and

(c)^[95] the disqualification of persons either temporarily or permanently from obtaining authorizations; and

(d)^[96] the means of appeal (if any) against a decision of the Management Authority in relation to any matter under this Act; and

(e)^[97] matters regarding specimens taken or acquired before this Act came into operation; and

(f)^[98] exemptions from all or any of the requirements of this Act and for other special provisions relating to trade, in accordance with Article VII of the Convention; and

(g)^[99] the means of identification of inspectors appointed under this Act; and

(h)^[100] the registration of traders in Schedule 1, 2, 3 or 4 specimens, and the duties of registered traders; and

(i)^[101] the process of exportation, importation, re-exportation and information from the sea under this Act; and

(j)^[102] the inspection by inspectors of specimens in transhipment, and the extension of powers of inspectors to that inspection; and

(m)^[105] matters relating to artificial propagation, captive breeding and hybridisation; and

(n)^[106] the care, disposal and destruction of specimens seized under this Act, the disposal of specimens which have died or deteriorated before arrival in Papua New Guinea, and the recovery of costs associated with that care, disposal and destruction; and

(o)^[107] the manner in which the performance of functions of the Scientific Authorities shall be carried out; and

(p)^[108] the means of determining whether trade in a native species, whether or not it is CITES-listed, is detrimental to the survival of the species; and

(q)^[109] the means of limiting trade in a species naturally occurring in Papua New Guinea so as to minimize the risk of threat to its survival; and

(r)^[110] the process by which the State may propose amendments to Appendix III of the Convention; and

(s)^[111] the keeping of records and registers relating to matters unde this Act by Management Authority and the Scientific Authorities; and

(t)^[112] the furnishing of returns of information in respect of any matter under this Act; and

(i) services provided and obligations carried out by the Management Authority and Scientific Authorities under this Act; and

(ii) authorizations issued under this Act, other than authorization issued to the Management Authority or a Scientific Authority; and

(v)^[114] any other fees, charges, taxes, management levies, rents or royalties payable in respect of any matter under this Act; and

(w)^[115] penalties of fines not exceeding, K10,000.00 or imprisonment not exceeding five years for offences against the regulations.

