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Securities and Exchange Commission v B Rocklage   flag 

470 F3d 1
United States Court of Appeals, First Circuit
United States
14th November, 2006

Cases and Articles Cited

Case Name Citation(s) Court Jurisdiction Date Full Text Citation Index † 
Conley v Gibson 355 US 41; 2 L Ed 80; 2 L Ed 2d 80; 78 SCt 99 United States Supreme Court United States 18 Nov 1957 WorldLII flag 2497
Ernst & Ernst v Hochfelder 425 US 185; 44 USLW 4451; 47 L Ed 2d 668; 96 SCt 1375 United States Supreme Court United States 19 May 1976 WorldLII flag 627
Schmuck v United States 489 US 705; 103 L Ed 2d 734; 109 SCt 1443 United States Supreme Court United States 15 May 1989 WorldLII flag 291
Carpenter v United States 484 US 19; 98 L Ed 2d 275; 108 SCt 316; 98 L Ed 2275; [1987] Tyl 758 United States Supreme Court United States 16 Nov 1987 WorldLII flag 188
Chiarella v United States 445 US 222; 63 L Ed 2d 348; 100 SCt 1108 United States Supreme Court United States 18 Mar 1980 WorldLII flag 186
Dirks v SEC 463 US 646; 77 L Ed 2d 911; 103 SCt 3255 United States Supreme Court United States 1 Jul 1983 WorldLII flag 77
United States v O'Hagan 521 US 642; (1997) 138 L Ed 2d 642; 138 L Ed 2d 724; 117 SCt 2199 United States Supreme Court United States 25 Jun 1997 WorldLII flag 70
United States v Santana 6 F3d 1; 62 USLW 2205 United States Court of Appeals, First Circuit United States 16 Sep 1993 WorldLII flag 35
United States v Carpenter 791 F2d 1024; 54 USLW 2622 United States Court of Appeals, Second Circuit United States 27 May 1986 WorldLII flag 32
Holmes v Bateson 583 F2d 542 United States Court of Appeals, First Circuit United States 28 Aug 1978 WorldLII flag 29
SEC v Zandford 535 US 813; 122 SCt 1899; 153 L Ed 2d 1 United States Supreme Court United States 3 Jun 2002 WorldLII flag 27
Securities and Exchange Commission, Plaintiff, Appellant, v Michael G Sargent, Dennis J Shepard, Robert J Scharn, United States, Defendants, Appellees 229 F3d 68 United States Court of Appeals, First Circuit United States 26 Oct 2000 WorldLII flag 9
In re Commonwealth Oil/Tesoro Petroleum Corporation Sec Litig 467 FSupp 227 United States circa 2000 Westlaw flag 4
United States of America, Appellee, v Joseph Falcone, Defendant-Appellant 257 F3d 226 United States Court of Appeals, Second Circuit United States 20 Jul 2001 WorldLII flag 3
Our Dysfunctional Insider Trading Regime (1999) 99 Columbia Law Review 1491 Columbia Law Review United States circa 1999 HeinOnline / LexisNexis flag 3
Ramrez v Arlequn 447 F3d 19 United States Court of Appeals, Eleventh Circuit United States 9 Feb 2006 WorldLII flag 2
Outsider Trading on Confidential Information & #x2014; A Breach in Search of a Duty 20 Cardozo Law Review 83 Cardozo Law Review United States circa 2014 HeinOnline / LexisNexis flag 1
"The Muddled Duty To Disclose Under Rule 10B-5" (2004) 57 Vanderbilt Law Review 1639 Vanderbilt Law Review United States circa 2004 HeinOnline / LexisNexis flag 1
Don't Ask, Just Tell: Insider Trading After United States v O'Hagan 84 Virginia Law Review 153 Virginia Law Review United States circa 2000 LexisNexis flag 1
Suggestion 59 Ohio State Law Journal 1223 Ohio State Law Journal United States circa 2000 HeinOnline / LexisNexis flag 1

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