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Buttrey v Merrill Lynch, Pierce, Fenner & Smith, Inc   flag  39

410 F2d 135
United States Court of Appeals, Seventh Circuit
United States
17th April, 1969

Cases Referring to this Case

Case Name †  Citation(s) Court Jurisdiction Date Full Text Citation Index
Allegaert v Perot 548 F2d 432 United States Court of Appeals, Second Circuit United States 25 Jan 1977 WorldLII flag 12
Avern Trust v W Clarke W [1969] USCA7 264 United States Court of Appeals, Seventh Circuit United States 14 Jul 1969 WorldLII flag
Avern Trust v W Clarke W 415 F2d 1238 United States Court of Appeals, Seventh Circuit United States 1 Nov 1969 WorldLII flag 9
Ayers v Wolfinbarger 491 F2d 8 United States Court of Appeals, Fifth Circuit United States 6 May 1974 WorldLII flag 7
Cardoza v Commodity Futures Trading Commission 768 F2d 1542; 2 Fed RServ3d 908; 54 USLW 2105 United States Court of Appeals, Seventh Circuit United States 23 Jul 1985 WorldLII flag 27
Carras v Burns 516 F2d 251 United States Court of Appeals, Fourth Circuit United States 6 May 1975 WorldLII flag 27
Carroll v First National Bank of Lincolnwood 413 F2d 353 United States Court of Appeals, Seventh Circuit United States 27 Jun 1969 WorldLII flag 17
Carrott v Shearson Hayden Stone Inc B 724 F2d 821 United States Court of Appeals, Ninth Circuit United States 24 Jan 1984 WorldLII flag
Central Bank of Denver, NA v First Interstate Bank of Denver, NA 511 US 164; 128 L Ed 2d 119; 114 SCt 1439 United States Supreme Court United States 19 Apr 1994 WorldLII flag 155
Cissell v American Home Assurance Co 521 F2d 790 United States Court of Appeals, Sixth Circuit United States 19 Jan 1976 WorldLII flag 6
Dzenits v Merrill Lynch, Pierce, Fenner & Smith, Inc 494 F2d 168 United States Court of Appeals, Tenth Circuit United States 6 Mar 1974 WorldLII flag 29
Gordon v Glore Forgan Incorporated 487 F2d 1260 United States Court of Appeals, Fifth Circuit United States 10 Jan 1974 WorldLII flag 8
Hayden v Walston & Co Inc 528 F2d 901 United States Court of Appeals, Ninth Circuit United States 29 Dec 1975 WorldLII flag 2
Hochfelder v Midwest Stock Exchange 503 F2d 364 United States Court of Appeals, Seventh Circuit United States 15 Oct 1974 WorldLII flag 17
Jablon v Dean Witter & Co 614 F2d 677; 54 ALRFed 1 United States Court of Appeals, Ninth Circuit United States 29 Feb 1980 WorldLII flag 56
Landy v Fdic 486 F2d 139 United States Court of Appeals, Third Circuit United States 30 Jul 1973 WorldLII flag 68
Leasing Consultants Incorporated Podell Podell v Feldman 592 F2d 103; 5 Bankr Ct Dec 34 United States Court of Appeals, Second Circuit United States 25 Jan 1979 WorldLII flag 12
Lincoln Commodity Services v Meade 558 F2d 469 United States Court of Appeals, Eighth Circuit United States 11 Jul 1977 WorldLII flag 4
Matter of Max C Robison Appeal of Tony Robison 665 F2d 166 United States Court of Appeals, Seventh Circuit United States 30 Nov 1981 WorldLII flag 1
Merrill Lynch, Pierce, Fenner & Smith, Inc v Goldman 593 F2d 129 United States Court of Appeals, Eighth Circuit United States 5 Apr 1976 WorldLII flag 16
No 80-1434 649 F2d 1236; 7 Bankr Ct Dec 1172 United States Court of Appeals, Seventh Circuit United States 2 Jun 1981 WorldLII flag 10
Northway Inc v Tsc Industries Inc 512 F2d 324 United States Court of Appeals, Seventh Circuit United States 5 Mar 1975 WorldLII flag 3
Ocrant v Dean Witter & Co Inc 502 F2d 854 United States Court of Appeals, Tenth Circuit United States 18 Sep 1974 WorldLII flag 4
Rochez Bros , Inc v Rhoades 491 F2d 402 United States Court of Appeals, Third Circuit United States 1 Jan 1974 WorldLII flag 37
Rochez Brothers, Inc v Rhoades 527 F2d 880; 38 ALRFed 709 United States Court of Appeals, Third Circuit United States 29 Sep 1975 WorldLII flag 36
Rolf v Blyth, Eastman Dillon & Co 570 F2d 38 United States Court of Appeals, Second Circuit United States 3 Jan 1978 WorldLII flag 70
Sacks v Reynolds Securities, Inc 593 F2d 1234; 193 USApp DC 80 United States Court of Appeals, District of Columbia Circuit United States - District of Columbia 19 Dec 1978 WorldLII flag 14
Sanders v John Nuveen & Co 554 F2d 790 United States Court of Appeals, Seventh Circuit United States 8 Jun 1977 WorldLII flag 47
Securities and Exchange Commission v Advance Growth Capital Corporation 470 F2d 40 United States Court of Appeals, Seventh Circuit United States 13 Nov 1972 WorldLII flag 5
Securities and Exchange Commission v Albert & Maguire Securities Co Inc 560 F2d 569 United States Court of Appeals, Third Circuit United States 18 Aug 1977 WorldLII flag 3
Shull v Dain, Kalman & Quail, Inc 561 F2d 152 United States Court of Appeals, Eighth Circuit United States 26 Sep 1977 WorldLII flag 24
South Side Bank Trust Co v Walston & Co 425 F2d 40 United States Court of Appeals, Seventh Circuit United States 8 Apr 1970 WorldLII flag 1
Spicer v Chicago Board of Options Exchange Inc B 977 F2d 255; 61 USLW 2185 United States Court of Appeals, Seventh Circuit United States 24 Sep 1992 WorldLII flag 6
Stern v Merrill Lynch, Pierce, Fenner & Smith, Inc 603 F2d 1073 United States Court of Appeals, Fourth Circuit United States 16 Jul 1979 WorldLII flag 17
United States Fidelity Guaranty Co v Royal National Bank of New York 545 F2d 1330 United States Court of Appeals, Second Circuit United States 14 Dec 1976 WorldLII flag 6
Utah State University of Agriculture and Applied Science v Bear Stearns & Co 549 F2d 164 United States Court of Appeals, Tenth Circuit United States 24 Jan 1977 WorldLII flag 16
Van Alen v Dominick & Dominick, Inc 560 F2d 547 United States Court of Appeals, Second Circuit United States 15 Aug 1977 WorldLII flag 9
Van Gemert v Boeing Co 520 F2d 1373 United States Court of Appeals, Second Circuit United States 14 Jul 1975 WorldLII flag 20
Vigman v Community National Bank & Trust Co 635 F2d 455 United States Court of Appeals, Fifth Circuit United States 27 Jan 1981 WorldLII flag 9