^[116]Sec.1(1)
Summary of Species included in Appendix 1 of the Convention
1. The taxa listed in the table to this Schedule are the taxa included in Appendix I of the Convention in accordance with the provisions of Articles XV and XVI of the Convention, and no other species.
2. In the Table to this Schedule –
(a) the list entitled “Taxon” in the first column includes the scientific name of the listed taxa; and
(b) the list entitled “Common name” in the second column is included for information only and the scientific name determines whether a species is included on the list; and
(c) the list entitled “Notation” in the third column describes the specimens belonging to that species that are included in that entry.
3. Where there is no entry in the third column of the table to this Schedule, the definition of a specimen for that particular species is taken to be a specimen that is either –
(a) that species; or
(b) a part or derivative of that species,
or both.
4. The list of taxa in the first column of the table to this Schedule is organized according to the following classifications: –
“Vertebrate Animals
Phylum: Chordata (Chordates)
Class: Actinopterygii (Ray-finned fishes)		Family within Order, in alphabetic order.
Class: Amphibia (Amphibians)		Family within Order, in alphabetic order.
Class: Aves (Birds)		Family within Order, in alphabetic order.
Class: Chondrichthyes (Cartilaginous fishes)		Family within Order, in alphabetic order.
Class: Mammalia (Mammals)		Family within Order, in alphabetic order.
Class: Osteichthyes (Bony fishes)		Family within Order, in alphabetic order.
Class: Reptilia (Reptiles)		Family within Order, in alphabetic order.
“Invertebrate Animals
Phylum: Annelida (Annelid worms)
Class: Hirudinoidea (Leeches)		Family within Order, in alphabetic order.
Phylum: Arthopoda (Arthropods)
Class: Arachnida (Arachnids)		Family within Order, in alphabetic order.
Class: Insecta (Insects)		Family within Order, in alphabetic order.
Phylum: Cnidaria (Coral-like animals)
Class: Anthozoa (Corals, sea anemones)		Family within Order, in alphabetic order.
Class: Hydrozoa (Sea ferns, fire corals)		Family within Order, in alphabetic order.
Phylum: Echinodermata
Class: Holothuroidea (sea cucumbers)		Family within Order, in alphabetic order.
Phylum: Mollusca (Molluscs)
Class: Pelecypoda (=Bivalia)		Family within Order, in alphabetic order.
Class: Gastropoda (Snails)		Family within Order, in alphabetic order.
“Plants:		Families, in alphabetic order.
5. The following general interpretations shall be applied: –
(a) for animalia species, in relation to hybrids –
(i) where at least one of the animals in the previous four generations is of a species included in Appendix I of the Convention, hybrids shall be treated as specimens of species included in Appendix I; and
(ii) where at least one of the animals in the previous four generations is of a species included in Appendix II of the Convention, and there are no specimens of a species included in Appendix I of the Convention in that lineage, hybrids shall be treated as specimens of species included in Appendix II of the Convention; and
(iii) where at least one of the animals in the previous four generations is of a species included in Appendix III of the Convention, and there are no specimens of a species included in Appendix I or Appendix II of the Convention in that lineage, hybrids shall be treated as specimens of species included in Appendix III of the Convention;
(b) for plantae species –
(i) unless otherwise noted, listings in Appendix II and Appendix III of the Convention include all parts and derivatives except –
(A) seeds, spores and pollen (including pollinia); and
(B) seedling or tissue cultures obtained in vitro, in solid or liquid media, transported in sterile containers; and
(C) cut flowers of artificially propagated plants; and
(ii) in relation to hybrids –
(A) where at least one of the plants in the recent lineage of the hybrid is of a species included in Appendix I or Appendix II of the Convention, the hybrid shall be treated as a specimen of species included in Appendix II of the Convention; and
(B) where at least one of the plants in the recent lineage of the hybrid is of a species included in Appendix III of the Convention, and there are no specimens of a species listed in Appendix I or Appendix II of the Convention in the lineage, the hybrid shall be treated as a specimen of a species included in Appendix III of the Convention.
Taxon	Common Name		Notation
Altiphrynoides spp. (formerly included in Nectophrynoides spp.)	African viviparous toads		The entire genus is listed.
Atelopus zeteki	Zeteks Frog, (Panamanian), Golden Arrow Poison Frog
Bufo periglenes	Monte Verde Golden Toad
Bufo superciliaris	Cameroon Toad
Nectophrynoides spp.	African viviparous toads		The entire genus is listed.
Nimbaphrynoides spp. (formerly included in Nectophrynoides spp.)	African viviparous toads		The entire genus is listed.
Spinophrynoides spp. (formerly included in Nectophrynoides spp	African viviparous		The entire genus is listed.
Dyscophus antongilii	Tomato Frog
Andrias spp. (includes generic synonym Megalobatrachus)	Giant Salamanders		The entire genus is listed.
Anas aucklandica (includes synonyms Anas chlorotis and Anas nesiotis)	Brown Teal, Auckland Island Flightless Teal, Campbell Island Flightless Teal, Campbell Island Brown Teal, New Zealand Brown Teal
Anas laysanensis (also referenced as Anas platyrhynchos laysanensis	Laysan Duck, Laysan Teal
Anas oustaleti (probably a hybrid between Anas platyrhynchos and Anas superciliosa)	Marianas Duck, Island Duck, Oustalet’s Grey Mallard, Mariana’s Mallard
Branta canadensis leucopareia	Aleutian Goose, Canada Goose
Branta sandvicensis	Hawaiian Goose, Nene Duck
Cairina scutulate	White-winged Wood Duck
Glaucis dohrnii (formerly included in genus Ramphodon)	Hook-billed Hermit (hummingbird)
Larus relictus	Relict Gull, Khar Gull
Numenius borealis	Eskimo Curlew
Numenius tenuirostris	Slender Curlew, Billed Curlew, Long-billed Curlew
Tringa guttifer	Nordmann’s Greenshank, Spotted Greenshank
Ciconia boyciana (also referenced as Ciconia ciconia boyciana)	Japanese Stork, White Oriental Stork
Jabiru mycteria	Jabiru
Mycteria cinerea	Milky Wood Stork
Geronticus eremita	Northern Bald Ibis, Hermit Ibis
Nipponia Nippon	Japanese Crested Ibis
Caloenas nicobarica	Nicobar Pigeon, Nicobar Dove
Ducula mindorensis	Mindoro Imperial Pigeon, Mindoro Zone-tailed Pigeon
Aceros nipalensis	Rufous-necked Hornbill
Aceros subruficollis	Plain-pouched Hornbill, Blyth’s Hornbill
Buceros bicornis	Great Pied Hornbill, Great Indian Hornbill
Buceros vigil (formerly included in genus Rhinoplax)	Helmeted Hornbill
Aquila adalberti (also referenced as Aquila heliaca adalberti)	Spanish Imperial Eagle
Aquila heliaca	Imperial Eagle
Chondrohierax uncinatus wilsonii (also referenced as Chondrohierax wilsonii)	Cuban Hook-billed Kite
Haliaeetus albicilla	White-tailed (Sea) Eagle, Grey Sea Eagle		The entire species is listed, however, a subspecies with an earlier date of first listed separately.
Haliaeetus albicilla groenlandicus	Greenland White-tailed Sea-eagle
Haliaeetus leucocephalus	(American) Bald Eagle		The entire genus is listed, however, subspecies with an earlier date of first listing are listed separately.
Haliaeetus leucocephalus alascanus	Northern Bald Eagle
Haliaeetus leucocephalus leucocephalus	Southern Bald Eagle
Harpia harpyja	Harpy Eagle
Pithecophaga jefferyi	Philippine Eagle, Monkey-eating Eagle
Gymnogyps californianus	Californian Condor
Vultur gryphus	Andean Condor
Falco araea	Seychelles Kestrel
Falco jugger	Laggar Falcon
Falco newtoni	Aldabra Kestrel		Populations of Seychelles only.
Falco pelegrinoides (also referenced as Falco peregrinus babylonicus and Falco peregrinus pelegrinoides)	Barbary Falcon
Falco peregrinus	Peregrine Falcon
Falco punctatus	Mauritius Kestrel
Falco rusticolus	Gyrfalcon
Crax blumenbachii	Red-billed Curassow
Mitu mitu (also referenced as Crax mitu mitu)	Mitu, Razor-billed Curassow
Oreophasis derbianus	Horned Guan
Penelope albipennis	White-winged Guan
Pipile jacutinga (formerly included in genus Aburria)	Black-faced Piping, Black-fronted Piping Guan, Black-fronted Curassow Jacutinga
Pipile pipile (formerly included in genus Aburria; also referenced as Pipile pipile pipile)	Trinidad White-headed Curassow, Trinidad White-headed Piping Guan
Macrocephalon maleo	Maleo Megapode
Catreus wallichii	Cheer Pheasant
Colinus virginianus ridgwayi	Masked Bobwhite
Crossoptilon crossoptilon	White-eared or Tibetan-eared Pheasant
Crossoptilon harmani (formerly included in species Crossoptilon crossoptilon)	Elwes’s Eared Pheasant
Crossoptilon mantchuricum	Brown-eared Pheasant
Lophophorus impejanus	Himalayan Monal, Monal Pheasant
Lophophorus lhuysii	Chinese Monal Pheasant
Lophophorus sclateri	Sclater’s Monal Pheasant
Lophura edwardsi	Edward’s Pheasant
Lophura imperialis	Imperial Pheasant
Lophura swinhoii	Swinhoe’s Pheasant
Polyplectron emphanum	Palawan Peacock-pheasant
Rheinardia ocellata (includes synonym Rheinardia nigrescens)	Rheinard’s Crested Argus, Crested Argus Pheasant
Syrmaticus ellioti	Elliot’s Pheasant
Syrmaticus humiae	Bar-tailed Pheasant, Mrs Hume’s Pheasant
Syrmaticus mikado	Mikado Pheasant
Tetraogallus caspius	Caspian Snowcock
Tetraogallus tibetanus	Tibetan Snowcock
Tragopan blythii	Blyth’s Tragopan
Tragopan caboti	Cabot’s Tragopan
Tragopan melanocephalus	Western Tragopan
Tympanuchus cupido attwateri	Attwater’s Greater Prairie Chicken
Grus Americana	Whooping Crane
Grus canadensis nesiotes	Cuba Sandhill Crane
Grus canadenesis pulla	Mississippi Sandhill Crane
Grus japonensis	Japanese Crane, Manchurian Crane, Red-crowned Crane
Grus leucogeranus	Siberian White Crane
Grus monachal	Hooded Crane
Grus nigricollis	Black-necked Crane
Grus vipio	White-naped Crane
Ardeotis nigriceps (also referenced as Choriotis nigriceps)	Great Indian Bustard
Chlamydotis undulata	Houbara Bustard
Eupodotis bengalensis (also referenced as Houbaropsis bengalensis)	Bengal Florican, Bengal Bustard, Great Bustard
Gallirallus sylvestris (also referenced as Tricholimnas sylvestris)	Lord Howe Island Wood Rail
Rhynochetos jubatus	Kagu
Atrichornis clamosus	Noisy Scrub-bird, Western Scrub-bird
Cotinga maculata	Spotted Cotinga, Banded Cotinga
Xipholena atropurpurea	White-winged Cotinga
Carduelis cucullata (formerly included in genus Spinus)	Red Siskin
Pseudochelidon sirintarae	White-eyed River Martin
Agelaius flavus (includes generic synonym Xanthopsar)	Saffron-cowled Blackbird
Lichenostomus melanops cassidix (also referenced as Meliphaga cassidix)	Helmeted Honeyeater
Dasyornis longirostris (also referenced as Dasyornis brachypterus longirostris)	Western Bristlebird
Picathartes gymnocephalus	Bare-headed, White-necked Rockfowl, White-necked Bald Crow
Picathartes oreas	Gray-necked, Red-Headed Rockfowl, Grey-Necked Bald Crow
Pitta gurneyi	Gurney’s Pitta
Pitta kochi	Koch’s Pitta
Leucopsar rothschildi	Rothschild’s Starling, Myna
Zosterope albogularis	Silvereye, White-chested White-eye, Norfolk Island White-eye
Fregata andrewsi	Andrew’s Frigatebird, Christmas Island Frigatebird
Pelecanus crispus	Dalmatian Pelican
Papasula abbotti (also referenced as Sula abbotti)	Abbott’s Booby
Campephilus imperialis	Imperial Woodpecker
Dryocopus javensis richardsi	Tristam’s White-bellied Woodpecker
Podilymbus gigas	Atitlan (Pied-billed) Grebe, Giant Pied-billed Grebe
Diomedea albatrus	Short-tailed Albatross, Stellar’s Albatross
Amazona arausiaca	Red-necked Amazon Parrot
Amazona barbadensis	Yellow-shouldered Amazon Parrot
Amazona brasiliensis	Red-tailed Amazon Parrot
Amazona guildingii	St. Vincent Amazon Parrot
Amazona imperialis	Imperial Amazon Parrot, Sisserou
Amazona leucocephala	Cuban Parrot, Bahaman Parrot
Amazona ochrocephala auropalliata	Yellow-naped Parrot
Amazona ochrocephala belizensis	Yellow-crowned Parrot
Amazona ochrocephala caribaea	Yellow-crowned Parrot
Amazona ochrocephala oratrix	Yellow-crowned Parrot
Amazona ochrocephala parvipes	Yellow-crowned Parrot
Amazona ochrocephala tresmariae	Yellow-crowned Parrot
Amazona pretrei	Red-spectacted Amazon Parrot
Amazona rhodocorytha (also referenced as Amazona dufresniana rhodocorytha)	Red-browed Amazon Parrot
Amazona tucumana	Tucuman Amazon Parrot
Amazona versicolor	St. Lucia Amazon Parrot
Amazona vinacea	Vinaceous Amazon Parrot
Amazona viridigenalis	Red-Crowned Parrot, Green-cheeked Parrot
Amazona vittata	Puerto Rican Parrot, Red-fronted Amazon Parrot
Anodorhynchus spp.	Macaws		The entire genus is listed, however, species with an earlier date of first listing are listed separately.
Anodorhynchus glaucus	Glaucous Macaw
Anodorhynchus leari	Lear’s Macaw, Indigo Macaw
Ara ambigua	Buffon’s Macaw, Great Green Macaw
Ara glaucogularis (often traded under the incorrect designation Ara caninde)	Caninde Macaw
Ara macao	Scarlet Macaw
Ara militaris	Military Macaw
Ara rubrogenys	Red-fronted Macaw
Cacatua goffini	Goffin’s Cockatoo
Cacatua haematuropygia	Philippine Cockatoo, Red-vented Cockatoo
Cacatua moluccensis	Moluccan Cockatoo, Salmon Crested Cockatoo
Cyanopsitta spixii	Spix’s Macaw
Cyanoramphus forbesi	Forbes’ Parakeet, Yellow-fronted Parakeet, Forbe’s Kakariki
Cyanoramphus novaezelandiae (includes synonym Cyanoramphus novaezelandiae cookii	New Zealand Parakeet, Red-fronted Parakeet
Cyclopsitta diophthalma coxeni (also referenced as Opopsitta diophthalma coxeni)	Coxen’s Fig Parrot
Eos histrio	Red Lory, Blue Lory
Eunymphicus cornutus (includes Eunymphicus cornutus cornutus and Eunymphicus cornutus uvaeensis)	Horned Parakeet
Guarouba guarouba (formerly referenced as Aratinga guarouba)	Golden Parakeet
Neophema chrysogaster	Orange-bellied Parakeet
Ognorhynchus icterotis	Yellow-eared Conure
Pezoporus wallicus	Ground Parrot
Pionopsitta pileata	Red-capped Parrot, Pileated Parrot
Probosciger aterrimus	Great Black Cockatoo, Palm Cockatoo
Propyrrhura couloni (formerly referenced as Ara couloni)	Blue-headed Macaw
Propyrrhura maracana (formerly referenced as Ara maracana)	Blue-winged Macaw
Psephotus chrysopterygius	Golden-shouldered Parakeet
Psephotus dissimilis (formerly included in species Psephotus chrysopterygius)	Hooded Parrot
Psittacula echo (also referenced as Psittacula krameri echo)	Rose-ringed Parakeet, Mauritius Ring-necked Parakeet
Pyrrhura cruentata	Blue-throated Parakeet, Ochre-marked Parakeet
Rhynchopsitta spp.	Thick-billed Parrot, Maroon-fronted Parrot		The entire genus is listed, however, species with an earlier date of first listing are listed separately.
Rhynchopsitta pachyrhyncha	Thick-billed Parrot
Rhynchopsitta terrisi (also referenced as Rhynchopsitta pachyrhyncha terrisi)	Maroon-fronted Parrot
Strigops habroptilus	Kakapo, Owl Parrot
Vini ultramarina	Ultramarine Lorikeet
Rhea pennata (also referenced as Pterocnemia)	Lesser Rhea		The entire species is listed, however, subspecies included in a different Appendix and/or with an earlier date of first listing are listed separately.
Rhea pennata garleppi (also referenced as Pterocnemia)	Lesser Rhea
Spheniscus humboldti	Humboldt Penguin, Peruvian Penguin
Athene blewitti	Forest Little Owl, Forest Spotted Owlet
Mimizuku gurneyi (also referenced as Otus gurneyi)	Giant Scops Owl
Ninox novaeseelandiae undulate (also referenced as Ninox novaeseelandiae royana)	Norfolk Island Boobook (hawk) Owl
Ninox squamipila natalis	Christmas Island (Hawk) Owl, Moluccan Hawk-owl
Tyto soumagnei	Madagascar Red Owl, Madagascar Grass Owl
Struthio camelus	Ostrich		Populations of Algeria, Burkina Faso, Cameroon, the Central African Republic, Chad, Mali, Mauritania, Morocco, the Niger, Nigeria, Senegal, and the Sudan only.
Tinamus solitarius	Solitary Tinamou
Pharomachrus mocinno	Resplendent Quetzal
Antilocapra americana	Mexican Pronghorn		Populations of Mexico only.
Addax nasomaculatus	Addax
Bos gaurus (excludes the domesticated form of Bos gaurus referenced as Bos frontalis)	Saladang, Gaur, Indian Wild Ox
Bos mutus (excludes the domesticated form of Bos gaurus referenced as Bos frontalis)	Wild Yak
Bos sauveli (includes generic synonym Novibos)	Kouprey
Bubalus depressicornis (includes generic synonym Anoa)	Lowland Anoa
Bubalus mindorensis (includes generic synonym Anoa)	Tamaraw or Tamarou
Bubalus quarlesi (includes generic synonym Anoa)	Mountain Anoa
Capra falconeri	Markhor
Cephalophus jentinki	Jentink’s Duiker
Gazella dama	Dama Gazelle
Hippotragus niger variani	Giant Sable Antelope
Naemorhedus baileyi (formerly included in species Naemorhedus goral)	Goral
Naemorhedus caudatus (formerly included in species Naemorhedus goral)	Goral
Naemorhedus goral	Goral
Naemorhedus sumatraensis (also referenced as Capricornis sumatraensis)	Serow
Oryx dammah (includes synonym Oryx tao)	Scimitar-Horned Oryx, White Oryx
Oryx leucoryx	Arabian Oryx
Ovis ammon hodgsonii	Great Tibetan Sheep, Nyan, Tibetan Argali
Ovis ammon nigrimontana	Kara Tau Argali
Ovis orientalis ophion (includes synonym Ovis aries ophion)	Cyprian Red Sheep
Ovis vignei vignei (formerly included as Ovis vignei)	Ladakh Urial
Pantholops hodgsonii	Chiru, Tibetan Antelope
Pseudoryx nghetinhensis	Vu Quang Ox
Rupicapra pyrenaica ornata (also referenced as Rupicapra rupicapra ornata)	Apennian Chamois, Abruzzi Chamois
Vicugna vicugna	Vicuña		The entire species is listed, however, populations conditionally included in a different Appendix are listed separately.
Axis calamianensis (also referenced as Cervus porcinus calamianensis)	Calamianes Deer
Axis kuhlii (also referenced as Cervus porcinus kuhlii)	Kuhl’s Deer, Bawean Hog Deer
Axis porcinus annamiticus (also referenced as Cervus porcinus annamiticus)	Hogdeer, Indochina Hog Deer
Blastocerus dichotomus	Marsh Deer
Cervus duvaucelii	Swamp Deer, Barasingha
Cervus elaphus hanglu	Kashmir Deer, Hangul
Cervus eldii	Eld’s Brow-antlered Deer, Eld’s Deer, Thamin
Dama mesopotamica (also referenced as Cervus dama mesopotamicus)	Persian Fallow Deer, Mesopotamian Swamp Deer
Hippocamelus spp.	Huemal, Guemal		The entire genus is listed.
Megamuntiacus vuquanghensis	Giant Muntjac
Muntiacus crinifrons	Black Muntjac, Hairy Fronted Munjac
Ozotoceros bezoarticus	Pampas Deer
Pudu puda	Southern Pudu, Chilean Pudu
Moschus spp.	Musk Deer		Populations of Afghanistan, Bhutan, India, Myanmar, Nepal, and Pakistan only.
Babyrousa babyrussa	Babirusa, Deer Hog
Sus salvanius	Pygmy Hog
Catagonus wagneri	Chacoan Peccary, Giant Peccary
Canis lupus	Gray Wolf		Populations of India, Pakistan, Bhutan, and Nepal only.
Speothos venaticus	Bush Dog, Savannah Dog
Acinonyx jubatus	Cheetah
Caracal caracal (also referenced as Felis caracal and Lynx caracal)	Caracal		Populations of Asia only.
Catopuma temminckii (formerly included in genus Felis)	Asian Golden Cat, Temmick’s Golden Cat
Felis nigripes	Black-footed Cat
Herpailurus yaguarondi (formerly included in genus Felis)	Jaguarundi		Populations of Central and North America only.
Leopardus pardalis (formerly included in genus Felis)	Ocelot		The entire species is listed, however, subspecies with an earlier date of first listing are listed separately.
Leopardus pardalis mearnsi (formerly included in genus Felis)	Ocelot
Leopardus pardalis mitis (formerly included in genus Felis)	Brazilian Ocelot
Leopardus tigrinus (formerly included in genus Felis)	Tiger, Little Spotted Cat, Ocelot Cat, Oricilla
Leopardus wiedii (formerly included in genus Felis)	Margay
Lynx pardinus (also referenced as Felis pardina or Felis lynx pardina)	Spanish Lynx, Iberian Lynx
Neofelis nebulosa	Clouded Leopard
Oncifelis geoffroyi (formerly included in genus Felis)	Geoffroy’s Cat
Oreailurus jacobita (formerly included in genus Felis)	Mountain Cat, Andean Cat
Panthera leo persica	Asiatic Lion, Indian Lion
Panthera onca	Jaguar
Panthera pardus	Leopard
Panthera tigris	Tiger
Pardofelis marmorata (formerly included in genus Felis)	Marbled Cat
Prionailurus bengalensis bengalensis (formerly included in genus Felis)	Leopard Cat		Populations of Bangladesh, India and Thailand only.
Prionailurus planiceps (formerly included in genus Felis)	Flat-headed Cat
Prionailurus rubiginosus (formerly included in genus Felis)	Rusty-spotted Cat		Population of India only.
Puma concolor coryi (formerly included in genus Felis)	Florida Panther, Florida Puma, Florida Cougar
Puma concolor costaricensis (formerly included in genus Felis)	Costa Rican Puma, Central American Puma
Puma concolor couguar (formerly included in genus Felis)	Eastern Puma, Adirondack Cougar
Uncia uncia (formerly included in genus Panthera)	Snow Leopard
Aonyx congicus (also referenced as Aonyx microdon or Paraonyx microdon)	West African Clawless Otter, Cameroon Clawless Otter		Populations of Cameroon and Nigeria only.
Enhydra lutris nereis	Southern Sea Otter, Californian Sea Otter
Lontra feline (formerly included in genus Lutra)	Marine Otter, Chungungo
Lontra longicaudis (formerly included in genus Lutra; includes synonyms Lutra annectens, Lutra enudris, Lutra incarum and Lutra platensis)	Long-tailed Otter, Neotropical Otter
Lontra provocax (formerly included in genus Lutra)	Southern Otter, South American River Otter
Lutra lutra	Eurasian Otter, European River Otter
Pteronura brasiliensis	Giant Otter, Brasilian Otter
Mustela nigripes	Black-footed Ferret
Arctocephalus townsendi	Guadalupe Fur Seal
Monachus spp.	Monk seals		The entire genus is listed.
Ailuropoda melanoleuca	Giant Panda
Ailurus fulgens	Lesser Panda, Red Panda
Helarctos malayanus	Sun Bear, Malayan Sun Bear
Melursus ursinus	Sloth Bear
Tremarctos ornatus	Spectacled Bear, Andean Bear
Ursus arctos	Mexican Brown Bear		Populations of Mexico only. Previously listed as Ursus arctos nelsoni.
Ursus arctos	Asiatic Brown Bear		Populations of Bhutan, China and Mongolia only. Previously listed as Ursus arctos pruinosus.
Ursus arctos isabellinus	Red Bear, Himalayan Brown Bear
Ursus arctos nelsoni	Mexican Grizzly Bear		Listing replaced, 18 January 1990, by Ursus arctos – Populations of Mexico.
Ursus arctos pruinosus	Tibetan Blue Bear		Listing replaced, 18 January 1990, by Ursus arctos – Populations of Bhutan, China and Mongolia.
Ursus thibetanus (also referenced as Selenarctos thibetanus)	Asiatic Black Bear		The entire species is listed, however, a subspecies included in a different Appendix and with an earlier date of first listing is listed separately.
Ursus thibetanus gedrosianus	Baluchistan Black Bear
Prionodon pardicolor	Spotted Linsang
Balaena mysticetus	Bowhead Whale
Eubalaena spp. (formerly included in genus Balaena)	right whales
Balaenoptera acutorostrata	Northern Minke Whale		The entire species is listed, however, populations included in a different Appendix are listed separately.
Balaenoptera bonaerensis (formerly included in Balaenoptera acutorostrata)	Southern Minke Whale
Balaenoptera borealis	Sei Whale
Balaenoptera edeni	Bryde’s Whale
Balaenoptera musculus	Blue Whale
Balaenoptera physalus	Fin Whale
Megaptera novaeangliae	Humpback Whale
Sotalia spp.	Humpbacked dolphins		The entire genus is listed.
Sousa spp.	Humpbacked dolphins		The entire genus is listed.
