|
"In Whose Best Interests? Regulating Financial Advisers, the Royal Commission and the Dilemma of Reform"
|
(2020) 42 Sydney Law Review 37
|
Sydney Law Review
|
Australia
|
circa 2020
|
AustLII
|
|
 1
|
|
Australian Securities and Investments Commission v Wealth & Risk Management Pty Ltd (No 2)
|
[2018] FCA 59; (2018) 124 ACSR 351
|
Federal Court of Australia
|
Australia - Commonwealth
|
5 Feb 2018
|
AustLII
|
|
16 
|
|
"Financial Robots as Instruments of Fiduciary Loya"
|
(2018) 40 Sydney Law Review 63
|
Sydney Law Review
|
Australia
|
circa 2018
|
AustLII
|
|
1
|
|
Australian Securities and Investments Commission v NSG Services Pty Ltd
|
[2017] FCA 345; (2017) 122 ACSR 47; 35 ACLC 17-005
|
Federal Court of Australia
|
Australia - Commonwealth
|
30 Mar 2017
|
AustLII
|
|
22
|
|
"Regulating the Financial Advice Profession: An Examination of Recent Developments in Australia, New Zealand and The United Kingdom and Recommendations for Further Reform"
|
(2017) 36 University of Queensland Law Journal 177
|
University of Queensland Law Journal
|
Australia
|
circa 2017
|
AustLII
|
|
1
|
|
Australian Securities and Investments Commission v Cassimatis (No 8)
|
[2016] FCA 1023; (2016) 336 ALR 209
|
Federal Court of Australia
|
Australia - Commonwealth
|
26 Aug 2016
|
AustLII
|
|
79
|
|
"Re-Evaluating the Appropriate Advice Rule in Light of The Global Financial Crisis"
|
(2009) 4 University of New England Law Journal 33
|
University of New England Law Journal
|
Australia
|
circa 2009
|
AustLII
|
|
2
|
|
"Large-Scale Reform of Investor Protection Regulation: The European Union Experience"
|
(2007) 4 Macquarie Journal of Business Law 147
|
Macquarie Journal of Business Law
|
Australia
|
circa 2007
|
AustLII
|
|
1
|
|
"Risk and the Consumer in Australian Financial Services Reform"
|
(2006) 28 Sydney Law Review 99
|
Sydney Law Review
|
Australia
|
circa 2006
|
AustLII
|
|
5
|
|
R (British Bankers Association v FSA
|
[2011] EWHC 999
|
High Court of England and Wales
|
United Kingdom - England and Wales
|
circa 2011
|
BAILII
|
|
1
|
|
"The Effectiveness of the Best Interests Duty: Enhancing Consumer Protection?"
|
(2013) 41 Australian Business Law Review 5
|
Australian Business Law Review
|
Australia
|
circa 2013
|
Legal Online
|
|
2
|
|
"The Ripoll Committee Recommendation for a Fiduciary Duty in the Broader Regulatory Context"
|
(2012) 30 Company and Securities Law Journal 216
|
Company and Securities Law Journal
|
Australia
|
circa 2012
|
Legal Online
|
|
2
|
|
Principles for Business Require a Firm to Give the Best Advice? ’ (April
|
[2018] Butterworths Journal of International Banking and Financial Law 246
|
Butterworth's Journal of International Banking and Financial Law
|
|
circa 2018
|
LexisNexis
|
|
1
|
|
(2016) 26 (4) New Zealand Universities Law Review 1
|
(2016) 26 (4) New Zealand Universities Law Review 1
|
New Zealand Universities Law Review
|
New Zealand
|
circa 2016
|
Westlaw
|
|
1
|
|
"MiFID II: Stricter Conduct of Business Rules for Investment Firms"
|
(2017) 12 (3) Capital Markets Law Journal 340
|
Capital Markets Law Journal
|
United Kingdom
|
circa 2017
|
|
|
1
|
|
"Making a Success of Principles-Based Regulation"
|
(2007) 1 (3) Law and Financial Markets Review 191
|
Law and Financial Markets Review
|
|
circa 2007
|
|
|
2
|
|
(2018) 131 Ascr 484
|
(2018) 131 ASCR 484
|
|
Australia
|
circa 2018
|
|
|
1
|
|
Commission Directive 2006/73/EC of 10 August 2006 Implementing Directive 2004/39/EC of the European Parliament and of the Council as Regards Organisational Requirements and Operating Conditions for Investment Firms and Defined Terms for the Purposes of that Directive
|
[2006] Oudh Law Journal 241
|
Oudh Law Journal
|
India - Uttar Pradesh
|
circa 2006
|
|
|
1
|
|
"A Rational Regulatory Strategy for Governing Financial Innovation"
|
(2017) 8 (4) European Journal of Risk Regulation 743
|
European Journal of Risk Regulation
|
Germany
|
circa 2017
|
|
|
1
|
|
"UK Economic Policy and the Global Financial Crisis: Paradigm Lost?"
|
(2009) 47 (5) Journal of Common Market Studies 1041
|
Journal of Common Market Studies
|
Europe
|
circa 2009
|
|
|
1
|