Legislation Cited

Legislation Name Provision
Constitution

Cases and Articles Cited

Case Name †  Citation(s) Court Jurisdiction Date Full Text Citation Index
"Implied Liabilities Based Upon Stock Exchange Rules," 66 Columbia Law Review 12 Columbia Law Review United States HeinOnline / LexisNexis flag 13
Allen v State Board of Elections 393 US 544; 22 L Ed 2d 1; 89 SCt 817 United States Supreme Court United States 3 Mar 1969 WorldLII flag 182
Barnes v Schatzkin 212 NYS 536 United States - New York circa 1969 flag 5
Brennan v Midwestern United Life Ins Co 259 FSupp 673 United States Westlaw flag 32
Butterman v Walston & Co 387 F2d 822 United States Court of Appeals, Seventh Circuit United States 25 Jan 1968 WorldLII flag 9
Colonial Realty Corporation v Bache & Co 358 F2d 178 United States Court of Appeals, Second Circuit United States 8 Nov 1965 WorldLII flag 48
Cooper v North Jersey Trust Co 226 FSupp 972 United States circa 1965 Westlaw flag 23
Globe Bank & Trust Co of Paducah v Martin 236 US 288; 59 L Ed 583; 35 SCt 377 United States Supreme Court United States 23 Feb 1915 WorldLII flag 12
Hawkins v Merrill Lynch, Pierce, Fenner & Beane 85 FSupp 104 United States Westlaw flag 12
Hecht v Harris, Upham & Co 283 FSupp 417 United States Westlaw flag 37
J I Case Co v Borak 377 US 426; 12 L Ed 2d 423; 84 SCt 1555 United States Supreme Court United States 8 Jun 1964 WorldLII flag 407
Nicklaus v Bank of Russellville 336 F2d 144 United States Court of Appeals, Eighth Circuit United States 8 Sep 1964 WorldLII flag 7
Pettit v American Stock Exchange 217 FSupp 21 United States Westlaw flag 19
Schneider v O'Neal 243 F2d 914 United States Court of Appeals, Eighth Circuit United States 14 May 1957 WorldLII flag 13
Silver v New York Stock Exchange 373 US 341; 10 L Ed 389; 10 L Ed 2d 389; 83 SCt 1246 United States Supreme Court United States 20 May 1963 WorldLII flag 222
Tchlenoff v Jacobs 44 NYS2d 38 United States - New York circa 1963 flag 1
Thompson v Minnesota 385 US 817; 17 L Ed 2d 56; 87 SCt 40 United States Supreme Court United States circa 1963 Westlaw flag 50
Village of Terrace Park v Errett 273 US 710; 273 US 709; 71 L Ed 852; 47 SCt 100 United States Supreme Court United States Westlaw flag 4
46 Nys2d 875 46 NYS2d 875 United States - New York flag 1
60 Ne2d 32 60 NE2d 32; 293 NY 904 United States flag 1
212 Nys 539 212 NYS 539 United States - New York flag 1
242 Ny 552; 152 Ne 424 242 NY 552; 152 NE 424 United States - New York flag 1
1968) 4A Idaho 7092 1968) 4A Idaho 7092 United States - Idaho circa 1968 flag 1

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