Eschrichtius robustus (includes synonym Eschrichtius glaucus)	Grey Whale
Caperea marginata	Pygmy Right Whale
Neophocaena phocaenoides	Finless Porpoise
Phocoena sinus	Gulf of California Porpoise, Cochita
Physeter catodon (includes synonym Physeter macrocephalus)	Sperm Whale
Lipotes vexillifer	White Flag Dolphin, Chinese River Dolphin
Platanista spp.	River dolphins		The entire genus is listed.
Platanista gangetica	Ganges Dolphin
Platanista minor	Indus Dolphin
Berardius spp.	Beaked Whales		The entire genus is listed.
Hyperoodon spp.	Bottle-nosed Whales		The entire genus is listed.
Acerodon jubatus	Golden-capped Fruit Bat, Golden-crowned Flying Fox
Pteropus insularis	Carolines Fruit Bat, Truk Flying Fox, Chuuck Flying Fox
Pteropus mariannus	Mariana Flying Fox, Mariana Fruit Bat
Pteropus molossinus	Ponape Flying Fox, Pohnpei Fruit Bat
Pteropus phaeocephalus	Mortlock Islands Flying Fox
Pteropus pilosus	Palau Flying Fox, Belau Fruit Bat
Pteropus samoensis	Samoa Flying Fox
Pteropus tonganus	Insular Flying Fox, Tonga Fruit Bat
Sminthopsis longicaudata	Long-tailed Marsupial-mouse, Long-tailed Dunnart
Sminthopsis psammophila	Large Desert Marsupial-mouse, Sandhill Dunnart.
Lagorchestes hirsutus	Rufous Hare-wallaby, Western Hare-wallaby, Wurrup
Lagostrophus fasciatus	Banded Hare-wallaby, Munning
Onychogalea fraenata	Bridled Nailtailed Wallaby
Onychogalea lunata	Crescent Nailtailed Wallaby
Bettongia spp.	Bettongs, rat-kangaroos		The entire genus is listed, however, species with an earlier date of first listing are listed separately
Bettongia lesueur	Lesueur’s Rat-kangaroo, Boodie
Bettongia penicillata (includes synonym B. tropica)	Brush-tailed Rat-kangaroo, Woylie
Lasiorhinus krefftii	Northern Hairy-nosed Wombat
Caprolagus hispidus	Hispid Hare, Assam Rabbit
Romerolagus diazi	Mexican Volcano Rabbit
Macrotis lagotis	Bilby, Rabbit Bandicoot
Macrotis leucura	Lesser Bilby, Lesser Rabbit Bandicoot, Yallara
Perameles bougainville	Barred Bandicoot, Long-nosed Bandicoot, Mari
Equus africanus (also referenced as Equus asinus)	African Wild Ass		Not including the domesticated form.
Equus grevyi	Grevy’s Zebra
Equus hemionus hemionus	Mongolian Wild Ass
Equus onager khur (formerly included in species Equus hemionus)	Indian Wild Ass, Ghor-Khar, Khar, Onager
Equus przewalskii (also referenced as Equus caballus przewalskii)	Przewalski’s Horse, Wild Asian Horse
Equus zebra zebra	Cape Mountain Zebra
Rhinocerotidae spp.	Rhinoceroses		The entire family is listed, however, subordinate taxa included in a different Appendix and/or with an earlier date of first listing are listed separately.
Ceratotherium simum cottoni	Northern White Rhinoceros
Ceratotherium simum simum	Southern White Rhinoceros		The entire genus is listed, however, populations included in a different Appendix are listed separately.
Dicerorhinus sumatrensis	Sumatran Rhinoceros
Diceros bicornis	Black Rhinoceros
Rhinoceros sondaicus	Javan Rhinoceros
Rhinoceros unicornis	Great Indian Rhinoceros
Tapiridae spp.	Tapirs		The entire family is listed, however, a species included in a different Appendix is listed separately.
Elephas maximus	Asian Elephant
Loxodonta africana	African Elephant		The entire species is listed, however, populations conditionally included in a different Appendix are listed separately.
Callimico goeldii	Goeldi’s Marmoset, Goeldi’s Tamarin, Goeldi’s Monkey, Callimico
Callithrix aurita (formerly included as a subspecies of Callithrix jacchus)	White-eared Marmoset, Buffy Tufted-ear Marmoset
Callithrix flaviceps (formerly included as a subspecies of Callithrix jacchus)	Buff-headed Marmoset
Leontopithecus spp. (includes generic synonym Leontideus)	golden lion tamarins
Saguinus bicolor	Pied Bare-face Tamarin
Saguinus geoffroyi (formerly included in species Saguinus oedipus)	Geoffroy’s Marmoset
Saguinus leucopus	White-footed Tamarin, Bare-face Silvery- brown Tamarin
Saguinus oedipus	Cotton Top Tamarin
Alouatta coibensis (formerly included in Alouatta palliata)	Mantled Howler-monkey, Guatamalan Howler-monkey
Alouatta palliata	Mantled Howler Monkey
Alouatta pigra (formerly included as Allouatta palliata (villosa))	Black Howler Monkey
Ateles geoffroyi frontatus	Black-handed Spider Monkey, Black-browed Spider Monkey
Ateles geoffroyi panamensis	Black-handed Spider Monkey, Panama Spider Money, Red
(-bellied) Spider Monkey
Brachyteles arachnoides	Woolly Spider Monkey
Cacajao spp.	Uakaris		The entire genus is listed.
Chiropotes albinasus	White-nosed Saki
Lagothrix flavicauda	Yellow-tailed Woolly Monkey
Saimiri oerstedii	Red-backed Squirrel Monkey, Central American Squirrel Monkey
Cercocebus galeritus galeritus	Tana River Mangabey, Agile Mangabey
Cercopithecus Diana (includes synonym Cercopithecus roloway)	Diana Monkey
Macaca silenus	Lion-tailed Macaque
Mandrillus leucophaeus (formerly included in genus Papio)	Drill
Mandrillus sphinx (formerly included in genus Papio)	Mandrill
Nasalis concolor (includes generic synonym Simias)	Snub-nosed Langur
Nasalis larvatus	Proboscis Monkey
Presbytis potenziani	Long-tailed Langur, Mentawai Islands Sureli, Mentawi Leaf Monkey
Procolobus pennantii kirkii (includes synonym Colobus badius kirkii)	Kirk’s Red Colobus, Zanzibar Red Colobus
Procolobus rufomitratus (includes synonym Colobus badius rufomitratus)	Tana River Red Colobus
Pygathrix spp. (includes generic synonym Rhinopithecus)	snub-nosed langurs		The entire genus is listed, however, species with an earlier date of first listing are listed separately.
Pygathrix nemaeus	Douc Langur
Pygathrix roxellana	Sichuan Snub-nosed Monkey
Semnopithecus entellus (also referenced as Presbytis entellus)	Gray Langur, Common Indian Langur
Trachypithecus geei (also referenced as Presbytis geei and Semnopithecus geei)	Golden Langur
Trachypithecus pileatus (also referenced as Presbytis pileata and Semnopithecus pileatus)	Capped Langur, Bonneted Capped Monkey
Cheirogaleidae spp.	Dwarf lemurs, mouse lemurs		The entire family is listed.
Daubentonia madagascariensis	Aye-aye
Gorilla gorilla	Gorilla
Pan spp.	Chimpanzees		The entire genus is listed, however, species with an earlier date of first listing are listed separately.
Pan paniscus	Bonobo, Pygmy Chimpanzee
Pan troglodytes	Chimpanzee
Pongo pygmaeus	Orangutan
Hylobatidae spp.	Gibbons, siamangs		The entire family is listed.
Indridae spp.	Woolly lemurs and their allies		The entire family is listed.
Lemuridae spp.	True lemurs		The entire family is listed.
Megaladapidae spp.	Sportive lemurs		The entire family is listed.
Chinchilla spp. (specimens of the domesticated form are not subject to the provisions of the Convention)	chinchillas		The entire genus is listed.
Leporillus conditor	Greater Stick-nest Rat, House-building Rat, Australian Stick-nest Rat
Pseudomys praeconis	Shark Bay Mouse, False Mouse
Xeromys myoides	False Water Rat
Zyzomys pedunculatus	Central Rock-rat, Australian Native Mouse, Mcdonnell Range Rock-rat
Cynomys mexicanus	Mexican Prairie Dog, Mexican Prairie Marmot
Dugong dugon	Dugong
Trichechus inunguis	South American Manatee, Amazonian Manatee
Trichechus manatus	Caribbean Manatee, North American Manatee, West Indian Manatee
Priodontes maximus (includes synonym Priodontes giganteus)	Giant Armadillo
Acipenser brevirostrum	Short-nosed Sturgeon
Acipenser sturio	Common Sturgeon, Baltic Sturgeon
Latimeria spp.	coelacanths		The entire genus is listed, however, a species with an earlier date of first listing is listed separately.
Latimeria chalumnae	Gombessa Coelacanth
Chasmistes cujus	Cui-ui
Probarbus jullieni	Ikan, Temoleh, Pla Eesok (Thai), Ikan Temelian (Malay)
Scleropages formosus	Asian Bonytongue
Totoaba macdonaldi (syn Cynoscion macdonaldi)	Macdonald Weakfish, Totoaba
Pangasianodon gigas	(Thailand) Giant Catfish
Alligator sinensis	Chinese Alligator
Caiman crocodilus apaporiensis	Apaporis River Caiman
Caiman latirostris	Broad-nosed Caiman, Broad-snouted Caiman		The entire species is listed, however, populations included in a different Appendix are listed separately.
Melanosuchus niger	Black Caiman		The entire species is listed, however, populations included in a different Appendix are listed separately.
Crocodylus acutus	American Crocodile
Crocodylus cataphractus	African Slender-snouted Crocodile, African Sharp-nosed Crocodile
Crocodylus intermedius	Orinoco Crocodile
Crocodylus mindorensis (also referenced as Crocodylus novaeguineae mindorensis)	Philippine Crocodile
Crocodylus moreletii	Morelet’s Crocodile
Crocodylus niloticus	Nile Crocodile		The entire species is listed, however, populations included in a different Appendix are listed separately.
Crocodylus palustris	Marsh, Broad-snouted Ormugger Crocodile
Crocodylus porosus	Saltwater Crocodile		The entire species is listed, however, populations included in a different Appendix are listed separately.
Crocodylus rhombifer	Cuban Crocodile
Crocodylus siamensis	Siamese Crocodile
Osteolaemus tetraspis	(African) Dwarf Crocodile
Tomistoma schlegelii	Tomistoma, False Gavial
Gavialis gangeticus	(Indian) Gavial, Gharial
Sphenodon spp.	tuataras		The entire genus is listed.
Brookesia perarmata	Antsingy Leaf Chameleon
Brachylophus spp.	Fiji iguanas		The entire genus is listed.
Cyclura spp.	ground iguanas		The entire genus is listed.
Sauromalus varius	San Esteban Island Chuckwalla
Gallotia simonyi	Hierro Giant Lizard
Varanus bengalensis	Indian Monitor, Bengal Monitor
Varanus flavescens	Yellow Monitor, Ruddy Snub-nosed Monitor, Yellow Land Lizard, Indian Oval-grain Lizard
Varanus griseus	Grey Monitor, Desert Monitor
Varanus komodoensis	Komodo (Island) Monitor, Komodo Dragon, Ora
Varanus nebulosus	Indian Monitor
Acrantophis spp.	madagascar ground boas		The entire genus is listed.
Boa constrictor occidentalis (also referenced as Constrictor constrictor occidentalis)	Argentine Boa Constrictor
Epicrates inornatus	Puerto Rican Tree Boa, Yellow Tree Boa, Culebra Grande		The entire species is listed, however, a subspecies with an earlier date of first listing is listed separately.
Epicrates inornatus inornatus	Yellow Tree Boa
Epicrates monensis	Mona Boa
Epicrates subflavus	Jamaican Boa
Sanzinia madagascariensis (includes synonym Sanzinia manditra)	Madagascar Tree Boa, Sanzinia
Bolyeria multocarinata	Round Island Boa
Casarea dussumieri	Keel-scaled Boa, Round Island Boa
Python molurus molurus (includes synonym Python molurus pimbura)	Indian (Rock) or Tiger Python
Vipera ursinii	Orsini’s Viper		Populations of Europe, not including the former Union of Soviet Socialist Republics.
Pseudemydura umbrina	Short-necked Swamp Turtle, Western Swamp Tortoise
Cheloniidae spp.	sea turtles		The entire family is listed, however, species and subspecies with an earlier date of first listing are listed separately.
Caretta caretta	Loggerhead
Chelonia mydas	Green Turtle
Eretmochelys imbricata bissa	Pacific Hawksbill
Eretmochelys imbricata imbricata	Atlantic Hawksbill
Lepidochelys kempi	Atlantic Ridley
Lepidochelys olivacea	Pacific Ridley
Natator depressus	Flatback
Dermochelys coriacea	Leathery, Leather-backed Turtle
Batagur baska	River Terrapin, Tuntong, Common Batagur
Clemmys muhlenbergii	Bog Turtle, Muhlenberg’s Turtle
Geoclemys hamiltonii (also referenced in genus Damonia)	Spotted Pond Turtle
Kachuga tecta (formerly included as Kachuga tecta tecta)	Indian Sawback Turtle
Melanochelys tricarinata (includes generic synonyms Nicoria and Geoemyda (part))	Three-keeled Asian Turtle
Morenia ocellata	Burmese Peacock Turtle
Terrapene coahuila	Aquatic Box Turtle
Geochelone nigra (also referenced as Geochelone elephantopus; also referenced in genus Testudo)	Galapagos Tortoise
Geochelone radiate (also referenced in genus Testudo)	Madagascar Radiated Tortoise
Geochelone yniphora (also referenced in genus Testudo)	Angulated Tortoise
Gopherus flavomarginatus	Bolson Tortoise
Psammobates geometricus (also referenced in genus Testudo)	Geometric Turtle
Pyxis planicauda	Flat-tailed Spider Tortoise
Testudo kleinmanni	Egyptian Tortoise
Testudo werneri	land tortoise
Apalone ater (formerly included in genus Trionyx)	Cuatro Cienegas Softshell Turtle
Aspideretes gangeticus (formerly included in genus Trionyx)	Indian Softshell Turtle
Aspideretes hurum (formerly included in genus Trionyx)	Peacock Softshell Turtle
Aspideretes nigricans (formerly included in genus Trionyx)	Black Softshell Turtle
Ornithoptera alexandrae	Queen Alexandra’s Birdwing Butterfly
Papilio chikae	Luzon Peacock Swallowtail
Papilio homerus	Homerus Swallowtail
Papilio hospiton	Corsican Swallowtail
Conradilla caelata	Birdwing Pearly Mussel
Dromus dromas (also referenced as Conchodromus dromas)	Dromedary Pearly Mussel
Epioblasma curtisi (also referenced in genera Dysnomia and Plagiola)	Curtis’ Pearly Mussel
Epioblasma florentina (also referenced in genera Dysnomia and Plagiola)	Yellow-blossom Pearly Mussel
Epioblasma sampsoni (also referenced in genera Dysnomia and Plagiola)	Sampson’s Pearly Mussel
Epioblasma sulcata perobliqua (also referenced in genera Dysnomia and Plagiola)	White Cat’s Paw Mussel
Epioblasma torulosa gubernaculums (also referenced in genera Dysnomia and Plagiola)	Green-blossom Pearly Mussel
Epioblasma torulosa torulosa (also referenced in genera Dysnomia and Plagiola)	Tuberculed-blossom Pearly Mussel
Epioblasma turgidula (also referenced in genera Dysnomia and Plagiola)	Turgid-blossom Pearly Mussel
Epioblasma walkeri (also referenced in genera Dysnomia and Plagiola)	Brown-blossom Pearly Mussel
Fusconaia cuneolus	Fine-rayed Pigtoe Mussel
Fusconaia edgariana	Shiny Pigtoe Mussel
Lampsilis higginsii	Higgin’s Eye Mussel
Lampsilis orbiculata orbiculata	Pink Mucket Mussel
Lampsilis satur	Plain Pocketbook Mussel
Lampsilis virescens	Alabama Lamp Pearly Mussel
Plethobasus cicatricosus	White Wartyback Mussel
Plethobasus cooperianus	Orange-footed Pimpleback Mussel
Pleurobema plenum	Rough Pigtoe Mussel
Potamilus capax (includes generic synonym Proptera)	Fat Pocketbook Mussel
Quadrula intermedia	Cumberland Monkey-face Mussel
Quadrula sparsa	Appalachian Monkey-face Mussel
Toxolasma cylindrella (also referenced in genus Carunculina)	Pale Lilliput Pearly Mussel
Unio nickliniana (also referenced as Megalonaias nickliniana)	Nicklin’s Pearly Mussel
Unio tampicoensis tecomatensis (also referenced as Cyrtonaias tampicoensis tecomatensis and Lampsilis tampicoensis tecomatensis)	Tampico Pearly Mussel
Villosa trabalis (includes generic synonym Micromya)	Cumberland Bean Mussel
Achatinella spp.	Oahu Tree Snails		The entire genus is listed.
Agave arizonica	New River Agave
Agave parviflora	Santa Cruz Striped Agave
Nolina interrata	Dehesa Bear-grass
Pachypodium ambongense
Pachypodium baronii
Pachypodium decaryi
Araucaria araucana	Monkey-puzzle Tree
Ariocarpus spp. (includes generic synonyms Neogomesia and Roseocactus)	Living-rock Cacti		The entire genus is listed.
Astrophytum asterias (also referenced in genus Echinocactus)	Sea-urchin Cactus, Star Cactus
Aztekium ritteri	Aztec Cactus
Coryphantha werdermannii (includes synonym Coryphantha densispina)	Jabali Pincushion Cactus
Discocactus spp.	Discocacti		The entire genus is listed.
Echinocereus ferreirianus lindsayi (also referenced as Echinocereus lindsayi)	Lindsay’s Hedgehog Cactus
Echinocereus schmollii (also referenced in genus Wilcoxia; includes Wilcoxia nerispina)	Lamb’s-tail Cactus
Escobaria minima (also referenced in genus Coryphantha; includes synonym Escobaria nelliae)	Nellie’s Corycactus
Escobaria sneedii (also referenced in genus Coryphantha; includes Escobaria leei as a subspecies)	Sneed Pincushion Cactus
Mammillaria pectinifera (includes synonym Solisia pectinata)	Conchilinque
Mammillaria solisioides	Pitayita
Melocactus conoideus	Conelike Turk’s-cap Cactus
Melocactus deinacanthus	Wonderfully Bristled Turk’s-cap Cactus
Melocactus glaucescens	Woolly Waxy-stemmed Turk-cap Cactus
Melocactus paucispinus	Few-spined Turk’s-cap Cactus
Obregonia denegrii	Artichoke Cactus
Pachycereus militaris (also referenced in genera Backebergia, Cephalocereus and Mitrocereus; includes synonym Pachycereus chrysomallus)	Teddy-bear Cactus, Military Cap
Pediocactus bradyi (includes Pediocactus bradyi despainii and Pediocactus bradyi winkleri and synonyms Pediocactus despainii, Pediocactus simpsonii bradyi and Pediocactus winkleri; also referenced in genus Toumeya)	Brady Pincushion Cactus, San Rafael Cactus, Winkler Pincushion Cactus
Pediocactus knowltonii	Knowlton Cactus
Pediocactus paradinei	Houserock Valley Cactus
Pediocactus peeblesianus (also referenced in genera Navajoa, Toumeya and Utahia; includes synonyms Pediocactus fickeisenii, Navajoa peeblesianus fickeisenii and Navajoa fickeisenii)	Fickeisen Cactus, Peebles Navajo Cactus
Pediocactus sileri (also referenced in genera Echinocactus and Utahia)	Siler Pincushion Cactus
Pelecyphora spp. (includes generic synonym Encephalocarpus)	Hatchet Cactus, Pinecone Cactus, Peyotillo		The entire genus is listed.
Sclerocactus brevihamatus tobuschii (also referenced in genus Pediocactus; includes synonyms Ancistrocactus tobuschii and Ferocactus tobuschii)	Tobusch Fishhook Cactus
Sclerocactus erectocentrus (also referenced in genera Echinomastus, Neolloydia and Pediocactus; includes synonyms Echinomastus acunensis and Echinomastus krausei)	Redspine Fishhook Cactus
Sclerocactus glaucus (includes synonyms Ferocactus glaucus, Sclerocactus brevispinus, Sclerocactus wetlandicus and Sclerocactus wetlandicus ilseae; also referenced in Pediocactus)	Uinta Basin Hookless Cactus
Sclerocactus mariposensis (also referenced in genera Echinomastus, Neolloydia and Pediocactus)	Mariposa Cactus
Sclerocactus mesae-verdae (also referenced in genera Coloradoa, Ferocactus and Pediocactus)	Mesa Verde Cactus
Sclerocactus nyensis	Tonapah fishhook Cactus
Sclerocactus papyracanthus (also referenced in genera Pediocactus and Toumeya)	Grama-grass Cactus
Sclerocactus pubispinus (also referenced in genera Ferocactus and Pediocactus)	Great Basin Fishhook Cactus
Sclerocactus wrightiae (also referenced in genera Ferocactus and Pediocactus)	Wright’s Fishhook Cactus
Strombocactus spp.	Disc Cactus, Top Cactus		The entire genus is listed.
Turbinicarpus spp. (includes generic synonyms Gymnocactus and Normanbokea; also referenced in genera Kadenicarpus, Neolloydia, Pediocactus, Pelecyphora, Strombocactus, Thelocactus and Toumeya)	Turbinicarps		The entire genus is listed.
Uebelmannia spp. (also referenced in genus Parodia)	Uebelmann Cacti		The entire genus is listed.
Saussurea costus (also referenced as Saussurea lappa)	Costus, Kuth Root, Aucklandia
Fitzroya cupressoides	Fitzroya, Alerce
Pilgerodendron uviferum	Pilgerodendron
Cycas beddomei	Beddome Cycad
Euphorbia ambovombensis
Euphorbia capsaintemariensis (also referencedas Euphorbia decaryi var. capsaintemariensis)
Euphorbia cremersii (includes Euphorbia cremersii fa. viridifolia and Euphorbia cremersii var. rakotozafyi)
Euphorbia cylindrifolia (includes Euphorbia cylindrifolia tuberifera)
Euphorbia decaryi (includes Euphorbia decaryi vars. ampanihyensis, robinsonii and spirosticha)
Euphorbia francoisii
Euphorbia moratii (includes Euphorbia moratii vars. antsingiensis, bemarahensis and multiflora)
Euphorbia parvicyathophora
Euphorbia quartziticola
Euphorbia tulearensis (also referenced as Euphorbia capsaintemariensis var. tulearensis)
Fouquieria fasciculata	Arbol Del Barril
Fouquieria purpusii
Dalbergia nigra	Brazilian Rosewood
Aloe albida
Aloe albiflora
Aloe alfredii
Aloe bakeri
Aloe bellatula
Aloe calcairophila
Aloe compressa (includes Aloe compressa vars. rugosquamosa schistophila and paucituberculata)
Aloe delphinensis
Aloe descoingsii
Aloe fragilis
Aloe haworthioides (includes Aloe haworthioides var. aurantiaca)
Aloe helenae
Aloe laeta (includes Aloe laeta var. maniensis)
Aloe parallelifolia
Aloe parvula
Aloe pillansii	Boomaalwyn
Aloe polyphylla	Spiral Aloe
Aloe rauhii
Aloe suzannae
Aloe vossii
Nepenthes khasiana	Indian Tropical Pitcher Plant
Nepenthes rajah	Giant Tropical Pitcher Plant
Aerangis ellisii	Hidden Tooth Orchid		Seedling or tissue cultures obtained in vitro, in solid or liquid media, transported in sterile containers are not subject to the provisions of the Convention.
Cattleya trianaei	Dr Triana’s Cattleya		Seedling or tissue cultures obtained in vitro, in solid or liquid media, transported in sterile containers are not subject to the provisions of the Convention.
Dendrobium cruentum	Blood Red Dendrobium		Seedling or tissue cultures obtained in vitro, in solid or liquid media, transported in sterile containers are not subject to the provisions of the Convention.
Laelia jongheana	Jonghe’s Laelia		Seedling or tissue cultures obtained in vitro, in solid or liquid media, transported in sterile containers are not subject to the provisions of the Convention.
Laelia lobata	Lobed Laelia		Seedling or tissue cultures obtained in vitro, in solid or liquid media, transported in sterile containers are not subject to the provisions of the Convention.
Paphiopedilum spp.	Asian tropical lady’s slippers		Seedling or tissue cultures obtained in vitro, in solid or liquid media, transported in sterile containers are not subject to the provisions of the Convention.
Peristeria elata	Holy Ghost, Dove Orchid		Seedling or tissue cultures obtained in vitro, in solid or liquid media, transported in sterile containers are not subject to the provisions of the Convention.
Phragmipedium spp.	new world tropical lady’s slippers		Seedling or tissue cultures obtained in vitro, in solid or liquid media, transported in sterile containers are not subject to the provisions of the Convention.
Renanthera imschootiana	Imschoot’s Renanthera		Seedling or tissue cultures obtained in vitro, in solid or liquid media, transported in sterile containers are not subject to the provisions of the Convention.
Vanda coerulea	Blue Vanda		Seedling or tissue cultures obtained in vitro, in solid or liquid media, transported in sterile containers are not subject to the provisions of the Convention.
Abies guatemalensis	Guatemalan Fir
Podocarpus parlatorei	Parlatore’s Podocarp, Monteromero
Balmea stormiae	Ayuque
Sarracenia rubra alabamensis (formerly referenced as Sarracenia alabamensis alabamensis)	Alabama Canebrake Pitcher Plant
Sarracenia rubra jonesii (formerly referenced as Sarracenia jonesii)	Mountain Sweet Pitcher Plant
Sarracenia oreophila	Green Pitcher Plant
Stangeria eriopus (includes synonym Stangeria paradoxa)	Stangeria, Fern-Leafed Cycad
Ceratozamia spp.	Ceratozamias, Horncones		The entire genus is listed.
Chigua spp.			The entire genus is listed.
Encephalartos spp.	Bread Palms, African Cycads		The entire genus is listed.
Microcycas calocoma	Palma Corcho, Microcycas
Rhodonessa caryophyllacea	Pink-headed Duck
Dasyornis broadbenti litoralis	Western Rufous Bristlebird
Geopsittacus occidentalis (also referenced as Pezoporus occidentalis)	Night Parrot, Australian Night Parrot
Psephotus pulcherrimus	Paradise Parakeet
Acerodon lucifer	Panay Giant Fruit Bat
Thylacinus cynocephalus	Tasmanian Tiger, Thylacine
Caloprymnus campestris	Desert Rat-kangaroo
Chaeropus ecaudatus	Pig-footed Bandicoot

