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"Regulating the Financial Advice Profession: An Examination of Recent Developments in Australia, New Zealand and The United Kingdom and Recommendations for Further Reform"   flag  1

(2017) 36 University of Queensland Law Journal 177
Bowley, Robin
University of Queensland Law Journal
Australia

Law Journal Articles Referring to this Journal Article

Journal Article Title Citation(s) Author †  Jurisdiction Date Full Text Citation Index
"Regulating Financial Advisers in the UK: Lessons for Australia" (2021) 44 University of New South Wales Law Journal 424 He, Weiping; Liu, Han-Wei Australia circa 2021 AustLII flag

Legislation Cited

s56, s66
Legislation Name Provision
Australian Securities and Investments Commission Act 2001 (Cth) s93AA
Corporations Act 2001 (Cth) s5, s6, s9, s10, s12, s13, s17, s18, s83, s86, s89, s90, s92, s143, s144, s146, s147, s148, s149, s150, s760A, s761G, s766B, s910A, s912A, s914A, s915C, s920A, s921B, s921E, s921F, s941A, s943F, s946A, s947E, s961B, s961G, s961J, s961K, s961L, s963, s968, s1011A, s1016F, s1317B, s1317E, s88
Corporations Amendment (Professional Standards of Financial Advisers) Act 2017 (Cth)
Financial Services and Markets Act 2000
Financial Services Legislation Amendment Bill 2017
Building Act 2004
Financial Advisers Act 2008
Financial Service Providers (Registration and Dispute Resolution) Act 2008

Cases and Articles Cited

Case Name Citation(s) Court †  Jurisdiction Date Full Text Citation Index
(2016) 31 Australian Journal of Corporate Law 47 (2016) 31 Australian Journal of Corporate Law 47 Australian Journal of Corporate Law Australia circa 2016 LexisNexis AU flag 1
Canny J Construction and Building Law (Round Hall Sweet & Maxwell [2001] Ch 7 Court of Chancery United Kingdom circa 2001 LexisNexis / Westlaw flag 3
Bayliss and Co (Financial Services) Ltd v The Financial Conduct Authority [2017] EWCA Civ 218 England and Wales Court of Appeal - Civil Division United Kingdom - England and Wales circa 2017 BAILII flag 1
Australian Securities and Investments Commission v NSG Services Pty Ltd [2017] FCA 345; (2017) 122 ACSR 47; 35 ACLC 17-005 Federal Court of Australia Australia - Commonwealth 30 Mar 2017 AustLII flag 22
"Regulating Financial Advisers in the UK: Lessons for Australia" (2021) 44 University of New South Wales Law Journal 424 He, Weiping; Liu, Han-Wei Australia circa 2021 AustLII flag
"Mis-selling financial products: When can the customer claim in negligence?" (2016) 6 Journal of Business Law 517 Journal of Business Law United Kingdom circa 2016 Westlaw flag 1
(2015) 26 New Zealand Universities Law Review 869; 178 University of Queensland Law Journal 2017 (2015) 26 New Zealand Universities Law Review 869; 178 University of Queensland Law Journal 2017 New Zealand Universities Law Review New Zealand circa 2017 Westlaw flag 1
Bayliss & Co (Fin Services) and Clive John Rosier v FCA [2015] UKUT 0265 United Kingdom Upper Tribunal United Kingdom circa 2015 BAILII flag 3
194 University of Queensland Law Journal 2017 194 University of Queensland Law Journal 2017 University of Queensland Law Journal Australia circa 2017 HeinOnline flag 1
196 University of Queensland Law Journal 2017 196 University of Queensland Law Journal 2017 University of Queensland Law Journal Australia circa 2017 HeinOnline flag 1
198 University of Queensland Law Journal 2017 198 University of Queensland Law Journal 2017 University of Queensland Law Journal Australia circa 2017 HeinOnline flag 1
200 University of Queensland Law Journal 2017 200 University of Queensland Law Journal 2017 University of Queensland Law Journal Australia circa 2017 HeinOnline flag 1
202 University of Queensland Law Journal 2017 202 University of Queensland Law Journal 2017 University of Queensland Law Journal Australia circa 2017 HeinOnline flag 1
186 University of Queensland Law Journal 2017 186 University of Queensland Law Journal 2017 University of Queensland Law Journal Australia circa 2017 HeinOnline flag 1
[2017] Tax Cas 111; 184 University of Queensland Law Journal 2017 [2017] Tax Cas 111; 184 University of Queensland Law Journal 2017 University of Queensland Law Journal United Kingdom circa 2017 HeinOnline flag 1
180 University of Queensland Law Journal 2017 180 University of Queensland Law Journal 2017 University of Queensland Law Journal Australia circa 2017 HeinOnline flag 1
188 University of Queensland Law Journal 2017 188 University of Queensland Law Journal 2017 University of Queensland Law Journal Australia circa 2017 HeinOnline flag 1
190 University of Queensland Law Journal 2017 190 University of Queensland Law Journal 2017 University of Queensland Law Journal Australia circa 2017 HeinOnline flag 1
192 University of Queensland Law Journal 2017 192 University of Queensland Law Journal 2017 University of Queensland Law Journal Australia circa 2017 HeinOnline flag 1
182 University of Queensland Law Journal 2017 182 University of Queensland Law Journal 2017 University of Queensland Law Journal Australia circa 2017 HeinOnline flag 1
56 Tax Cas 2126 56 Tax Cas 2126 United Kingdom circa 2017 flag 1

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