Taxon	Common Name		Notation
Sec.1(1)
“summary of Species included in appendix II of the Convention.
1. The taxa listed in the table to this Schedule are the taxa included in Appendix II of the Convention in accordance with the provisions of Articles XV and XVI of the Convention, and no other species.
2. In the Table to this Schedule –
(a) the list entitled “Taxon” in the first column of the table to this Schedule includes the scientific name of the listed taxa; and
(b) the list entitled “Common name” in the second column of the table to this Schedule is included for information only and the scientific name determines whether a species is included on the list; and
(c) the list entitled “Notation” in the third column of the table to this Schedule describes the specimens belonging to that species that are included in that entry.
3. Where there is no entry in the third column of the table to this Schedule, the definition of a specimen for that particular species is taken to be a specimen that is either –
(a) that species; or
(b) a part or derivative of that species,
or both.
4. The list of taxa in the first column of the table to this Schedule is organized according to the following classifications:
“Vertebrate Animals
Phylum: Chordata (Chordates)
Class: Actinopterygii (Ray-finned fishes)		Family within Order, in alphabetic order.
Class: Amphibia (Amphibians)		Family within Order, in alphabetic order.
Class: Aves (Birds)		Family within Order, in alphabetic order.
Class: Chondrichthyes (Cartilaginous fishes)		Family within Order, in alphabetic order.
Class: Mammalia (Mammals)		Family within Order, in alphabetic order.
Class: Osteichthyes (Bony fishes)		Family within Order, in alphabetic order.
Class: Reptilia (Reptiles)		Family within Order, in alphabetic order.
Invertebrate Animals
Phylum: Annelida (Annelid worms)
Class: Hirudinoidea (Leeches)		Family within Order, in alphabetic order.
Phylum: Arthopoda (Arthropods)
Class: Arachnida (Arachnids)		Family within Order, in alphabetic order.
Class: Insecta (Insects)		Family within Order, in alphabetic order.
Phylum: Cnidaria (Coral-like animals)
Class: Anthozoa (Corals, sea anemones)		Family within Order, in alphabetic order.
Class: Hydrozoa (Sea ferns, fire corals)		Family within Order, in alphabetic order.
Phylum: Echinodermata
Class: Holothuroidea (sea cucumbers)		Family within Order, in alphabetic order.
Phylum: Mollusca (Molluscs)
Class: Pelecypoda (=Bivalia)		Family within Order, in alphabetic order.
Class: Gastropoda (Snails)		Family within Order, in alphabetic order.
“Plants:		Families, in alphabetic order.
5. The following general interpretations shall be applied: –
(a) for animalia species, in relation to hybrids –
(i) where at least one of the animals in the previous four generations is of a species included in Appendix I of the Convention, hybrids shall be treated as specimens of species included in Appendix I; and
(ii) where at least one of the animals in the previous four generations is of a species included in Appendix II of the Convention, and there are no specimens of a species included in Appendix I of the Convention in that lineage, hybrids shall be treated as specimens of species included in Appendix II of the Convention; and
(iii) where at least one of the animals in the previous four generations is of a species included in Appendix III of the Convention, and there are no specimens of an species included in Appendix I or Appendix II of the Convention in that lineage, hybrids shall be treated as specimens of species included in Appendix III of the Convention;
(b) for plantae species –
(i) unless otherwise noted, listings in Appendix II and Appendix III of the Convention include all parts and derivatives except –
(A) seeds, spores and pollen (including pollinia); and
(B) seedling or tissue cultures obtained in vitro, in solid or liquid media, transported in sterile containers; and
(C) cut flowers of artificially propagated plants; and
(ii) in relation to hybrids –
(A) where at least one of the plants in the recent lineage of the hybrid is of a species included in Appendix I or Appendix II of the Convention, the hybrid shall be treated as a specimen of species included in Appendix II of the Convention; and
(B) where at least one of the plants in the recent lineage of the hybrid is of a species included in Appendix III of the Convention, and there are no specimens of a species listed in Appendix I or Appendix II of the Convention in the lineage, the hybrid shall be treated as a specimen of a species included in Appendix III of the Convention.
Hippocampus spp.	Seahorses		The entire genus is listed. Enters into effect 15 May 2004.
Dendrobates spp. (includes Allobates spp. And Phobobates spp.)	poison dart frogs, poison arrow frogs		The entire genus is listed.
Epipedobates spp. (formerly included in Dendrobates spp.)	Poison dart frogs, poison arrow frogs		The entire genus is listed.
Minyobates spp. (formerly included in Dendrobates spp.)	poison dart frogs, poison arrow frogs		The entire genus is listed.
Phyllobates spp.	poison arrow frogs		The entire genus is listed.
Mantella spp.	mantella frogs		The entire genus is listed, however, a species with an earlier date of first listing is listed separately
Mantella aurantiaca	Malagasy Golden Mantella
Scaphiophryne gottlebei	Gottlebes Frog
Rheobatrachus spp.	Gastric Brooding (Platypus) Frog		The entire genus is listed.
Euphlyctis hexadactylus (also referenced in genus Rana)	Asian Bullfrog, Six-fingered Frog
Hoplobatrachus tigerinus (also referenced in genus Rana)	Indian Bullfrog
Ambystoma dumerilii	Lake Patzcuaro Salamander, Achoque
Ambystoma mexicanum	Salamander, Axolotl
Anas bernieri	Madagascar Teal
Anas formosa	Baikal Teal, Spectacled Teal, Formosa Teal
Branta ruficollis	Red-breasted Goose
Coscoroba coscoroba	Coscoroba Swan
Cygnus melanocorypha	Black-necked Swan
Dendrocygna arborea	Cuban Tree, Black-billed Whistling Duck, West Indian Whistling-duck
Oxyura leucocephala	White-headed Duck
Sarkidiornis melanotos	Comb Duck, Knob-billed Duck
Trochilidae spp.	Hummingbirds		The entire family is listed, however, a species included in Appendix I of the Convention is listed separately.
Balaeniceps rex	Shoebill
Ciconia nigra	Black Stork
Phoenicopteridae spp.	Flamingos		The entire family is listed, however, species and subspecies with an earlier date of first listing are listed separately.
Phoenicopterus andinus	Andean Flamingo
Phoenicopterus chilensis	Chilean Flamingo
Phoenicopterus jamesi	James Flamingo
Phoenicopterus ruber	American Flamingo
Phoenicopterus ruber ruber	American Flamingo
Eudocimus ruber	Scarlet Ibis
Geronticus calvus	Southern Bald Ibis
Platalea leucorodia	White Spoonbill, Eurasian Spoonbill
Gallicolumba luzonica	Bleeding Heart Dove, Bleeding Heart Pigeon
Goura spp.	Crowned Pigeons		Then entire genus is listed.
Aceros spp.	Hornbills		The entire genus is listed, however, species included in a different Appendix and/or with an earlier date of first listing are listed separately.
Aceros narcondami	Narcondam Hornbill
Anorrhinus spp. (includes generic synonym Ptilolaemus)	Hornbills		The entire genus is listed.
Anthracoceros spp.	Hornbills, pied hornbills		The entire genus is listed.
Buceros spp.	Giant hornbills		The entire genus is listed, however, species and subspecies included in a different Appendix and/or with an earlier date of first listing are listed separately.
Buceros hydrocorax	Rufous Hornbill
Buceros hydrocorax hydrocorax	Luzon-marinduque Rufous Hornbill
Buceros rhinoceros	Rhinoceros Hornbill		The entire species is listed, however, a subspecies with an earlier date of first listing is listed separately.
Buceros rhinoceros rhinoceros	Malay Rhinoceros Hornbill
Penelopides spp.	Hornbills		The entire genus is listed.
Musophaga porphyreolopha (formerly included in genus Gallirex; also referenced as Tauraco porphyreolophus)	Purple-crested Turaco, Violet-crested Turaco
Tauraco spp.	Turacos, louries		The entire genus is listed, however, species with an earlier date of first listing are listed separately.
Tauraco corythaix	Knysna Turaco
Tauraco macrorhynchus	Yellow-billed Turaco
Falconiformes spp.	Eagles, hawks, falcons vultures and relatives		The entire order is listed (except for members of the Family Cathartidae not listed separately below), however, subordinate taxa included in a different Appendix and/or with an earlier date of first listing are listed separately.
Accipitridae spp.	Hawks, eagles and their allies		Populations of Costa Rica only. The entire family is listed.
Accipiter gentilis	Northern Goshawk
Accipiter gundlachi	Gundlach’s Hawk
Accipiter nisus	European Sparrowhawk
Aegypius monachus	European Black Vulture, Cinerous Vulture
Aquila spp.	Eagles		The entire genus is listed, however, species included in a different Appendix and/or with an earlier date of first listing are listed separately.
Aquila chrysaetos	Golden Eagle
Circaetus spp.	Snake-eagles		The entire genus is listed.
Circus spp.	Harriers		The entire genus is listed.
Gypaetus barbatus	Lammergeier		The entire species is listed, however, a subspecies with an earlier date of first listing is listed separately.
Gypaetus barbatus meridionalis	Lammergeier
Gyps fulvus	Griffon Vulture
Haliaeetus spp.	Sea-eagles, fish-eagles		The entire genus is listed, however, species and subspecies included in a different Appendix and/or with an earlier date of first listing arelisted separately.
Harpyopsis novaeguineae	New Guinea Harpy Eagle
Hieraaetus fasciatus	Bonelli’s Eagle
Hieraaetus pennatus	Booted Eagle
Milvus milvus	Red Kite
Falconidae spp.	Falcons, caracaras		The entire family is listed, however, species and populations included in a different Appendix are listed separately.
Pandion haliaetus	Osprey
Sagittarius serpentarius	Secretary Bird
Argusianus argus	Great Argus Pheasant
Gallus sonneratii	Sonnerat’s Jungle Fowl, Gray Jungle Fowl
Ithaginis cruentus	Blood Pheasant
Pavo muticus	Green Peafowl
Polyplectron bicalcaratum	Gray Peacock Pheasant, Common Peacock, Burmese Peacock
Polyplectron germaini	Germain’s Peacock-pheasant
Polyplectron malacense	Malaysian Peacock-pheasant
Polyplectron schleiermacheri (formerly included in species Polyplectron malacense)	Bornean Peacock-pheasant
Guidae spp.	Cranes		The entire family is listed, however, species and subspecies included in different Appendix and/or with an earlier date of first listing are listed separately.
Grus _ecognized pratensis	Florida Sandhill Crane
Grus grus	Common Crane
Grus virgo	Demoiselle Crane
Otididae spp.	Bustards		The entire family is listed, however, species included in a different Appendix and/or with an earlier date of first listing are listed separately.
Tetrax tetrax	Little Bustard
Rupicola spp.	Cocks-of-the-rock		The entire genus is listed.
Gubernatrix cristata	Yellow Cardinal
Paroaria capitata	Yellow-billed Cardinal
Paroaria coronata	Red-crested Cardinal
Tangara fastuosa	Seven-colored Tanager
Amandava formosa	Green Avadavat
Padda oryzivora	Java Sparrow
Poephila cincta cincta	Black-throated Finch, Parson Finch
Carduelis yarrellii (formerly included in genus Spinus)	Yellow-faced Siskin
Cyornis ruckii (also referenced as Muscicapa ruecki or Niltava ruecki)	Rueck’s Blue Flycatcher, Niltava
Garrulax canorus	Hwamei
Leiothrix argentauris	Silver-eared Mesia
Leiothrix lutea	Pekin Robin
Liocichla omeiensis	Omei Shan Liocichla
Paradiseidae spp.	Birds of Paradise		The entire family is listed.
Pitta guajana	Blue-tailed, Banded Pitta
Pitta nympha (also referenced as Pitta brachyura nympha)	Japanese Fairy Pitta, Blue-winged Pitta
Pycnonotus zeylanicus	Straw-headed Bulbul
Gracula religiosa	Hill Myna
Pteroglossus aracari	Black-necked Aracari
Pteroglossus viridis	Green Aracari
Ramphastos sulphuratus	Keel-billed Toucan
Ramphastos toco	Toco Toucan
Ramphastos tucanus	Red-billed Toucan
Ramphastos vitellinus	Channel-billed Toucan
Psittaciformes spp.	Parrots and their allies		The entire order is listed (except for Melopsittacus _ecognize (Budgerigar) and Nymphicus hollandicus (Cockatiel)), however, subordinate taxa included in a different Appendix and/or with an earlier date of first listing are listed separately.
Psittacidae spp.	Parrots		Populations of Ghana only. The entire family is listed.
Cacatua tenuirostris	Long-billed Corella, Slender-billed Cockatoo
Calyptorhynchus lathami	Glossy Black Cockatoo
Coracopsis nigra barklyi	Seychelles Vasa Parrot
Cyanoliseus patagonus byroni	Burrowing Parakeet
Cyanoramphus malherbi	Orange-fronted Parakeet
Cyanoramphus unicolor	Antipodes Green Parakeet
Neophema splendida	Scarlet-chested Parakeet
Northiella haematogaster narethae (Psephotus haematogaster narethae)	Blue-bonnet Parrot
Poicephalus robustus	Cape Parrot
Polytelis alexandrae	Princess Parrot
Prosopeia personata	Masked Shining Parrot, Yellow-breasted Musk Parrot
Psittacus erithacus princeps	Principe Parrot
Tanygnathus lucionensis	Blue-naped Parrot
Rhea _ecognize	Greater Rhea, Common Rhea		The entire species is listed, however, a subspecies with an earlier date of first listing is listed separately.
Rhea _ecognize albescens	Greater Rhea
Rhea pennata pennata (also referenced as Pterocnemia)	Darwin’s Rhea
Spheniscus demersus	Jackass, Blackfooted Cape Penguin
Strigiformes spp.	Owls		The entire order is listed, however, subordinate taxa included in a different Appendix and/or with an earlier date of first listing are listed separately.
Strigidae spp.	Typical owls		Populations of Ghana only. The entire family is listed.
Bubo bubo	Eurasian Eagle Owl
Nyctea scandiaca	Snowy Owl
Otus nudipes newtoni	Virgin Island Screech Owl
Strix butleri	Desert Owl, Hume’s Wood Owl
Strix nebulosa	Great Gray Owl
Tytonidae spp.	Barn owls, grass owls		Populations of Ghana only. The entire family is listed.
Cetorhinus maximus	Basking Shark		The entire species is listed, however, a population with an earlier date of first listing is listed separately.
Cetorhinus maximus	Basking Shark		Populations of the United Kingdom only.
Rhincodon typus	Whale shark
Ammotragus lervia	Barbary Sheep, Aoudad
Bison bison athabascae	Wood Bison
Budorcas taxicolor	Takin
Cephalophus dorsalis	Bay Duiker
Cephalophus monticola	Blue (Antelope) Duiker
Cephalophus ogilbyi	Ogilby’s Duiker
Cephalophus silvicultor	Yellow-Backed Duiker, Giant Duiker
Cephalophus zebra	Zebra-Banded Duiker
Damaliscus pygargus pygargus (also referenced as Damaliscus dorcas dorcas)	(Antelope) Bontebok
Kobus leche	Lechwe
Ovis ammon	Argali		The entire species is listed, however, subspecies included in a different Appendix are listed separately.
Ovis canadensis	Mexican Bighorn Sheep		Populations of Mexico only.
Ovis vignei	Urial		The entire species is listed, however, a subspecies included in a different Appendix and with an earlier date of first listing is listed separately.
Saiga tatarica	Saiga Antelope
Lama guanicoe	Guanaco
Taxon	Common Name		Notation
Vicugna vicugna	Vicufia		Argentina: Population of the Provinces of Jujuy and Catamarca, and the semi-captive populations of the Provinces of Jujuy, Salta, Catamarca, La Rioja and San Juan; for the exclusive purpose of allowing international trade in wool sheared from live vicufias, cloth, and in derived manufactured products and other handicraft artefacts. The reverse side of the cloth must bear the logotype adopted by the range States of the species, which are signatories to the Convenio para la Conservación y Manejo de la Vicuña, and the selvages the ‘VICUÑA-ARGENTINA’. Other products must bear label including the logotype and the designation ‘VICUÑA-ARGENTINA- ARTESANÍA’. All other specimens shall be deemed to be specimens of species included in Appendix I and the trade I them shall be regulated accordingly.
Vicugna vicugna	Vicufia		Bolivia: All population of Bolivia; for the exclusive purpose of allowing international trade in: a) wool and products derived therefrom sheared from live animals of the populations of the Conservation Units of Mauri-Desaguadero, Ulla Ulla and Lipez-Chichas; and b) products made from wool sheared from live animals of the rest of the population of Boliva. The reverse side of the cloth must bear the logotype adopted by the range States of the species, which are signatories to the Convenio para la Conservación y Manejo de la Vicuña, and the selvages the words ‘VICUÑA-BOLIVIA’. Other products must bear a label including the logotype and the designation ‘VICUÑA-BOLIVIA-ARTESANÍA’. All other specimens shall be deemed to be specimens of species included in Appendix I and the trade in them shall be regulated accordingly.
Vicugna vicugna	Vicuña		Chile: Populations of the Primera Región; for the exclusive purpose of allowing international trade in wool sheared from live vicuñas, and in cloth and items made thereof, including luxury handicrafts and knitted articles. The reverse side of the cloth must bear the logotype adopted by the range States of the species, which are signatories to the Convenio para la Conservación y Manejo de la Vicuña, and the selvages the words ‘VICUÑA-CHILE’. Other products must bear a label including the logotype and the designation ‘VICUÑA-CHILE-ARTESANÍA’. All other specimens shall be deemed to be specimens of species included in Appendix I and the trade in them shall be regulated accordingly.
Vicugna vicugna	Vicuña		Peru: All populations of Peru; for the exclusive purpose of allowing international trade in wool sheared from live vicuñas and in the stock extant at the time of the ninth meeting of the Conference of the Parties (November 1994) of 3249 kg of wool, and in cloth and items made thereof, including luxury handicrafts and knitted articles. The reverse side of the cloth must bear the logotype adopted by the range States of the species, which are signatories to the Convenio para la Conservación y Manejo de la Vicuña, and the selvages the words ‘VICUÑA-PERÚ’. Other products must bear a label including the logotype and the designation ‘VICUÑA-PERÚ-ARTESANÍA’. All other specimens shall be deemed to be specimens of species included in Appendix I and the trade in them shall be regulated accordingly.
Cervus elaphus bactrianus	Bactrian (Red) Deer, Bokharan Deer, Bactrian Wapiti
Pudu mephistophiles	Northern Pudu
Hexaprotodon liberiensis (also referenced as Choeropsis liberiensis)	Pygmy Hippopotamus
Hippopotamus amphibius	Hippopotamus
Moschus spp.	Musk Deer		The entire genus is listed, however, populations included in a different Appendix and with an earlier date of first listing are listed separately.
Tayassuidae spp	Peccary		The entire family is listed (except for certain populations of Pecari tajacu), however, species included in a different Appendix and/or with an earlier date of first listing are listed separately.
Pecari tajacu	Collared Peccary		Not including populations of Mexico or the United States of America, which are not included in the Appendices.
Canis lupus	Gray Wolf		The entire species is listed, however, populations included in a different Appendix are listed separately.
Cerdocyon thous (formerly included in genus Dusicyon)	Crab-eating Fox, Forest Fox, Savannah Fox
Chrysocyon brachyurus	Maned Wolf
Cuon alpinus	Asiatic Wild Dog, Indian Wild Dog, Dhole
Pseudalopex culpaeus (formerly included in genus Dusicyon)	Culpeo, Red Fox
Pseudalopex griseus (incudes synonym Dusicyon fulvipes)	Argentine Grey Fox, Little Fox, Chico Grey Fox, Chilla Chiloe Fox
Pseudalopex gymnocercus (formerly included in genus Dusicyon)	Pampas Fox, Azara’s Fox
Vulpes cana	Blanford’s Fox, Afghan Fox
Vulpes zerda (includes generic synonym Fennecus)	Fennec Fox
Felidae spp. (specimens of the domesticated form are not subject to the provisions of the Convention)	cats		The entire family is listed, however, subordinate taxa included in a different Appendix and/or with an earlier date of first listing are listed separately.
Caracal caracal (also referenced as Felis caracal and Lynx caracal)	Caracal		The entire species is listed, however, populations with an earlier date of first listing are listed separately.
Felis margarita	Sand Cat
Felis silvestris lybica	North African Wild Cat
Felis silvestris ocreata	Ethiopian Wild Cat
Herpailurus yaguarondi (formerly included in genus Felis)	Jaguarundi		The entire species is listed, however, populations included in a different Appendix are listed separately.
Leptailurus serval	Serval
Lynx lynx isabellinus	Eurasian Lynx
Lynx rufus escuinapae	Bobcat
Oncifelis colocolo budini	Pampas Cat
Oncifelis colocolo crespoi	Pampas Cat
Oncifelis colocolo pajeros	Pampas Cat
Panthera leo	African Lion		The entire species is listed, however, a subspecies included in a different Appendix is listed separately.
Prionailurus bengalensis bengalensis (formerly included in genus Felis)	Leopard Cat		The entire subspecies is listed, however, populations included in a different Appendix are listed separately.
Puma concolor azteca (formerly included in genus Felis)	Cougar
Puma concolor mayensis (formerly included in genus Felis)	Puma
Puma concolor missoulensis (formerly included in genus Felis)	Puma
Lutrinae spp.	Otters		The entire subfamily is listed, however, subordinate taxa included in a different Appendix and/or with an earlier date of first listing are listed separately.
Aonyx capensis	Cape Clawless Otter
Aonyx concigus (also referenced as Aonyx microdon or Paraonyx microdon)	West African Clawless Otter, Cameroon Clawless Otter		The entire species is listed, however, populations included in a different Appendix are listed separately.
Conepatus humboldtii	Humboldt’s Hognose Skunk, Patagonian Skunk
Arctocephalus spp.	Southern fur seals		The entire genus is listed, however, species included in a different Appendix and/or with an earlier date of first listing are listed separately.
Arctocephalus australis	Southern Fur Seal
Arctocephalus galapagoensis	Galapagos Fur Seal
Arctocephalus philippii	Juan Fernandez Fur Seal
Mirounga leonina	Southern Elephant Seal
Ursidae spp.	Bears		The entire family is listed, however, subordinate taxa included in a different Appendix and/or with an earlier date of first listing are listed separately.
Ursus americanus	American Black Bear		The entire species is listed, however, a subspecies with an earlier date of first listing is listed separately.
Ursus americanus emmonsii	Emmons’ Black Bear
Ursus arctos	European Brown Bear		Populations of Italy only.
Ursus arctos	Brown Bear, Grizzly Bear		Populations of North America, not including Ursus arctos nelsoni
Ursus arctos	European Brown Bear		Populations of Europe, not including Italy or the former Union of Soviet Socialist Republics.
Ursus maritimus (formerly listed as Thalarctos maritimus)	Polar Bear
Cryptoprocta ferox	Fossa
Cynogale bennettii	Otter Civet
Eupleres goudotii (includes synonym Eupleres major)	Fanalouc, Malagasy Mongoose
Fossa fossana	Malagasy Civit, Fanaloka
Hemigalus derbyanus	Banded Palm Civet, Hardwick’s Civet Banded Musang
Prionodon linsang	Banded Linsang
Cetacea spp.	Whales, porpoises, and dolphins		The entire order is listed, however, subordinate taxa included in a different Appendix and/or with an earlier date of first listing are listed separately.
Balaenoptera acutorostrata	Northern Minke Whale		Populations of West Greenland only.
Monodon monoceros	Narwhal
Pontoporia blainvillei	La Plata Dolphin
Acerodon spp.	Flying foxes		The entire genus is listed, however, species included in a different Appendix are listed separately.
Pteropus spp.	Flying Foxes		The entire genus is listed, however, species included in a different Appendix are listed separately.
Dendrolagus inustus	Grizzled Grey Tree Kangaroo
Dendrolagus ursinus	Vogelkop Tree-kangaroo, Black Tree-kangaroo
Phalanger orientalis	Gray Cuscus
Spilocuscus maculatus (also referenced as Phalanger maculatus)	Spotted Cuscus
Zaglossus spp.	New Guinea Echidnas, Long-nosed Echidnas, Long Snouted Echidnas, Anteaters, New Guinea Long-nosed Spiny Echidna, New Guinea Egg-laying Echidna		The entire genus is listed.
Equus hemionus	Asian Wild Ass		The entire species is listed, however, a subspecies included in a different Appendix is listed separately.
Equus kiang (formerly included in species Equus hemionus)	Kiang
Equus onager (formerly included in species Equus hermionus)	Onager		The entire species is listed, however, a subspecies included in a different Appendix is listed separately.
Equus zebra hartmannae	Hartmann’s Mountain Zebra
Ceratotherium simum simum	Southern White Rhinoceros		Population of South Africa
Tapirus terrestris	Brazilian Tapir, South American Tapir
Manis spp.	Pangolins		The entire genus is listed, however, species with an earlier date of first listing are listed separately.
Manis crassicaudata	Indian Pangolin
Manis gigantea	Giant Pangolin
Manis javanica	Malayan Pangolin
Manis pentadactyla	Chinese Pangolin
Manis temminckii	Cape Pangolin
Manis tetradactyla	Long-tailed Pangolin
Manis tricuspis	White-bellied Pangolin
Loxodonta africana	African Elephant		Populations of Botswana, Namibia and South Africa only; for the exclusive purpose of allowing: 1) trade in hunting trophies for non-commercial purposes; 2) trade in live animals for in situ conservation programmes; 3) trade in hides; 4) trade in leather goods for non-commercial purposes; 5) trade in registered raw ivory (for Botswana and Namibia, whole tusks and pieces; for South Africa, whole tusks and cut pieces of ivory that are both 20 cm or more in length and one kilogramme or more in weight) subject to the following: I) only registered government-owned stocks, originating in the State (excluding seized ivory and ivory of unknown origin) and, in the case of South Africa, only ivory originating from the Kruger National Park); ii) only to trading partners that have been verified by the Secretariat, in consultation with the Standing Committee, to have sufficient national legislation and domestic trade controls to ensure that the imported ivory will not be re-exported and will be managed in accordance with all requirements of Resolution Conf. 10.10 (Rev. CoP12) concerning domestic manufacturing and trade; iii) not before May 2004, and in any event not before the Secretariat has verified the prospective importing countries, and the MIKE programme has reported to the Secretariat on the baseline information (e.g. elephant population numbers, incidence of illegal killing); iv) a maximum of 20,000 kg (Botswana), 10,000 kg (Namibia) and 30,000 kg (South Africa) of ivory may be traded, and dispatched in a single shipment under strict supervision of the Secretariat; v) the proceeds of the trade are used exclusively for elephant conservation and community conservation and development programmes within or adjacent to the elephant range; vi) only after the Standing Committee has agreed that the above conditions have been met. On a proposal from the Secretariat, the Standing Committee can decide to cause this trade to cease partially or completely in the event of non-compliance by exporting or importing countries, or in the case of proven detrimental impacts of the trade on other elephant populations. All other specimens shall be deemed to be specimens of species included in Appendix I and the trade in them shall be regulated accordingly.
Loxodonta africana	African Elephant		Population of Zimbabwe only; for the exclusive purpose of allowing: 1) export of hunting trophies for non-commercial purposes; 2) export of live animals to appropriate and acceptable destinations; 3) export of hides; 4) export of leather goods and ivory carvings for non-commercial purposes. All other specimens shall be deemed to be specimens of species included in Appendix I and the trade in them shall be regulated accordingly. To ensure thant where a) destination s for live animals are to be “appropriate and acceptable” and/or b) the purpose of the import is to be “non-commercial”, export permits and re-export certificates may be issued only after the issuing Management Authority has received, from the Management Authority of the State of import, a certification to the effect that; in case a), in analogy to Article III, paragraph 3(b) of the Convention, the holding facility has been reviewed by the competent Scientific Authority, and the proposed receipient has been found to be suitably equipped to house an care for the animals; and/or in case b), in analogy to Article III, paragraph 3(c), the Management Authority is satisfied that the specimens will not be used for primarily commercial purposes.
Primates spp.	Monkeys, apes, prosimians		The entire order is listed, however, subordinate taxa included in a different Appendix and/or with an earlier date of first listing are listed separately.
Callithrix pygmaea	Pygmy Marmoset
Cebus capucinus	White-throated Capuchin
Cercopithecus mona	Mona Monkey
Cercopithecus petaurista	Lesser Spot-nosed Guenon
Chlorocebus aethiops	Vervet
Colobus polykomos	King Colobus
Erythrocebus patas	Patas Monkey
Macaca sylvanus	Barbary Ape
Procolobus pennantii gordonorum	Red Colobus
Procolobus verus	Olive Colobus
Trachypithecus johnii	Nilgiri Langur
Loris tardigradus	Slender Loris
Nycticebus coucang	Slow Loris
Perodicticus potto	Potto
Ratufa spp.	giant squirrels		The entire genus is listed.
Tupaiidae spp.	tree shrews		The entire family is listed.
Trichechus senegalensis	West African Manatee
Bradypus _ecognized (includes synonyms Bradypus boliviensis and Bradypus griseus)	(Bolivian) Three-toed Sloth
Chaetophractus nationi	Hairy Armadillo
Myrmecophaga tridactyla	Giant Anteater
Acipenseriformes spp.	sturgeons, paddlefish		The entire order is listed, however, subordinate taxa included in a different Appendix and/or with an earlier date of first listing are listed separately.
Acipenser fulvescens	Lake Sturgeon
Acipenser oxyrhynchus	Atlantic Sturgeon
Polyodon spathula	Duckbill Cat, Missisippi Paddlefish
Neoceratodus forsteri	Australian Lungfish
Caecobarbus geertsi	African Blind Barb, Congo Blind Barb
Arapaima gigas	Arapaima, Pirarucu
Crocodylia spp. (includes Alligatoridae, Crocodylidae and Gavialidae)	crocodiles, alligators, caimans, gavials		The entire order is listed, however, subordinate taxa included in a different Appendix and/or with an earlier date of first listing are listed separately.
Alligator mississippiensis	American Alligator
Caiman _ecognized crocodilus	Common Caiman, Spectacled Caiman
Caiman _ecognized fuscus	Brown Caiman
Caiman latirostris	Broad-nosed Caiman, Broad-snouted Caiman		Populations of Argentina only
Caiman yacare	Yacare
Melanosuchus niger	Black Caiman		Populations of Ecuador only.
Palaeosuchus palpebrosus	Dwarf Caiman
Paleosuchus trigonatus	Smooth-fronted Caiman
Crocodylus johnstoni (includes synonym Crocodylus johnsoni)	Freshwater Crocodile
Crocodylus niloticus	Nile Crocodile		Populations of Botswana, Ethiopia, Kenya, Madagascar, Malawi, Mozambique, South Africa, the United Republic of Tanzania (subject to export quotas), Uganda, Zambia, Zimbabwe only.
Crocodylus novaeguineae	New Guinea Crocodile, Freshwater Crocodile
Crocodylus porosus	Saltwater Crocodile		Populations of Australia, Indonesia and Papua New Guinea only.
Uromastyx spp.	Spiny-tailed, Dabb Lizards, Palm Lizards, Mastigures		The entire genus is listed.
Bradypodion spp. (formerly included in Chamaeleo spp.)	dwarf chameleons		The entire genus is listed
Brookesia spp.	chameleon		The entire genus is listed, however, a species included in a different Appendix is listed separately.
Calumma spp. (formerly included in Chamaeleo spp.)	chameleons		The entire genus is listed.
Chamaeleo spp.	chameleons		The entire genus is listed.
Furcifer spp. (formerly included in Chamaeleo spp.)	chameleons		The entire genus is listed.
Cordylus spp. (includes Pseudocordylus spp.)	girdled lizards		The entire genus is listed.
Cyrtodactylus serpensinsula (also referenced in genus Nactus)	Serpent Island Gecko
Phelsuma spp. (includes generic synonym Rhoptropella)	day geckos		The entire genus is listed.
Heloderma spp.	bearded lizards, gila monster		The entire genus is listed.
Amblyrhynchus cristatus	Galapagos Marine Iguana
Conolophus spp.	land lizards		The entire genus is listed.
Iguana spp.	common iguanas		The entire genus is listed.
Phrynosoma coronatum	Coastal Horned Lizards		The entire species is listed, however, a subspecies with an earlier date of first listing is listed separately.
Phrynosoma coronatum blainvillei	San Diego Horned Lizard
Podarcis lilfordi	Balearic Lizard, Lilford’s Wall Lizard
Podarcis pityusensis	Balearic Lizard, Ibiza Wall Lizard
Corucia zebrata	Prehensile-tailed Skink
Crocodilurus amazonicus	Dragon Lizardet
Dracaena spp.	caiman lizards		The entire genus is listed, however, a species with an earlier date of first listing is listed separately.
Dracaena guianensis	Armoured Teyou
Tupinambis spp. (Tupinambis merinae was until 1 August 2000 listed as Tupinambis teguixin. Tupinambis teguixin was until 1 August 2000 listed as Tupinambis nigropunctatus)	tegu lizards		The entire genus is listed.
Varanus spp.	monitor lizards		The entire genus is listed, however, species included in a different Appendix are listed separately.
Shinisaurus crocodilurus	Chinese Crocodile Lizard
Boidae spp.	boas		The entire family is listed, however, subordinate taxa included in a different Appendix and/or with an earlier date of first listing are listed separately.
Boa constrictor (also referenced as Constrictor constrictor)	Boa Constrictor		The entire species is listed, however, a subspecies included in a different Appendix is listed separately.
Epicrates cenchria cenchria	Rainbow Boa
Eryx jaculus	Caucasian Sand Boa
Eunectes notaeus	Yellow Anaconda
Bolyeriidae spp. (formerly included in Family Boidae)	Round Island Boas		The entire family is listed, however, species included in a different Appendix are listed separately.
Clelia clelia (includes synonym Pseudoboa cloelia)	Mussurana Snake
Cyclagras gigas (also referenced as Hydrodynastes gigas)	South American False Water Cobra, South American Water Cobra, Beach Cobra, Surucucu
Elachistodon westermanni	Indian Egg-eating Snake, Westermann’s Indian Egg-eater Snake
Ptyas mucosus	Oriental Rat Snake, Indian Rat Snake, Asian Rat Snake, Whipsnake
Hoplocephalus bungaroides	Broad-headed Snake
Naja atra (formerly included under Naja naja)	Chinese Cobra
Naja kaouthia (formerly included under Naja naja)	Monocled Cobra
Naja mandalayensis (formerly included under Naja naja)	Mandalay Cobra
Naja naja	Asian Cobra
Naja oxiana (formerly included under Naja naja)	Oxus Cobra
Naja philippinensis (formerly included under Naja naja)	Philippine Cobra
Naja sagittifera (formerly included under Naja naja)	Andaman Cobra
Naja samarensis (formerly included under Naja naja)	Peters’ Cobra
Naja siamensis (formerly included under Naja naja)	Indochinese Cobra
Naja sputatrix (formerly included under Naja naja)	Indonesian Cobra
Naja sumatrana (formerly included under Naja naja)	Golden Spitting Cobra
Ophiophagus hannah	King Cobra
Loxocemidae spp. (formerly included in Family Boidae)	_ecogni dwarf boas		The entire family is listed.
Pythonidae spp. (formerly included in Family Boidae)	pythons		The entire family is listed, however, subordinate taxa included in a different Appendix and/or with an earlier date of first listing are listed separately.
Python spp.	pythons		The entire genus is listed, however, a subspecies included in a different Appendix is listed separately.
Tropidophiidae spp. (formerly included in Family Boidae)	small ground boas		The entire family is listed.
Vipera wagneri	Wagner’s Viper
Dermatemys mawii	Central American River Turtle
Annamemys annamensis	Annam Pond Turtle
Callagur borneoensis	Painted Terrapin
Clemmys insculpta	Wood Turtle
Cuora spp.	Asian box turtles		The entire genus is listed.
Heosemys depressa	turtle
Heosemys grandis	turtle
Heosemys leytensis	turtle
Heosemys spinosa	turtle
Hieremys annandalii	Yellow-headed Temple Turtle
Kachuga spp.	Indian roofed turtle		The entire genus is listed, however, a species included in a different Appendix and with an earlier date of first listing is listed separately.
Leucocephalon yuwonoi	Sulawesi Forest Turtle
Mauremys mutica	Yellow Pond Turtle
Orlitia borneensis	Malayan Giant Turtle
Pyxidea mouhotii	Keeled Box Turtle
Siebenrockiella crassicollis	Black Marsh Turtle
Terrapene spp.	box turtles		The entire genus is listed, however, a species included in a different Appendix and with an earlier date of first listing is listed separately.
Erymnochelys madagascariensis (formerly included in Podocnemis spp.)	Madagascar Turtle
Peltocephalus dumeriliana (formerly included in Podocnemis spp.)	Big-headed Amazon River Turtle
Podocnemis spp.	South American Turtles		The entire genus is listed.
Platysternon megacephalum	Big-headed Turtle
Testudinidae spp.	Land tortoises		The entire family is listed, however, subordinate taxa included in a different Appendix and/or with an earlier date of first listing are listed separately.
Geochelone spp.	land tortoises		The entire genus is listed, however, species included in a different Appendix are listed separately.
Gopherus spp.	gopher tortoises		The entire genus is listed, however, a subspecies included in a different Appendix is listed separately.
Homopus spp.	African parrot-beaked tortoises		The entire genus is listed.
Kinixys spp.	hinged-back tortoises		The entire genus is listed.
Malacochersus spp.	pancake tortoises		The entire genus is listed.
Pyxis spp.	spider tortoises		The entire genus is listed, however, a species included in a different Appendix is listed separately.
Testudo spp. (includes Chersina spp.)	land tortoises		The entire genus is listed, however, species included in a different Appendix are listed separately.
Chitra spp.	turtle		The entire genus is listed.
Lissemys punctata	Indian Flap-shell Tortoise		The entire species is listed, however, a subspecies with an earlier date of first listing is listed separately.
Lissemys punctata punctata	Indian Flap-shell Tortoise
Pelochelys spp.	giant softshell turtles		The entire genus is listed.
Hirudo medicinalis	Medicinal Leech
Aphonopelma albiceps (formerly included in genus Brachypelma)	Tarantula
Aphonopelma pallidum (formerly included in genus Brachypelma)	Tarantula
Brachypelma spp.	red-kneed tarantulas		The entire genus is listed, however, a species with an earlier date of first listing is listed separately.
Brachypelma smithi	Red-kneed Tarantula
Brachypelmides klaasi (formerly included in genus Brachypelma)	Mexican Pink tarantula
Pandinus dictator	Emperor Scorpion
Pandinus gambiensis	Emperor Scorpion
Pandinus imperator (includes synonyms Pandinus africanus and Heterometrus roeseli)	Emperor Scorpion
Atrophaneura jophon	Swallowtail Butterfly
Atrophaneura pandiyana	Swallowtail Butterfly
Bhutanitis spp.	Bhutan glory swallowtails		The entire genus is listed.
Ornithoptera spp. (sensu D’Abrera)	birdwing butterflies		The entire genus is listed, however, species included in a different Appendix and/or with an earlier date of first listing are listed separately.
Ornithoptera allotei	Birdwing Butterfly
Ornithoptera chimaera	Birdwing Butterfly
Ornithoptera goliath	Birdwing Butterfly
Ornithoptera meridionalis	Birdwing Butterfly
Ornithoptera paradisea	Paradise Birdwing Butterfly
Ornithoptera victoriae	Queen Victoria’s Birdwing Butterfly
Parnassius apollo	Mountain Apollo Butterfly
Teinopalpus spp.	Kaiser-I-Hind Butterflies		The entire genus is listed.
Trogonoptera spp. (sensu D’Abrera)	birdwing butterflies		The entire genus is listed.
Troides spp. (sensu D’Abrera)	birdwing butterflies		The entire genus is listed.
Antipatharia spp.	black corals		The entire order is listed.
Helioporidae spp.	Indo-pacific blue		The entire family is listed.
Scleractinia spp.	stony corals		The entire order is listed, however, subordinate taxa with an earlier date of first listing are listed separately.
Acropora spp.	staghorn corals		The entire genus is listed.
Pavona spp.	cactus corals		The entire genus is listed.
Euphyllia spp.	trumpet corals		The entire genus is listed.
Favia spp.	brain corals		The entire genus is listed.
Platygyra spp.	brain corals		The entire genus is listed.
Fungia spp.	mushroom corals		The entire genus is listed.
Halomitra spp.	bowl corals		The entire genus is listed.
Polyphyllia spp.	feather corals		The entire genus is listed.
Merulina spp.	merulinas		The entire genus is listed.
Lobophyllia spp.	brain corals		The entire genus is listed.
Pectinia spp.	lettuce corals		The entire genus is listed.
Pocillopora spp.	brush corals		The entire genus is listed.
Seriatopora spp.	birds nest corals		The entire genus is listed.
Stylophora spp.	cauliflower corals		The entire genus is listed.
Tubiporidae spp.	pipe corals		The entire family is listed.
Milleporidae spp.	fire corals		The entire family is listed.
Stylasteridae spp.	branched hydrocorals		The entire family is listed.
Cyprogenia aberti	Edible Pearly Mussel
Epioblasma torulosa rangiana (also referenced in genera Dysnomia and Plagiola)	Tan-blossom Pearly Mussel
Pleurobema clava	Club Pearly Mussel
Tridacnidae spp.	giant clams		The entire family is listed, however, species with an earlier date of first listing are listed separately.
Tridacna derasa	Giant Clam
Tridacna gigas	Giant Clam
Strombus gigas	Queen Conch
Papustyla pulcherrima (includes generic synonym Papuina)	Manus Island Tree Snail
Agave victoriae-reginae	Queen Victoria Agave
Galanthus spp.	Snowdrops		The entire genus is listed.
Sternbergia spp.	Sternbergias		The entire genus is listed.
Pachypodium spp.	Pachypodiums		The entire genus is listed, however, species included in a different Appendix are listed separately.
Rauvolfia serpentina	Snake-root, Devil-pepper		Not including chemical derivatives and finished pharmaceutical products, in addition to the general exclusions.
Panax ginseng	Ginseng		Populations of the Russian Federation only. Listing is limited to whole and sliced roots and part of roots, excluding manufactured parts or derivatives such as powders, pills, extracts, tonics, teas and confectionery.
Panax quinquefolius	American Ginseng		Listing is limited to whole and sliced roots and part of roots, excluding manufactured parts or derivatives such as powders, pills, extracts, tonics, teas and confectionery.
Podophyllum hexandrum (also referenced as Podophyllum emodi and Sinopodophyllum hexandrum)	Himalayan May-apple		Not including chemical derivatives and finished pharmaceutical products, in addition to the general exclusions.
Tillandsia harrisii	Harris Tillandsia
Tillandsia kammii	Kamm Tillandsia
Tillandsia kautskyi	Kautsky Tillandsia
Tillandsia mauryana	Maury Tillandsia
Tillandsia sprengeliana	Sprengel Tillandsia
Tillandsia sucrei	Sucre Tillandsia
Tillandsia xerographica	Xerographic Tillandsia
Cactaceae spp.	Cacti		Artifically propagated specimens of the following hybrids and/or cultivars are not subject to the provisions of CITES:
			Hatiora x graeseri
			Schlumbergera x buckleyi
			Schlumbergera russelliana x Schlumbergera truncata
			Schlumbergera orissichiana x Schlumbergera truncate
			Schlumbergera opuntiodes x Schlumbergera truncate
			Schlumbergera truncate (cultivars)
			Cactaceae spp colour mutants lacking chlorophyll, grafted on the following grafting stocks: Harrisia ‘Justertii’, Hylocereus trigonus or Hylocereus undatus
			Opuntia microdasys (cultivars)
			Except for taxa listed above, the entire family is listed, however, subordinate taxa listed separately below are included in a different Appendix and/or have an earlier date of first listing.
			Listing is limited to all parts and derivatives, except:
			seeds, except those from Mexican cacti originating in Mexico, and pollen;
			seedling or tissue cultures obtained in vitro, in solid or liquid media, transported in sterile containers;
			Cut flowers of _ecognized_ _ propogated plants
			Fruits and parts and derivatives thereof of naturalised or _ecognized_ _ propogated plants; and
			Separate stem joints (pads) and parts and derivates thereof of “recognized” or artificially propogated plants of the genus Opuntia subgenus Opuntia.
Caryocar costaricense	Ajo
Dudleya stolonifera	Laguna Beach Dudleya		Listing includes all parts and derivates.
Dudleya traskiae	Santa Barbara Island Dudleya		Listing includes all parts and derivates.
Cyathea spp. (includes genera Alsophila, Nephelea, Sphaeropteris and Trichipteris)	Tree Ferns		The entire genus is listed, however, species with an earlier date of first listing are listed separately.
Cyathea capensis
Cyathea dredgei
Cyathea mexicana
Cyathea salvinii
Cycadaceae spp.	Cycads		The entire family is listed, however, a species included in a different Appendix is listed separately.
Shortia galacifolia	Oconee Bells
Cibotium barometz	Tree Fern
Dicksonia spp.	Tree Fern		Populations of the Americas only.
Didiereaceae spp.	Alluaudia		The entire family is listed.
Dioscorea deltoidea	Kniss, Kurta
Dionaea muscipula	Venus Flytrap
Euporbia spp.	Euphorbias		All succulent taxa in the genus are listed, however, specifically annotated species, and species included in a different Appendix, are listed separately.
Euphorbia trigona			Although the species is included in Appendix II of the Convention, artificially propagated specimens of cultivars are not subject to the provisions of the Convention.
Fouquieria columnaris	Boojum Tree
Oreomunnea pterocarpa (also referenced as Engelhardia pterocarpa)	Gavilán
Pericopsis elata (also referenced in the genus Afrormosia)	Afrormosia		Listing is limited to logs, sawn wood and veneer sheets.
Platymiscium pleiostachyum	Cristobal, Granadillo
Pterocarpus santalinus	Red Sandalwood, Redsanders		Listing is limited to logs, wood-chips and unprocessed broken material.
Aloe spp.	Aloes		The entire genus (except Aloe vera) is listed, however, species included in a different Appendix are listed separately.
Swietenia humilis	Pacific Coast Mahogany
Swietenia macrophylla	Bigleaf Mahogany		Populations of the Neotropics (tropical Americas) only. Listing is limited to logs, sawn wood, veneer sheets and plywood. Enters into effect 15 November 2003.
Swietenia mahagoni	Caribbean Mahogany		Listing is limited to logs, sawn wood and veneer sheets.
Nepenthes spp.	Tropical Pitcher Plants		The entire genus listed, however, species included in a different Appendix and/or with an earlier date of first listing are listed separately.
Orchidaceae spp.	Orchids		The entire family is listed, however, species included in a different Appendix are listed separately.
			Excludes fruits and parts and derivates thereof of articially propagated plants of the genus Vanilla.
			Artificially propagated specimens of hybrids within the genus Phalaenopsis, are not subject to the provisions of the Convention when –
			a) specimens are traded in shipments consisting of individual containers (i.e. cartons, boxes, or crates) containing 100 or more plants each;
			b) all plants within a container are of the same hybrid, with no mixing of different hybrids within a container;
			c) plants within a container can be readily _ecognized as artificially propogated specimens by exhibiting a high degree of uniformity in size and stage of growth, cleanliness, intact root systems, and general absence of damage or injury that could be attributable to plants originating in the wild;
			d) plants do not exhibit characteristics of wild origin, such as damage by insects or other animals, fungi or algae adhering to leaves, or mechanical damage to roots, leaves, or other parts resulting from collection; and
			e) shipments are accompanied by documentation, such as an invoice, which clearly states the number of plants and which of the six exempt genera are included in the shipment, and is signed by the shipper. Plants not clearly qualifying for the exemption must be accompanied by appropriate CITES documents
Cistanche deserticola	Desert Cistanche		Listing includes all parts and derivatives.
Beccariophoenix madagascariensis	Manarano Palm		Listing includes all parts and derivatives.
Chrysalidocarpus decipiens
Lemurophoenix halleuxii	Red Lemur Palm		Listing includes all parts and derivatives.
Marojejya darianii	Big Leaf Palm		Listing includes all parts and derivatives.
Neodypsis decaryi	Triangle Palm
Ravenea louvelii	Palm		Listing includes all parts and derivatives.
Ravenea rivularis	Majestic Palm		Listing includes all parts and derivatives.
Satranala decussilvae	Forest Bismarckia		Listing includes all parts and derivatives.
Voanioala gerardii	Forest Coconut		Listing includes all parts and derivatives.
Anacampseros spp. (Anacampseros austrialiana and Anacampseros kurtzii also reference in genus Grahamia)			The entire genus is listed.
Avonia spp. (formerly included in Anacampseros spp.)			The entire genus is listed.
Lewisia serrata	Saw-toothed Lewisia
Cyclamen spp. (Artificially propagated specimens of cultivars of Cyclamen persicum are not subject to the provisions of the Convention. However, the exemption does not apply to such specimens traded as dormant tubers.)	Cyclamens		The entire genus is listed.
Orothamnus zeyheri	Marsh-rose
Protea odorata	Ground-rose
Adonis vernalis	Spring Adonis		Not including chemical derivatives and finished pharmaceutical products, in addition to the general exclusions.
Hydrastis canadensis	Goldenseal		Listing is limited to whole and sliced roots and part of roots, excluding manufactured parts or derivatives such as powders, pills, extracts, tonics, teas and confectionery.
Prunus africana	African Cherry
Sarracenia spp.	Trumper Pitcher Plants		The entire genus listed, however, species and subspecies included in a different Appendix and with an earlier date of first listing are listed separately.
Picrorhiza kurrooa	Kutki		Listing is limited to whole and sliced roots and part of roots, excluding manufactured parts or derivatives such as powders, pills, extracts, tonics, teas and confectionery.
Bowenia spp. (formerly included in Zamiaceae spp.)	Bipinnate Cycads		The entire genus is listed.
Taxus wallichiana (also referenced as Taxus baccata wallichiana)	Himalayan Yew		Not including chemical derivatives and finished pharmaceutical products, in addition to the general exclusions.
Aquilaria malaccensis	Agarwood, Aloewood
Nardostachys grandiflora	Himalayan Nard, Spikenard		Listing is limited to whole and sliced roots and part of roots, excluding manufactured parts or derivatives such as powders, pills, extracts, tonics, teas and confectionery.
Welwitschia mirabilis (includes synonym Welwitschia bainesii)	Welwitschia
Zamiaceae spp.			The entire family is listed, however, subordinate taxa included in a different Appendix and/or with an earlier date of first listing are listed separately.
Hedychium philippinense	Philippine Garland Flower
Guaiacum spp.	Lignum Vitae		The entire genus is listed, however, species with an earlier date of first listing are listed separately. Not including chemical derivatives and finished pharmaceutical products, in addition to the general exclusions.
Guaiacum officinale	Commoner Lignum Vitae		Not including chemical derivatives and finished pharmaceutical products, in addition to the general exclusions.
Guaiacum sanctum	Holywood Lignum Vitae		Not including chemical derivatives and finished pharmaceutical products, in addition to the general exclusions.

Taxon	Common name		Notation
Sec. 1(1)
“SUMMARY OF SPECIES INCLUDED IN APPENDIX III OF THE CONVENTION.
1. The taxa listed in the table to this Schedule are the taxa included in Appendix III of the Convention in accordance with the provisions of Articles XV and XVI of the Convention, and no other species.
2. In the Table to this Schedule –
(a) the list entitled “Taxon” in the first column includes the scientific name of the listed taxa; and
(b) the list entitled “Common name” in the second column is included for information only and the scientific name determines whether a species is included on the list; and
(c) the list entitled “Notation” in the third column describes the specimens belonging to that species that are included in that entry; and
(d) the country listed in the third column indicates the country for which the species is listed.
3. Where there is no entry in the third column of the table to this Schedule, the definition of a specimen for that particular species is taken to be a specimen that is either –
(a) that species; or
(b) a part or derivative of that species,
or both.
4. The list of taxa in the first column of the table to this Schedule is organized according to the following classifications: –
“Vertebrate Animals
Phylum: Chordata (Chordates)
Class: Actinopterygii (Ray-finned fishes)		Family within Order, in alphabetic order.
Class: Amphibia (Amphibians)		Family within Order, in alphabetic order.
Class: Aves (Birds)		Family within Order, in alphabetic order.
Class: Chondrichthyes (Cartilaginous fishes)		Family within Order, in alphabetic order.
Class: Mammalia (Mammals)		Family within Order, in alphabetic order.
Class: Osteichthyes (Bony fishes)		Family within Order, in alphabetic order.
Class: Reptilia (Reptiles)		Family within Order, in alphabetic order.
“Invertebrate Animals
Phylum: Annelida (Annelid worms)
Class: Hirudinoidea (Leeches)		Family within Order, in alphabetic order.
Phylum: Arthopoda (Arthropods)
Class: Arachnida (Arachnids)		Family within Order, in alphabetic order.
Class: Insecta (Insects)		Family within Order, in alphabetic order.
Phylum: Cnidaria (Coral-like animals)
Class: Anthozoa (Corals, sea anemones)		Family within Order, in alphabetic order.
Class: Hydrozoa (Sea ferns, fire corals)		Family within Order, in alphabetic order.
Phylum: Echinodermata
Class: Holothuroidea (sea cucumbers)		Family within Order, in alphabetic order.
Phylum: Mollusca (Molluscs)
Class: Pelecypoda (=Bivalia)		Family within Order, in alphabetic order.
Class: Gastropoda (Snails)		Family within Order, in alphabetic order.
“Plants:		Families, in alphabetic order.
5. The following general interpretations shall be applied: –
(a) for animalia species, in relation to hybrids –
(i) where at least one of the animals in the previous four generations is of a species included in Appendix I of the Convention, hybrids shall be treated as specimens of species included in Appendix I; and
(ii) where at least one of the animals in the previous four generations is of a species included in Appendix II of the Convention, and there are no specimens of a species included in Appendix I of the Convention in that lineage, hybrids shall be treated as specimens of species included in Appendix II of the Convention; and
(iii) where at least one of the animals in the previous four generations is of a species included in Appendix III of the Convention, and there are no specimens of a species included in Appendix I or Appendix II of the Convention in that lineage, hybrids shall be treated as specimens of species included in Appendix III of the Convention;
(b) for plantae species –
(i) unless otherwise noted, listings in Appendix II and Appendix III of the Convention include all parts and derivatives except
(A) seeds, spores and pollen (including pollinia); and
(B) seedling or tissue cultures obtained in vitro, in solid or liquid media, transported in sterile containers; and
(C) cut flowers of artificially propagated plants; and
(ii) in relation to hybrids –
(A) where at least one of the plants in the recent lineage of the hybrid is of a species included in Appendix I or Appendix II of the Convention, the hybrid shall be treated as a specimen of species included in Appendix II of the Convention; and
(B) where at least one of the plants in the recent lineage of the hybrid is of a species included in Appendix III of the Convention, and there are no specimens of a species listed in Appendix I or Appendix II of the Convention in the lineage, the hybrid shall be treated as a specimen of a species included in Appendix III of the Convention.
Alopochen aegyptiacus	Egyptian Goose		Ghana
Anas acuta	Northern Pintail		Ghana
Anas capensis	Cape Wigeon		Ghana
Anas _bovate_ (also referenced as Spatula _bovate_)	Northern Shoveler		Ghana
Anas crecca	Green-winged Teal, Common Teal		Ghana
Anas penelope	Europeon Wigeon, Eurasian Wigeon		Ghana
Anas querquedula	Garganey Teal		Ghana
Aythya nyroca (also referenced as Nyroca nyroca)	White-eyed Pochard		Ghana
Cairina moschata	Muscovy Duck		Honduras
Dendrocygna autumnalis	Black-bellied Whistling-duck, Red-billed Whistling-duck		Honduras
Dendrocygna _bovate_ (includes synonym Dendrocygna fulva)	Fulvous Whistling-duck		Ghana, Honduras
Dendrocygna viduata	White-faced Whistling-duck		Ghana
Nettapus auritus	African Pygmy Goose		Ghana
Plectropterus gambensis	Spur-winged Goose		Ghana
Pteronetta hartlaubii (also referenced as Cairina hartlaubii)	Hartlaub’s Duck		Ghana
Burhinus bistriatus	Double-striped Thick-knee, Mexican Stone Curlew		Guatemala
Bubulcus ibis (also referenced as Ardeola ibis)	Cattle Egret		Ghana
Casmerodius albus (also referenced as Egretta alba and Ardea alba)	Great White Egret		Ghana
Egretta garzetta	Little Egret		Ghana
Ephippiorhynchus senegalensis	Saddlebill Stork		Ghana
Leptoptilos crumeniferus	Marabou Stork		Ghana
Bostrychia hagedash (also referenced as Hagedashia hagedash)	Hadada Ibis		Ghana
Bostrychia rara (also referenced as Lampribis rara)	Spotted-breasted Ibis		Ghana
Threskiornis aethiopicus	Sacred Ibis		Ghana
Columba guinea	Speckled Pigeon		Ghana
Columba iriditorques (also referenced as Turturoena iriditorques; formerly included as Columba malherbii (in part))	Bronze-necked, Bronze-naped Pigeon, Western Bronze-naped Pigeon		Ghana
Columba livia	Rock Dove		Ghana
Columba mayeri (also referenced as Nesoenas mayeri)	Pink Pigeon		Mauritius
Columba unicincta	African Wood Pigeon, Afep Pigeon		Ghana
Oena capensis	Namaqua Dove, Masked Dove, Cape Dove		Ghana
Streptopelia decipiens	African Mourning Dove, Mourning Collared Dove		Ghana
Streptopelia roseogrisea	African Turtle Dove, African Collared Dove		Ghana
Streptopelia semitorquata	Red-eyed Dove		Ghana
Streptopelia senegalensis	Laughing Dove		Ghana
Streptopelia turtur	European Turtle Dove		Ghana
Streptopelia vinacea	Vinaceous Dove, Tinaceous Dove		Ghana
Treron calva (formerly included as Treron australis (in part))	African Green Pigeon, Green Fruit Pigeon		Ghana
Treron waalia	Yellow-bellied Green Pigeon, Bruce’s Green-pigeon		Ghana
Turtur abyssinicus	Black-billed Wood Dove		Ghana
Turtur afer	Blue-spotted Wood Dove		Ghana
Turtur brehmeri (also referenced as Calopelia brehmeri, includes synonym Calopelia puella)	Blue-headed Wood Dove		Ghana
Turtur tympanistria (also referenced as Tynpanistria tympanistria)	Tambourine Dove		Ghana
Corythaeola cristata	Great Blue Turaco		Ghana
Crinifer piscator	Gray Plantain Eater, Go-away Bird		Ghana
Musophaga violacea	Violet Turaco		Ghana
Sarcoramphus papa	King Vulture		Honduras
Crax alberti	Blue-knobbed Curassow		Colombia
Crax daubentoni	Yellow-knobbed Curassow		Colombia
Crax globulosa	Wattled Curassow		Colombia
Crax rubra	Great Curassow		Colombia, Guatemala, Costa Rica, Honduras
Ortalis vetula	Plain Chachalaca		Guatemala, Honduras
Pauxi pauxi(also referenced as Crax pauxi)	Northern Helmeted Curassow		Colombia
Penelope purpurascens	Northern Crested Guan		Honduras
Penelopina nigra	Black Chachalaca, Highland Guan		Guatemala
Agelastes meleagrides	White-breasted Guineafowl		Ghana
Agriocharis ocellata	Ocellated Turkey		Guatemala
Arborophila charltonii	Scaly-breasted Tree-partridge, Chestnut- breasted Tree-partridge		Malaysia
Arborophila orientalis (formerly included as Arborophila brunneopectus (in part))	Bar-backed Tree-partridge, Bare-throated Tree-partridge, Grey-breasted Partridge		Malaysia
Caloperdix oculea	Ferruginous Wood-partridge		Malaysia
Lophura erythrophthalma	Crestless Fireback		Malaysia
Lophura ignita	Crested Fireback		Malaysia
Melanoperdix nigra	Black Wood-partridge, Black Partridge		Malaysia
Polyplectron inopinatum	Rothschild’s Peacock-pheasant, Mountain Peacock-pheasant		Malaysia
Rhizothera longirostris	Long-billed Wood-Partridge		Malaysia
Rollulus rouloul	Crested Partridge, Rouloul, Green-winged Wood Partridge		Malaysia
Tragopan satyra	Satyr Tragopan		Nepal
Cephalopterus ornatus	Amazonian Umbrellabird		Colombia
Cephalopterus penduliger	Long-wattled Umbrellabird		Colombia
Amadina fasciata	Cut-throat		Ghana
Amandava subflava (also referenced as Estrilda subflava or Sporaeginthus subflavus)	Zebra Waxbill		Ghana
Estrilda astrild	Common Waxbill		Ghana
Estrilda caerulescens	Lavender Waxbill, Lavender Fire-finch		Ghana
Estrilda melpoda	Orange-cheeked Waxbill		Ghana
Estrilda troglodytes	Black-rumped Waxbill		Ghana
Lagonosticta rara	Black-bellied Waxbill		Ghana
Lagonosticta rubricata	African Waxbill, African Firefinch		Ghana
Lagonosticta rufopicta	Bar-breasted Waxbill, Bar-breasted Firefinch		Ghana
Lagonosticta senegala	Red-billed Fire Finch, Red-billed Waxbill		Ghana
Lagonosticta vinacea (formerly included as Lagonosticta larvata (in part))	Vinaceous Waxbill		Ghana
Lonchura _bovate_ (includes generic synonym Spermestes)	Black-and-white Mannikin		Ghana
Lonchura cantans (also referenced as Euodice cantans; formerly included as Lonchura malbarica (in part))	White-throated Munia, African Silverbill		Ghana
Lonchura _bovate_y (includes generic synonym Spermestes)	Bronze Mannikin		Ghana
Lonchura fringilloides (includes generic synonym Spermestes)	Magpie Mannikin, Pied Mannikin		Ghana
Mandingoa nitidula (also referenced as Hypargos nitidulus)	Green-backed Twin-spot		Ghana
Nesocharis capistrata	Gray-headed Olive-back		Ghana
Nigrita bicolor	Chestnut-breasted Negro-finch		Ghana
Nigrita canicapilla	Gray-headed Negro-finch		Ghana
Nigrita fusconota	White-breasted Negro-finch		Ghana
Nigrita luteifrons	Pale-fronted Negro-finch		Ghana
Ortygospiza atricollis	Common Quail-finch		Ghana
Parmoptila rubrifrons (formerly included as Parmoptila woodhousei (in part))	Jameson’s Antpecker, Flowerpecker Weaver-finch		Ghana
Pholidornis rushiae	Tit-hylia		Ghana
	Black-bellied Seedcracker		Ghana
Pytilia hypogrammica	Yellow-winged Pytilia		Ghana
Pytilia phoenicoptera	Red-winged Pytilia		Ghana
Spermophaga haematina	Blue-bill		Ghana
Uraeginthus bengalus (also referenced as Estrilda bengala)	Red-cheeked Cordon-bleu		Ghana
Serinus canicapillus (formerly included in Serinus gularis (in part))	West African Seedeater		Ghana
Serinus leucopygius	White-rumped Seedeater		Ghana
Serinus mozambicus	Yellow-fronted Canary		Ghana
Bebrornis rodericanus	Rodriquez Island Warbler		Mauritius
Terpsiphone bourbonnensis (also referenced as Tchitrea bourbonnensis)	Coq De Boise, Mascarene Paradise Flycatcher		Mauritius
Amblyospiza albifrons	Grosbeak Weaver		Ghana
Anaplectes rubriceps (also referenced as Malimbus rubriceps or Anaplectes melanotis)	Red-headed Malimbe		Ghana
Anomalospiza imberbis	Parasitic Weaver		Ghana
Bubalornis albirostris	Buffalo Weaver		Ghana
Euplectes afer	Yellow-crowned Bishop		Ghana
Euplectes ardens (also referenced as Coliuspasser ardens)	Red-collared Whydah		Ghana
Euplectes franciscanus (formerly included as Euplectes orix (in part))	Red Bishop, Orange Bishop		Ghana
Euplectes hordeaceus	Black-winged Red Bishop		Ghana
Euplectes macrourus (also referenced as Coliuspasser macrourus)	Yellow-mantled Whydah		Ghana
Malimbus cassini	Cassin’s Malimbe		Ghana
Malimbus malimbicus	Crested Malimbe		Ghana
Malimbus nitens	Gray’s Malimbe		Ghana
Malimbus rubricollis	Red-headed Weaver		Ghana
Malimbus scutatus	Red-vented Malimbe		Ghana
Pachyphantes superciliosus (also referenced as Ploceus superciliosus)	Compact Weaver		Ghana
Passer griseus	Gray-headed Sparrow		Ghana
Petronia dentata	Bush Petronia		Ghana
Plocepasser superciliosus	Chestnut-crowned Sparrow-weaver		Ghana
Ploceus albinucha	White-naped Black Weaver		Ghana
Ploceus aurantius	Orange Weaver		Ghana
Ploceus cucullatus (includes synonym Ploceus nigriceps)	Black-headed Weaver		Ghana
Ploceus heuglini	Heuglin’s Masked Weaver		Ghana
Ploceus luteolus (also referenced as Sitagra luteola)	Little Weaver		Ghana
Ploceus melanocephalus (also referenced as Sitagra melanocephala)	Yellow-backed Weaver		Ghana
Ploceus nigerrimus	Viellot’s Weaver		Ghana
Ploceus nigricollis	Black-necked Weaver		Ghana
Ploceus pelzelni	Slender-billed Weaver		Ghana
Ploceus preussi	Golden-backed Weaver		Ghana
Ploceus tricolor	Yellow-mantled Weaver		Ghana
Ploceus vitellinus (formerly included as Ploceus velatus)	Vitelline Masked Weaver		Ghana
Quelea erythrops	Red-headed Quelea		Ghana
Sporopipes frontalis	Speckled-fronted Weaver		Ghana
Vidua chalybeate (also referenced as Hypochera chalybeata; includes synonyms Vidua amauropteryx, Vidua centralis, Vidua neumanni, Vidua okavangoensis and Vidua ultramarina)	Village Indigobird		Ghana
Vidua interjecta	Uelle Paradise Whydah		Ghana
Vidua larvaticola	Bako Indigobird		Ghana
Vidua macroura	Pin-tailed Whydah		Ghana
Vidua orientalis (formerly included in Vidua paradisaea (in part))	Northern Paradise Whydah		Ghana
Vidua raricola	Jambandu Indigobird		Ghana
Vidua togoensis	Togo Paradise Whydah		Ghana
Vidua wilsoni	Wilson’s Indigobird		Ghana
Semnornis ramphastinus	Toucan Barbet		Colombia
Baillonius bailloni	Saffron Toucanet		Argentina
Pteroglossus castanotis	Chestnut-eared Aracari		Argentina
Ramphastos dicolorus	Red-breasted Toucan		Argentina
Selenidera maculirostris	Spot-billed Toucanet		Argentina
Psittacula krameri	Ring-neck Parakeet		Ghana
Carcharodon carcharias	Great White Shark		Australia
Antilope cervicapra	Blackbuck Antelope, Sasin		Nepal
Bubalus arnee (excludes the domesticated form, which is referenced as Bubalus bubalis)	Wild Water Buffalo, Wild Asiatic Buffalo		Nepal
Damaliscus lunatus	Sassaby Antelope, Korrigum, Tsessebe		Ghana
Gazella cuvieri	Mountain Gazelle, Edmi Gazelle		Tunisia
Gazella dorcas	Dorcas Gazelle		Tunisia
Gazella leptoceros	Slender-Horned Gazelle, Rhim		Tunisia
Tetracerus quadricornis	Four-horned Antelope, Chousingha		Nepal
Tragelaphus eurycerus (also referenced as Boocercus eurycerus; includes generic synonym Taurotragus)	Bongo Antelope		Ghana
Tragelaphus spekii	Sitatunga Antelope		Ghana
Cervus elaphus barbarus	Barbary Deer		Tunisia
Mazama cerasina	Red Brocket Deer, Middle American Red Brocket		Guatemala
Odocoileus virginianus mayensis	(Guantamalan) Whitetail Deer		Guatemala
Hyemoschus aquaticus	Water Chevrotain		Ghana
Canis aureus	Golden Jackal		India
Vulpes bengalensis	Bengal Fox		India
Vulpes vulpes griffithi	Griffith’s Red Fox		India
Vulpes vulpes montana	Montane Red Fox		India
Vulpes vulpes pusilla (includes synonym Vulpes vulpes leucopus)	Little Red Fox		India
Herpestes brachyurus fuscus (formerly included as Herpestes fuscus)	Indian Brown Mongoose		India
Herpestes edwardsii	Indian Gray Mongoose		India
Herpestes javanicus auropunctatus (formerly included as Herpestes auropunctatus)	Small Indian Mongoose		India
Herpestes smithii	Ruddy Mongoose		India
Herpestes urva	Crab-eating Mongoose		India
Herpestes vitticollis	Stripe-necked Mongoose		India
Proteles cristatus	Aardwolf		Botswana
Mellivora capensis	Honey Badger, Ratel		Ghana, Botswana
Eira barbara	Tayra		Honduras
Galictis _bovate (includes synonym Galictis allamandi)	Grison, Greater Grison		Costa Rica
Martes flavigula	Yellow-throated Marten, Niligri Marten		India
Martes foina intermedia	Beech Marten, Central Asian Stone Marten		India
Martes gwatkinsii (formerly included in Martes flavigula)	Yellow-throated Marten, Niligri Marten		India
Mustela altaica	Mountain Weasel		India
Mustela erminea ferghanae	Ermine, Stoat		India
Mustela kathiah	Yellow-bellied Weasel		India
Mustela sibirica	Siberian Weasel		India
Odobenus rosmarus	Walrus		Canada
Bassaricyon gabbii	Bushy-tailed Olingo		Costa Rica
Bassariscus sumichrasti	Central American Cacomistle		Costa Rica
Nasua narica (formerly included as Nasua nasua)	Common Coati, Coatimundi		Honduras
Nasua nasua solitaria	South Brazilian Coati, Coatimundi		Uruguay
Potos flavus	Kinkajou		Honduras
Arctictis binturong	Binturong		India
Civettictis civetta (includes generic synonym Viverra)	African Civet		Botswana
Paguma larvata	Masked Palm Civet		India
Paradoxurus hermaphroditus	Common Palm Civet		India
Paradoxurus jerdoni	Jerdon’s Palm Civet		India
Viverra civettina (formerly included as Viverra megaspila)	Malabar Large-spotted Civet		India
Viverra zibetha	Large Indian Civet		India
Viverricula indica	Lesser Oriental Civet, Small Indian Civet		India
Platyrrhinus lineatus (also referenced as Vampyrops lineatus)	White-lined Bat		Uruguay
Agouti paca (includes generic synonym Cuniculus)	Greater Paca, Spotted Cavy, Spotted Paca		Honduras
Anomalurus beecrofti	Beecroft’s Scaly-tailed Flying Squirrel		Ghana
Anomalurus derbianus	Lord Derby’s Scaly-tailed Flying Squirrel		Ghana
Anomalurus pelii	Pel’s Scaly-tailed Flying Squirrel		Ghana
Idiurus macrotis	Long-eared Pygmy Flying Squirrel		Ghana
Dasyprocta punctata	Central American Agouti, Common Agouti		Honduras
Sphiggurus mexicanus (includes generic synonym Coendou)	Mexican Tree Porcupine, Middle American Prehensile-tailed Porcupine, Coendou		Honduras
Sphiggurus spinosus (includes generic synonym Coendou)	Spiny Tree Porcupine, Prehensile-tailed Porcupine		Uruguay
Hystrix cristata	North African Crested Porcupine		Ghana
Epixerus ebii	African Palm Squirrel, Ebian’s Palm Squirrel		Ghana
Marmota caudata	Long-tailed Marmot		India
Marmota himalayana	Himalayan Marmot		India
Sciurus deppei	Deppe’s Squirrel		Costa Rica
Cabassous centralis	Northern Naked-tailed Armadillo, Five-toed Armadillo		Costa Rica
Cabassous tatouay (includes synonym Cabassous gymnurus)	(Greater) Naked-tailed Armadillo		Uruguay
Choloepus hoffmanni	Hoffmann’s Two-toed Sloth		Costa Rica
Tamandua mexicana (formerly included as Tamandua tetradactyla (in part))	Southern Tamandua, Collared Anteater		Guatemala
Hoplodactylus spp.	Sticky-toed Gecko		New Zealand. The entire genus is listed.
Naultinus spp.	New Zealand Tree Gecko		New Zealand. The entire genus is listed.
Atretium schistosum	Olive Keelback Water Snake		India
Cerberus rhynchops	Dog-faced Water Snake		India
Xenochrophis _bovate_y (formerly included in genus Natrix)	Asian Water Snake, Checkered Keelback Water Snake		India
Micrurus diastema	Atlanta Coral Snake		Honduras
Micrurus nigrocinctus	Central American Coral Snake, Black-banded Coral Snake		Honduras
Crotalus durissus	Tropical Rattlesnake, Cascabel, Cascaval		Honduras
Daboia russelii (formerly included as Vipera russelli)	Russell’s Viper, Daboia		India
Pelomedusa subrufa	Helmeted Terrapin		Ghana
Pelusios adansonii	Adanson’s Hinged Terrapin		Ghana
Pelusios castaneus	Brown Terrapin, Swamp Hinged Terrapin		Ghana
Pelusios gabonensis (also referenced as Pelusios subniger)	Gabon Hinged Terrapin		Ghana
Pelusios niger	Black Hinged Terrapin		Ghana
Trionyx triunguis	Three-clawed Turtle		Ghana
Colophon spp.	Cape stag beetles		South Africa
Isostichopus fuscus (syn Stichopus fuscus)	sea cucumber		Ecuador
Gnetum montanum			Nepal
Dipteryx panamensis	Almendro		Costa Rica. Listing includes all parts and derivatives.
Magnolia liliifera var. _bovate (formerly included as Talauma hodgsonii; also referenced as Magnolia Hodgsonii and Magnolia candollii var. _bovate)			Nepal
Cedrela odorata	Barbados Cedar, Spanish cedar, Cedro Rosa, Mexican Cedar, West Indian Cedar		Peru. Listing is limited to logs, sawn wood and veneer sheets.
Cedrela odorata	Barbados Cedar, Spanish cedar, Cedro Rosa, Mexican Cedar, West Indian Cedar		Colombia. Listing is limited to logs, sawn wood and veneer sheets.
Meconopsis regia			Nepal
Podocarpus neriifolius			Nepal
Gonystylus spp.	Ramin		Indonesia. The entire genus is listed.
Tetracentron sinense	Tetracentron		Nepal

Sec.1(1)

“CONVENTION ON INTERNATIONAL TRADE IN ENDANGERED SPECIES OF WILD FAUNA AND FLORA.

The Contracting States,

Recognizing that wild fauna and flora in their many beautiful and varied forms are an irreplaceable part of the natural systems of the earth which must be protected for this and the generations to come;

Conscious of the ever-growing value of wild fauna and flora from aesthetic, scientific, cultural, recreational and economic points of view;

Recognizing that peoples and States are and should be the best protectors of their own wild fauna and flora;

Recognizing, in addition, that international cooperation is essential for the protection of certain species of wild fauna and flora against over-exploitation through international trade;

Convinced of the urgency of taking appropriate measures to this end;

Have agreed as follows:

Article I. – Definitions

For the purpose of the present Convention, unless the context otherwise requires;

(a) “Species” means any species, subspecies, or geographically separate population thereof;

(b) “Specimens” means:

(i) any animals or plant, whether alive of dead;

(ii) in the case of an animal: for species included in Appendices I and II, any readily recognizable part or derivative thereof, and for species included in Appendix III, any readily recognizable part or derivative thereof specified in Appendix III in relation to the species; and

(iii) in the case of a plant for species included in Appendix I, any readily recognizable part or derivative thereof; and for species in Appendix III, any readily recognizable part or derivative thereof specified in Appendices II and III in relation to the species;

(d) “Re-export” means export of any specimen that has previously been imported.

(e) “Introduction from the sea” means transportation into a State of specimens of any species which were taken in the marine environment not under the jurisdiction of any State;

(f) “Scientific Authority” means a national scientific authority designated in accordance with Article IX;

(g) “Management Authority” means a national management authority designated in accordance with Article IX;

(h) “Party” means a State for which the present Convention has entered into force.

Article II.—Fundamental Principles

1. Appendix I shall include all species threatened with extinction which are or may be affected by trade. Trade in specimens of these species must be subject to particularly strict regulation to order not to endanger further their survival and must only be authorized in exceptional circumstances.

2. Appendix II shall include:

(a) all species which although not necessarily now threatened wit extinction may become so unless trade in specimens of such species is subject to strict regulation in order to avoid utilization incompatible with their survival; and

(b) other species which must be subject to regulation in order that trade in specimens of certain species referred to in sub-paragraph (a) of this paragraph may be brought under effective control.

3. Appendix III shall include all species which any Party identified as being subject to regulation within its jurisdiction for the purpose of preventing or restricting exploitation, and as needing the cooperation of other parties in the control of trade.

4. The Parties shall not allow trade in specimens of species included in Appendices I, II and III except in accordance with the provisions of the present Convention.

Article III. – Regulation of Trade in Specimens of Species Included in Appendix I

1. All trade in specimens of species included in Appendix I shall be in accordance with the provisions of this Article.

2. The export of any specimen of a species included in Appendix I shall require the prior grant and presentation of an export permit. An export permit shall only be granted when the following conditions have been met:

(a) a Scientific Authority of the State of export has advised that such export will not be detrimental to the survival of that species;

(b) a Management Authority of the State of export is satisfied that the specimen was not obtained in contravention of the laws of that State for the protection of fauna and flora;

(c) a Management Authority of the State of export is satisfied that any living specimen will be so prepared and shipped as to minimize the risk of injury, damage to health or cruel treatment; and

(d) a Management Authority of the State of export is satisfied that an import permit has been granted for the specimen.

3. The import of any specimen of a species included in Appendix I shall require the prior grant and presentation of an import permit and either an export permit or a re-export certificate. An import permit shall only be granted when the following conditions have been met:

(a) a Scientific Authority of the State of import has advised that the import will be for purposes which are not detrimental to the survival of the species involved;

(b) a Scientific Authority of the State of import is satisfied that the proposed recipient of a living specimen is suitably equipped to house and care for it; and

(c) a Management Authority of the State of import is satisfied that the specimen is not to be used for primarily commercial purposes.

4. The re-export of any specimen of a species included in Appendix I shall require for prior grant and presentation of a re-export certificate. A re-export certificate shall only be granted when the following conditions have been met:

(a) a Management Authority of the State of re-export is satisfied that the specimen was imported into that State in accordance with the provisions of the present Convention;

(b) a Management Authority of the State of re-export is satisfied that any living specimen will be so prepared and shipped as to minimize the risk of injury, damage to health or cruel treatment; and

(c) a Management Authority of the State of re-export is satisfied that an import permit has been granted for any living specimen.

5. The introduction from the sea of any specimen of a species included in Appendix I shall require the prior grant of a certificate from a Management Authority of the State of introduction. A certificate shall only be granted when the following conditions have been met:

(a) a Scientific Authority of the State of introduction advises that the introduction will not be detrimental to the survival of the species involved;

(b) a Management Authority of the State of introduction is satisfied that the proposed recipient of a living specimen is suitably equipped to house and care for it; and

(c) a Management Authority of the State of introduction is satisfied that the specimen is not to be used for primarily commercial purposes.

Article IV. – Regulation of Trade in Specimens of Species included in Appendix II

1. All trade in specimens of species included in Appendix II shall be in accordance with the provisions of this Article.

2. The export of any specimen of a species included in Appendix II shall require the prior grant and presentation of an export permit. An export permit shall only be granted when the following conditions have been met:

(a) a Scientific Authority of the State of export has advised that such export will not be detrimental to the survival of that species;

(b) a Management Authority of the State of export is satisfied that any living specimen was not obtained in contravention of the laws of that State for the protection of fauna and flora; and

(c) a Management Authority of the State of export is satisfied that any living specimen will be so prepared and shipped as to minimize the risk of injury, damage to health or cruel treatment.

3. A Scientific Authority in each Party shall monitor both the export permits granted by that State for specimens of species included in Appendix II and the actual exports of such specimens. Whenever a Scientific Authority determines that the export of specimens of any such species should be limited in order to maintain that species throughout its range at a level consistent with its role in the ecosystems in which it occurs and well above the level at which that species might become eligible for inclusion in Appendix I, the Scientific Authority shall advise the appropriate Management Authority of suitable measures to be taken to limit the grant of export permits for specimens of that species.

4. The import of any specimen of a species included in Appendix II shall require the prior presentation of either an export permit or a re-export certificate.

5. The re-export of any specimen of a species included in Appendix II shall require the prior grant and presentation of a re-export certificate. A re-export certificate shall only be granted when the following conditions have been met:

(a) a Management Authority of the State of re-export is satisfied that the specimen was imported into that State in accordance with the provision of the present Convention; and

(b) a Management Authority of the State of re-export is satisfied that any living specimen will be so prepared and shipped as to minimize the risk of injury, damage to health or cruel treatment.

6. The introduction from the sea of any specimen of a species included in Appendix II shall require the prior grant of a certificate from a Management Authority of the State of introduction. A certificate shall only be granted when the following conditions have been met:

(a) a Scientific Authority of the State of introduction advises that the introduction will not be detrimental to the survival of the species involved; and

(b) a Management Authority of the State of introduction is satisfied that any living specimen will be so handled as to minimize the risk of injury, damage to health or cruel treatment.

7. Certificates referred to in paragraph 6 of the Article may be granted on the advice of a Scientific Authority, in consultation with other national scientific authorities or, when appropriate, international scientific authorities, in respect of periods not exceeding one year for total numbers of specimens to be introduced in such periods.

Article V. – Regulation of Trade in Specimens of Species included in Appendix III

1. All trade in specimens of species included in Appendix III shall be in accordance with the provisions of this Article.

2. The export of any specimen of a species included in Appendix III from any State which has included that species in Appendix III shall require the prior grant and presentation of an export permit. An export permit shall only be granted when the following conditions have been met:

(a) a Management Authority of the State of export is satisfied that the specimen was not obtained in contravention of the laws of that State for the protection of fauna and flora; and

(b) a Management Authority of the State of export is satisfied that any living specimen will be so prepared and shipped as to minimize the risk of injury, damage to health or cruel treatment.

3. The import of any specimen of a species included in Appendix shall require, except in circumstances to which paragraph 4 of this Article applies, the prior presentation of a certificate of origin and, where the import is from a State which has included that species in Appendix III, and export permit.

4. In the case of re-export, a certificate granted by the Management Authority of the State of re-export that the specimen was processed in that State or is being re-exported shall be accepted by the State of import as evidence that the provisions of the present Convention have been complied with in respect of the specimen concerned.

Article VI. – Permits and Certificates

1. Permits and certificates granted under the provisions of Articles III, IV and V shall be in accordance with the provisions of the Article.

2. An export permit shall contain the information specified in the model set forth in Appendix IV, and may only be used for export within a period of six months from the date on which it was granted.

3. Each permit or certificate shall contain the title of the present Convention, the name and any identifying stamp of the Management Authority granting it and a control number assigned by the Management Authority.

4. Any copies of a permit or certificate issued by a Management Authority shall be clearly marked as copies only and no such copy may be used in place of the original, except to the extent endorsed thereon.

5. A separate permit or certificate shall be required for each consignment of specimens.

6. A Management Authority of the State of import of any specimen shall cancel and retain the export permit or re-export certificate and any corresponding import permit prescribed in respect of the import of that specimen.

7. Where appropriate and feasible a Management Authority may affix a mark upon any specimen to assist in identifying the specimen. For these purposes “mark” means any indelible imprint, lead seal or other suitable means of identifying a specimen, designed in such a way as to render its limitation by unauthorized persons as difficult as possible.

Article VII. – Exemptions and Other Special Provisions Relating to Trade

1. The provisions of Article III, IV and V shall not apply to the transit or trans-shipment of specimens through or in the territory of a Party while the specimens remain in Customs control.

2. Where a Management Authority of the State of export or re-export is satisfied that a specimen was acquired before the provisions of the present Convention applied to that specimen, the provisions of Article III, IV and V shall not apply to that specimen where the Management Authority issues a certificate to that effect.

3. The provisions of Article III, IV and V shall not apply to specimens that are personal or household effects. This exemption shall not apply where:

(a) in the case of specimens of a species included in Appendix I, they were acquired by the owner outside his State of usual residence, and are being imported into that State; or

(b) in the case of specimens of species included in Appendix II:

(i) they were acquired by the owner outside his Stat of usual residence and in a State where removal from the wild occurred;

(ii) they are being imported into the owner’s State of usual residence; and

(iii) the State where removal from the wild occurred requires the prior grant of export permits before any export of such specimens;

unless a Management Authority is satisfied that the specimens were acquired before the provisions of the present Convention applied to such specimen.

4. Specimens of an animal species included in Appendix I bred in captivity for commercial purpose, or of a plant species included in Appendix I artificially propagated for commercial purposes, shall be deemed to be specimens of species included in Appendix II.

5. Where a Management Authority of the State of export is satisfied that any specimen of an animal species was bred in captivity or any specimen of a plant species was artificially propagated, or is a part of such an animal or plant or was derived therefrom, a certificate by that Management Authority to that effect shall be accepted in lieu of any of the permits or certificates required under the provisions of Articles III, IV or V.

6. The provisions of Articles III, IV and V shall not apply to the non-commercial loan, donation or exchange between scientists or scientific institutions registered by a Management Authority of their State, of herbarium specimens, other preserved, dried or embedded museum specimens, and live plant material which carry a label issued or approved by a Management Authority.

7. A Management Authority of any State may waive the requirements of Articles III, IV and V and allow the movement without permits or certificates of specimens which form part of a travelling zoo, circus, menagerie, plant exhibition or other travelling exhibition provided that:

(a) the exporter or importer registers full details of such specimens with that Management Authority;

(b) the specimens are in either of the categories specified in paragraphs 2 or 5 of this Article; and

(c) the Management Authority is satisfied that any living specimen will be so transported and cared for as to minimize the risk of injury, damage to health or cruel treatment.

Article VIII. – Measures to be Taken by the Parties

1. The Parties shall take appropriate measures to enforce the provisions of the present Convention and to prohibit trade in specimens in violation thereof. These shall include measures;

(a) to penalize trade in, or possession of, such specimens, or both; and

(b) to provide for the confiscation or return to the State of export of such specimens.

2. In addition to the measures taken under paragraph 1 of the Article, a Party may, when it deems it necessary, provide for any method of internal reimbursement for expenses incurred as a result of the confiscation of a specimen traded in violation of the measures taken in the application of the provisions of the present Convention.

3. As far as possible, the Parties shall ensure that specimens shall pass through any formalities required for trade with a minimum of delay. To facilities such passage, a Party may designate ports of exit and ports of entry at which specimens must be presented for clearance. The Parties shall ensure further that all living specimens, during any period of transit, holding or shipment, are properly cared for so as to minimize the risk of injury, damage and cruel treatment.

4. Where a living specimen is confiscated as a result of measures referred to in paragraph 1 of this Article:

(a) the specimen shall be entrusted to a Management Authority of the State of confiscation;

(b) the Management Authority shall, after consultation with the State of export, return the specimen to that State at the expense of that State, or to a rescue centre or such other place as the Management Authority deems appropriate and consistent with the purposes of the present Convention; and

(c) the Management Authority may obtain the advice of a Scientific Authority, or may, whenever it considers it desirable, consult the Secretariat in order to facilitate the decision under subparagraph (b) of this paragraph, including the choice of a rescue centre or other place.

5. A rescue centre as referred to in paragraph 4 of this Article means an institution designated by a Management Authority to look after the welfare of living specimens, particularly those that have been confiscated.

6. Each Party shall maintain records of trade in specimens of species included in Appendices I, II and III which shall cover:

(a) the names and addresses of exporters and importers; and

(b) the number and type of permits and certificates granted; the States with such trade occurred; the numbers or quantities and types of specimens, names of species as included in Appendices I, II and III and, where applicable, the size and sex of the specimens in questions.

7. Each Party shall prepare periodic reports on its implementation of the present Convention and shall transit to the Secretariat:

(a) an annual report containing a summary of the information specified in sub-paragraph (b) of paragraph 6 of this Article; and

(b) a biennial report on legislative, regulatory and administrative measures taken to enforce the provisions of the present Convention.

8. The information referred to in paragraph 7 of this Article shall be available to the public where this is not inconsistent with the law of the Party concerned.

Article IX. – Management and Scientific Authorities

1. Each Party shall designate for the purpose of the present Convention

(a) one or more Management Authorities competent to grant permits or certificates on behalf of that Party; and

(b) one or more Scientific Authorities.

2. A State depositing an instrument of ratification, acceptance, approval or accession shall at the time inform the Depositary Government of the name and address of the Management Authority authorized to communicate with other Parties and with the Secretariat

3. Any changes in the designations or authorization under the provisions of this Article shall be communicated by the Party concerned to the Secretariat for transmission to all other Parties.

4. Any Management Authority referred to in paragraph 2 of this Article shall if so requested by the Secretariat or the Management Authority of another Party, communicate to it impression of stamps, seals or other devices used to authenticate permits or certificates.

Article X. – Trade with States not Party to the Convention

Where export or re-export is to, or import is from, a State not a party to the present Convention, comparable documentation issued by the competent authorities in that State which substantially conforms with the requirements of the present Convention for permits and certificates may be accepted in lieu thereof by any Party.

Article XI. – Conference of the Parties

1. The Secretariat shall call a meeting of the Conference of the Parties not later than two years after the entry into force of the present Convention.

2. Thereafter the Secretariat shall convene regular meetings at least once every two years, unless the Conference decides otherwise, and extraordinary meetings at any time on the written request of at least one-third of the Parties.

3. At meetings, whether regular or extraordinary, the Parties shall review the implementation of the present Convention and may:

(a) make such provision as may be necessary to enable the Secretariat to carry out its duties;

(b) consider and adopt amendments to Appendices I and II in accordance with Article XV;

(c) review the progress made towards the restoration and conservation of the species included in Appendices I, II and III;

(d) receive and consider any reports presented by the Secretariat or by any Party; and

(e) where appropriate, make recommendations for improving the effectiveness of the present Convention.

4. At each regular meeting, the Parties may determine the time and venue of the next regular meeting to be held in accordance with the provisions of paragraph 2 of this Article.

5. At any meetings, the Parties may determine the time adopt rules of procedure for the meeting.

6. The United Nations, its Specialized Agencies and the International Atomic Energy Agency, as well as any State not a Party to the present Convention, may be represented at meetings of the Conference by observers, who shall have the right to participate but not to vote.

7. Any body or agency technically qualified in protection, conservation or management of wild fauna and flora, in the following categories, which has informed the Secretariat of its desire to be represented at meetings of the Conference by observers, shall be admitted unless at least one-third of the Parties present object;

(a) international agencies or bodies, either government or non-governmental, and national governmental agencies and bodies; and

(b) national non-governmental agencies or bodies which have been approved for this purpose by the State in which they are located.

Once admitted, these observes shall have the right to participate but not to vote.

Article XII. – The Secretariat

1. Upon entry into force of the present Convention, a Secretariat shall be provided by the Executive Director of the United Nations Environment Programme. To the extent and in the manner he considers appropriate, he may be assisted by suitable inter-governmental or non-governmental, international or national agencies and bodies technically qualified in protection, conservation and management of wild fauna and flora.

2. The functions of the Secretariat shall be:

(a) to arrange for and service meetings of the Parties;

(b) to perform the functions entrusted to it under the provisions of Articles XV and XVI of the present Convention;

(c) to undertake scientific and technical studies in accordance with programmes authorized by the Conference of the Parties as will contribute to the implementation of the present Convention, including studies concerning standards for appropriate preparation and shipment of living specimens and the means of identifying specimens;

(d) to study the reports of Parties and to request from Parties such further information with respect thereto as it deems necessary to ensure implementation of the present Convention;

(e) to invite the attention of the Parties to any matter pertaining to the aims of the present Convention;

(f) to publish periodically and distribute to the Parties current editions of Appendices I, II and III together with any information which will facilitate identification of specimens of species included in those Appendices;

(g) to prepare annual reports to the Parties on its work and on the implementation of the present Convention and such other reports as meetings of the Parties may request;

(h) to make recommendation for the implementation of the aims and provisions of the present Convention, including the exchange of information of a scientific or technical nature;

(i) to perform any other function as may be entrusted to it by the Parties.

Article XIII. – International Measures

1. When the Secretariat in the light of information received is satisfied that any species included in Appendices I or II is being affected adversely by trade in specimens of that species or that the provisions of the present Convention are not being effectively implemented, it shall communicate such information to the authorized Management Authority of the Party or Parties concerned.

2. When any Party receives a communication as indicated in paragraph 1 of this Article, it shall, as soon as possible, inform the Secretariat of any relevant facts insofar as its laws permit and, where appropriate, propose remedial action. Where the Party considers that any an inquiry is desirable, such inquiry may be carried out by one or more persons expressly authorised by the Party.

3. The information provided by the Party or resulting from any inquiry as specified in paragraph 2 of this Article shall be reviewed by the next Conference of the Parties which may make whatever recommendations it deems appropriate.

Article XIV. – Effect on Domestic Legislation and International Conventions

1. The provisions of the present Convention shall in no way affect the right of Parties to adopt:

(a) stricter domestic measures regarding the conditions for trade, taking, possession, or transport of specimens of species included in Appendices I, II or III, or the complete prohibition thereof; or

(b) domestic measures restricting or prohibiting trade, taking, possession, or transport of species not included in Appendices I, II or III.

2. The provisions of the present Convention shall in no way affect the provisions of any domestic measures of the obligations of Parties deriving from any treaty, convention, or international agreement relating to other aspects of trade, taking, possession, or transport of specimens which is in force or subsequently may enter into force for any Party including any measure pertaining to the Customs, public health, veterinary or plant quarantine fields

3. The provisions of the present Convention shall in no way affect the provisions of, or the obligations deriving from, any treaty, convention or international agreement concluded or which may be concluded between States creating a union or regional trade agreement establishing or maintaining a common external customs control and removing customs control between the parties thereto insofar as they relate to trade among the States members of that union agreement.

4. A State Party to the present Convention, which is also a party to any other treaty, convention or international agreement which is in force at the time of the coming into force of the present Convention and under the provisions of which protection is afforded to marine species included in Appendix II, shall be relieved of the obligation imposed on it under the provisions of the present Convention with respect to trade in specimens of species included in Appendix II that are taken by ships registered in that State and in accordance with the provisions of such other treaty, convention or international agreement.

5. Notwithstanding the provisions of Articles III, IV and V, any export of a specimen taken in accordance with paragraph 4 of this Article shall only require a certificate from a Management Authority of the State of introduction to the effect that the specimen was taken in accordance with the provisions of the other treaty, convention or international agreement in question.

6. Nothing in the present Convention shall prejudice the codification and development of the law of the sea by the United Nations Conference on the Law of the Sea convened pursuant to Resolution 2750 C (XXV) of the General Assembly of the United Nations nor the present or future claims and legal views of any State concerning the law of the sea and the nature and extent of coastal and flag State jurisdiction.

Article XV. – Amendments to Appendices I and II

1. The following provisions shall apply in relation to amendments to Appendices I and II at meetings of the Conference of the Parties:

(a) Any Party may proposed in amendment to Appendix I or II for consideration at the next meeting. The text of the proposed amendment shall be commenced to the Secretariat at least 150 days before the meeting. The Secretariat shall consult the other Parties and interested bodies on the amendment in accordance with the provisions of sub-paragraph (b) and (c) of paragraph 2 of this Article and shall communicate the response to all Parties not later than 30 days before the meeting.

(b) Amendments shall be adopted by a two-thirds majority of Parties present and voting. For these purposes “Parties present and voting” means Parties present and casting an affirmative or negative vote. Parties abstaining from voting shall not be counted among the two-thirds required for adopting an amendment.

(c) Amendments adopted at a meeting shall enter into force 90 days after that meeting for all Parties except those which make a reservation in accordance with paragraph 3 of this Article.

2. The following provisions shall apply in relation to amendments to Appendices I and II between meetings of the Conference of the Parties:

(a) Any Party may propose an amendment to Appendix I or II for consideration between meetings by the postal procedures set forth in this paragraph.

(b) For the marine species, the Secretariat shall, upon receiving the text of the proposed amendment, immediately communicate it to the Parties. It shall also consult inter-governmental bodies having a function in relation to those species especially with a view to obtaining scientific data these bodies may be able to provide and to ensuring coordination with any conservation measures enforced by such bodies. The Secretariat shall communicate the views expressed and data provided by these bodies and its own findings and recommendations to the Parties as soon as possible.

(c) For species other than marine species, the Secretariat shall, upon receiving the text of the proposed amendment, immediately communicate it to the Parties, and, as soon as possible thereafter, its own recommendations.

(d) Any Party may, within 60 days of the date on which the Secretariat communicated its recommendations to the Parties under sub-paragraphs (b) or (c) of this paragraph, transmit to the Secretariat any comments on the proposed amendment together with any relevant scientific data and information.

(e) The Secretariat shall communicate the replies received together with its own recommendations to the Parties as soon as possible.

(f) If no objection to the proposed amendment is received by the Secretariat within 30 days of the date the replies and recommendations were communicated under the provisions of sub-paragraph (e) of this paragraph, the amendment shall enter into force 90 days later for all Parties except those which make a reservation in accordance with paragraph 3 of this Article.

(g) If an objection by any Party is received by the Secretariat, the proposed amendment shall be submitted to a postal vote in accordance with the provisions of sub-paragraphs (h), (i) and (j) of this paragraph.

(h) The Secretariat shall notify the Parties that notification of objection has been received.

(i) Unless the Secretariat receives the votes for, against or in abstention from at least one-half of the Parties within 60 days of the date of notification under sub-paragraph (h) of this paragraph, the proposed amendment shall be referred to the next meeting of the Conference for further consideration.

(j) Provided that votes are received from one-half of the Parties, the amendment shall be adopted by a two-thirds majority of Parties casting an affirmative or negative vote.

(k) The Secretariat shall notify all Parties of the result of the vote.

(l) If the proposed amendment is adopted it shall enter into force 90 days after the date of the notification by the Secretariat of its acceptance for all Parties except those which make a reservation in accordance with paragraph 3 of this Article.

3. During the period of 90 days provided for by sub-paragraph (c) of paragraph 1 or sub-paragraph (1) of paragraph 2 of this Article any Party may by notification in writing to the Depositary Government make a reservation with respect to the amendment.

Until such reservation is withdrawn the Party shall be treated as a State not a Party to the present Convention with respect to trade in the species concerned.

Article XVI. – Appendix III and Amendments thereto

1. Any party may at any time submit to the Secretariat a list of species which it identifies as being subject to regulation within its jurisdiction for the purpose mentioned in paragraph 3 of Article II. Appendix III shall include the names of the species so submitted, and any parts or derivatives of the animals or plants concerned that are specified in relation to the species for the purposes of sub-paragraph (b) of Article I.

2. Each list submitted under the provisions of paragraph I of this Article shall be communicated to the Parties by the Secretariat as soon as possible after receiving it. The list shall take effect as part of Appendix III 90 days after the date of such communication. At any time after the communication of such list, any Party may by notification in writing to the Depositary Government enter a reservation with respect to any species or any parts or derivatives, and until such reservation is withdrawn, the State shall be treated as a State not a Party to the present Convention with respect to trade in the species or part or derivative concerned.

3. A Party which has submitted a species for inclusion in Appendix III may withdraw it at any time by notification to the Secretariat which shall communicate the withdrawal to all Parties. The withdrawal shall take effect 30 days after the date of such communication.

4. Any Party submitting a list under the provisions of paragraph 1 of this Article shall submit to the Secretariat a copy of all domestic laws and regulations applicable to the protection of such species, together with any interpretations which the Party may deem appropriate or the Secretariat may request. The Party shall, for as long as the species in questions is included in Appendix III, submit any amendment of such laws and regulations or any new interpretations as they are adopted.

Article XVII. – Amendment of the Convention

1. An extraordinary meeting of the Conference of the Parties shall be convened by the Secretariat on the written request of at least one-third of the Parties to consider and adopt amendments to the present Convention. Such amendments shall be adopted by a two-thirds majority of Parties present and voting. For these purposes “Parties present and voting” means Parties present and casting an affirmative or negative vote. Parties abstaining from voting shall not be counted among the two-thirds required for adopting an amendment.

2. The text of any proposed amendment shall be communicated by the Secretariat to all Parties at least 90 days before the meeting.

3. An amendment shall enter into force for the Parties which have accepted it 60 days after two-thirds of the Parties have deposited an instrument of acceptance of the amendment with the Depositary Government. Thereafter, the amendment shall enter into force for any other Party 60 days after that Party deposits its instrument of acceptance of the amendment.

Article XVIII. Resolution of Disputes

1. Any dispute which may arise between two or more Parties with respect to the interpretation or application of the provisions of the present Convention shall be subject to negotiation between the Parties involved in the dispute.

2. If the dispute cannot be resolved in accordance with paragraph 1 of this Article, the Parties may, by mutual consent, submit the dispute to arbitration, in particular that of the Permanent Court of Arbitration at The Hague and the Parties submitting the dispute shall be bound by the arbitral decision.

Article XIX. – Signature

The present Convention shall be open for signature at Washington until 30th April 1973 and thereafter at Berne until 31st December 1974.

Article XX. – Ratification, Acceptance, Approval

The present Convention shall be subject to ratification, acceptance or approval, Instruments of ratification, acceptance or approval shall be deposited with the Government of the Swiss Confederation which shall be the Depositary Government.

Article XXI. – Accession

The present Convention shall be open indefinitely for accession. Instruments of accession shall be deposited with the Depositary Government.

Article XXII. – Entry into Force

1. The present Convention shall enter into force 90 days after the date of deposit of the tenth instrument of ratification, acceptance, approval or accession, with the Depositary Government.

2. For each State which ratifies, accepts or approves the present Convention or accedes thereto after the deposit of the tenth instrument of ratification, acceptance, approval or accession, the present Convention shall enter into force 90 days after the deposit by such State of its instrument of ratification, acceptance, approval or accession.

Article XXIII. – Reservations

1. The provisions of the present Convention shall not be subject to general reservations. Specific reservations may be entered in accordance with the provisions of this Article and Articles XV and XVI.

2. Any State may, on depositing its instrument of ratification, acceptance, approval or accession, enter a specific reservation with regard to:

(a) any species included in Appendix I, II and III; or

(b) any parts or derivatives specified in relation to a species concluded in Appendix III.

3. Until a Party withdraws its reservation entered under the provisions of this Article, it shall be treated as a State not a party to the present Convention with respect to trade in the particular species or parts or derivatives specified in such reservation.

Article XXIV. – Denunciation

Any Party may denounce the present Convention by written notification to the Depositary Government at any time. The denunciation shall take effect twelve months after the Depositary Government has received the notification.

Article XXV. – Depositary

1. The original of the present Convention, in the Chinese, English, French, Russian and Spanish languages, each version being equally authentic, shall be deposited with the Depositary Government, which shall transmit certified copies thereof to all States that have signed it or deposited instruments of accession to it.

2. The Depository Government shall inform all signatory and acceding States and the Secretariat of signatures, deposit of instruments of ratification, acceptance, approval or accession, entry into force of the present Convention, amendments thereto, entry and withdrawal of reservations and notifications of denunciation.

3. As soon as the present Convention enters into force, a certified copy thereof shall be transmitted by the Depositary Government to the Secretariat of the United Nations for registration and publication in accordance with Article 102 of the Charter of the United Nations.

In witness whereof the undersigned Plenipotentiaries, being duly authorized to that effect, have signed the present Convention.

Done at Washington this third day March, One Thousand Nine Hundred and Seventy-three.

Office of Legislative Counsel, PNG

Sec.1(1)
“Species naturally occurring in papua new guinea which are exempt from the provisions of this act.
1. The specimens and species listed below are exempt from the requirements of this Act.
2. The exempting of a specimen or species from the requirements of this Act by listing in this Schedule does not exempt it from any requirements relating to fauna, flora or cultural material under any other law.
“SPECIMENS
(a) logs, planks or processed articles of any timber species, other than CITES-listed species;
(b) bark and woodchips of any timber species, other than CITES-listed species;
(c) exudates, such as resins, gums, latex and essential oils, other than CITES-listed species;
(d) artifacts or articles manufactured from timber, grass, feathers, fur, bone, hide or shells, other than any parts or derivatives of CITES-listed species, or a specimen that is listed as protected fauna under the Fauna (Protection and Control) Act 1966.).
“FAUNA
	Common Name	Scientific Name
“Fish
	Barramundi	Lates calcarifer
	Sharks	Carcharhinidae and Squalidae
	Stonefish	Synanceia verrucosa
	Maori Wrasse	Cheilinus undulatus
	Spanish mackerel	Scomberomorus commerson
	Trevally	Caranx spp
	Barracuda	Sphyraena spp
	Yellowfin Tuna	Thunnus albacares
	Bigeye Tuna	Thunnus obesus
	Skipjack Tuna	Katsuwonus pelamis
	Marlin	Makaira spp
	Papuan Black Bass	Lutjanus goldei
	Freshwater eels	Anguilla spp
“Invertebrates
	Beche-de-mer	Holothuroidea spp
	Lobsters	Panulirus spp
	Prawns	Penaeus spp
		Metapenaeus spp
		Parapenaeus spp
		Atypopenaeus spp
	Freshwater Prawns	Macrobrachium spp
		Telescopium spp
	Trochus	Trochus spp
	Yabbies	Cherax spp
	Pearl oysters	Pinctada spp
	Mud Crabs	Scylla serrata
“flora
	“Common Name	Scientific Name
	Coconut	Cocos nucifera
	Sugar cane	Saccharum spp
	Betel nut (buai)	Areca catchu
	Mustard (daka)	Piper betel
	Bamboo	Schizostachyum spp
		Bambusa spp
		Racemobambos spp
		Nastus spp
	Rattan	Calamus spp.
		Korthalsia spp.

Sec.1(1)
“EXOTIC SPECIMENS WHICH are exempt from the provisions of THIS ACT.
1. The species and specimens of the species listed below are exempt from the requirements of this Act.
2. The exempting of a specimen or species from the requirements of this Act by listing in this Schedule does not exempt it from any requirements relating to fauna, flora or cultural material under any other law.
Common Name	Scientific Name
FAUNA
Mammals
Domestic Dog	Canis familiaris
Cattle	Bos indicus
	Bos taurus
Domestic Pig	Sus scrofa
Domestic Horse	Equus caballus
Domestic Sheep	Ovis aries
Domestic Goat	Capra hircus
House Mouse	Mus musculus
Black Rat	Rattus rattus
Brown Rat	Rattus norvegicus
Guinea Pig	Cavia porcellus
Donkey	Equus asinus
Birds
Domestic Duck	Anas platyrhynchos
Goose	Anser anser
Quail	Coturnix coturnix
Chicken	Gallus gallus
FLORA
All exotic species except –
(a) those notified as prohibited or restricted imports under the Quarantine Act (Chapter 234) or the Plant Disease and Control Act (Chapter 220);
(b) biological control agents, including insect or weed parasites, predators and micro-organisms);
(c) living organisms that have been genetically modified (LMOs).

Papua New Guinea Consolidated Legislation

International Trade (Fauna and Flora) Act 1979